13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,387 holding rows worth $29,794,309,000.
- Accession
- 0001677044-20-000024
- Filer
- CIK 1677044
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 34,702 entries on the cover page, a total value of $29,794,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,794,309,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerKMS FINANCIAL SERVICES, INC
- included managerARBOR POINT ADVISORS, LLC
- included managerSSN Advisory, Inc.
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerINVESTACORP ADVISORY SERVICES, INC.
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 509 | $14,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 382 | $14,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $14,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,920 | $14,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 642 | $14,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,300 | $14,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 371 | $14,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,868 | $14,000 | thousands by filing date | |
| CITIGROUP INC | 172967954 | PUT | 70 | $14,000 | thousands by filing date | put |
| SOUNDTHINKING INC | 82536T107 | COM | 564 | $14,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 2,100 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 619 | $14,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 3,549 | $14,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 4,753 | $14,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 2,000 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 455 | $14,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 348 | $14,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 22 | $14,000 | thousands by filing date | put |
| QNITY ELECTRONICS INC | 817323207 | COM | 2,306 | $14,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,505 | $14,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 11 | $14,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 13 | $14,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 10 | $14,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10 | $14,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 1,251 | $14,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,000 | $14,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 1,479 | $14,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 650 | $14,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 16,000 | $14,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,000 | $14,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1,134 | $14,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189H888 | COAL ETF | 201 | $14,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 653 | $13,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 257 | $13,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 307 | $13,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 8,233 | $13,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 435 | $13,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 356 | $13,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 903 | $13,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,545 | $13,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 2,601 | $13,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 725 | $13,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 389 | $13,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 260 | $13,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,672 | $13,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 206 | $13,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 968 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 580 | $13,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 7,064 | $13,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,050 | $13,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 300 | $13,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 4,941 | $13,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 695 | $13,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 699 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 226 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 481 | $13,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 576 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 500 | $13,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,658 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,221 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 200 | $13,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,360 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 345 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 323 | $13,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,150 | $13,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 5,511 | $13,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 4,427 | $13,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,100 | $13,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 886 | $13,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2 | $13,000 | thousands by filing date | principal |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,354 | $13,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 9 | $13,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 407 | $13,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,825 | $13,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $13,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 16,252 | $13,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 2,000 | $13,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 719 | $13,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 93,122 | $13,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 16,303 | $13,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,022 | $13,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 644 | $13,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 6 | $13,000 | thousands by filing date | principal |
| CTO REALTY GROWTH INC | 22948P103 | COM | 338 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 547 | $13,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 14 | $13,000 | thousands by filing date | principal |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 158 | $12,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,783 | $12,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 351 | $12,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 535 | $12,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 600 | $12,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 933 | $12,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 4,311 | $12,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 785 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 414 | $12,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 502 | $12,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 184 | $12,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 400 | $12,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,013 | $12,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 300 | $12,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 230 | $12,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,635 | $12,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 260 | $12,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 832 | $12,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 252 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 682 | $12,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 301 | $12,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,032 | $12,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 383 | $12,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 390 | $12,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 13,060 | $12,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,900 | $12,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 882 | $12,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 4,050 | $12,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 555 | $12,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 4 | $12,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 12,000 | $12,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 2,989 | $12,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,741 | $12,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 750 | $12,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 889 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,120 | $12,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 4,000 | $12,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 403 | $12,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 980 | $12,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 417 | $11,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,360 | $11,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 100 | $11,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,750 | $11,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 327 | $11,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,979 | $11,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 974 | $11,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 604 | $11,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,219 | $11,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 736 | $11,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 6,796 | $11,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 639 | $11,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,806 | $11,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,415 | $11,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,030 | $11,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,051 | $11,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,592 | $11,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 854 | $11,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,800 | $11,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,078 | $11,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 71 | $11,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,300 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $11,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 483 | $11,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 183 | $11,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,428 | $11,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 451 | $11,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 6 | $11,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 20 | $11,000 | thousands by filing date | call |
| FONAR CORP | 344437405 | COM NEW | 535 | $11,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 5,633 | $11,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 13,302 | $11,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 1,672 | $11,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 7,700 | $11,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,170 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 350 | $11,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 10 | $11,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F796 | COM | 225 | $11,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 411 | $11,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 5,057 | $11,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 2,500 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 562 | $11,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 9,500 | $11,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 120 | $10,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 200 | $10,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,568 | $10,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 693 | $10,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 531 | $10,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 415 | $10,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 557 | $10,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 852 | $10,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 545 | $10,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,602 | $10,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,569 | $10,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 551 | $10,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 642 | $10,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 581 | $10,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 421 | $10,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 439 | $10,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 616 | $10,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 80 | $10,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 295 | $10,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 1,025 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 125 | $10,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 444 | $10,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 137 | $10,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,408 | $10,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 1,238 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 501 | $10,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 287 | $10,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 1,420 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 825 | $10,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 724 | $10,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 218 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 500 | $10,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 875 | $10,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 5,279 | $10,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $10,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,285 | $10,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,220 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 9 | $10,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 4 | $10,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 9 | $10,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 12,000 | $10,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,001 | $10,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 11 | $10,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 8 | $10,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,497 | $10,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,090 | $10,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,197 | $10,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 949 | $10,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 875 | $10,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 790 | $10,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 8 | $10,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,893 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745T368 | ETF | 597 | $10,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 871 | $10,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 759 | $9,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 750 | $9,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 196 | $9,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 865 | $9,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,018 | $9,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 289 | $9,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,356 | $9,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 1,100 | $9,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 309 | $9,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 600 | $9,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 325 | $9,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 421 | $9,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 504 | $9,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 596 | $9,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 589 | $9,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 124 | $9,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 468 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 125 | $9,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 290 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 135 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 227 | $9,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,056 | $9,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,681 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 345 | $9,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 3 | $9,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,712 | $9,000 | thousands by filing date | |
| ROKU INC | 77543R902 | CALL | 2 | $9,000 | thousands by filing date | call |
| BOEING CO | 097023955 | PUT | 2 | $9,000 | thousands by filing date | put |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 200 | $9,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 813 | $9,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 1,220 | $9,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 613 | $9,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 698 | $9,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,000 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9 | $9,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 3 | $9,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 9,000 | $9,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 799 | $9,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,024 | $9,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V957 | COM | 80 | $9,000 | thousands by filing date | put |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 6,274 | $9,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 468 | $9,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 5 | $9,000 | thousands by filing date | principal |
| CELSION CORP | 15117N503 | COM PAR NEW | 2,490 | $9,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 3,570 | $9,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,000 | $9,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 1,501 | $9,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 2,924 | $9,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3 | $9,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y301 | Cmn | 400 | $9,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 196 | $8,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 5,000 | $8,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,104 | $8,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,032 | $8,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,201 | $8,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,912 | $8,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 405 | $8,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,967 | $8,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,834 | $8,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 681 | $8,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 77 | $8,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 289 | $8,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6,363 | $8,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 285 | $8,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,383 | $8,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 8,086 | $8,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,127 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 307 | $8,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 3,601 | $8,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 473 | $8,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 523 | $8,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 179 | $8,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,179 | $8,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 312 | $8,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 272 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 275 | $8,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 360 | $8,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 346 | $8,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 546 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 265 | $8,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 375 | $8,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $8,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V907 | CALL | 22 | $8,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y950 | COM | 13 | $8,000 | thousands by filing date | put |
| MPLX LP | 55336V950 | COM UNIT REP LTD | 48 | $8,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 7,670 | $8,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 3,675 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 312 | $8,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 3,600 | $8,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 3,000 | $8,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 402 | $8,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | thousands by filing date | principal |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 1,753 | $8,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 2,222 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 143 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 332 | $8,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 660 | $8,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 1,001 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 100 | $8,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 1,870 | $8,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 8 | $8,000 | thousands by filing date | principal |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 86 | $7,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,568 | $7,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 440 | $7,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 7,025 | $7,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 644 | $7,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 900 | $7,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 178 | $7,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 369 | $7,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 249 | $7,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 843 | $7,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 490 | $7,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 754 | $7,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,902 | $7,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 2,760 | $7,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 559 | $7,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 213 | $7,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 317 | $7,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 121 | $7,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 943 | $7,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,585 | $7,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 9,217 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 262 | $7,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 309 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287954 | PUT | 8 | $7,000 | thousands by filing date | put |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 1,000 | $7,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134907 | CALL | 10 | $7,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,026 | $7,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 288 | $7,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 11 | $7,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 116 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 3,379 | $7,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,783 | $7,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 502 | $7,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,500 | $7,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 5 | $7,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 3 | $7,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3 | $7,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 4 | $7,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,000 | $7,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,400 | $7,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 785 | $7,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 1,000 | $7,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 322 | $7,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 500 | $7,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 187 | $7,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 504 | $7,000 | thousands by filing date | |
| COVANTA HOLDING CORP | 22282E952 | COM | 14 | $7,000 | thousands by filing date | put |
| UBS AG JERSEY BRH | 902641810 | CMCI GOLD ETN | 165 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 231 | $7,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 200 | $7,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 589 | $7,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 251 | $7,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,705 | $7,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 260 | $7,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $7,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 4,000 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 350 | $7,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 650 | $7,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 1,900 | $7,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 1,571 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 260 | $7,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 8,101 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E430 | RUSLL LRG OVER | 110 | $7,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 300 | $6,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 165 | $6,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 303 | $6,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 243 | $6,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,134 | $6,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 200 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 167 | $6,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 47,430 | $6,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 209 | $6,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,164 | $6,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 250 | $6,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,460 | $6,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 623 | $6,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 831 | $6,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 253 | $6,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 226 | $6,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,350 | $6,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 825 | $6,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 181 | $6,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 581 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 600 | $6,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 214 | $6,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 6,000 | $6,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 457 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 210 | $6,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,271 | $6,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 3,763 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 330 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 522 | $6,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 4,596 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 377 | $6,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $6,000 | thousands by filing date | |
| IRON MTN INC DEL | 46284V951 | PUT | 7 | $6,000 | thousands by filing date | put |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 3 | $6,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,894 | $6,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 223 | $6,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 100 | $6,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 1,700 | $6,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 6,617 | $6,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 814 | $6,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 3,029 | $6,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 6 | $6,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 186 | $6,000 | thousands by filing date | |
| CARNIVAL CORP | 143658950 | PUT | 3 | $6,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 5 | $6,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 4 | $6,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 6,000 | $6,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 5 | $6,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 5 | $6,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 5 | $6,000 | thousands by filing date | principal |
| IMAC HLDGS INC | 44967K104 | COM | 4,900 | $6,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 6 | $6,000 | thousands by filing date | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 11,163 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 443 | $6,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 13,355 | $6,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 248 | $6,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 524 | $6,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 178 | $6,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 6,500 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 170 | $6,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 2,550 | $6,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 6,000 | $6,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 250 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 326 | $6,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 318 | $6,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 15,000 | $6,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 26,000 | $6,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 376 | $6,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,408 | $5,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 150 | $5,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $5,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,640 | $5,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 280 | $5,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 3,311 | $5,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 182 | $5,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 2,588 | $5,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 143 | $5,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 388 | $5,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 750 | $5,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 378 | $5,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 142 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 251 | $5,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 355 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 344 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $5,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 226 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 151 | $5,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,620 | $5,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,717 | $5,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 275 | $5,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,547 | $5,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,010 | $5,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 100 | $5,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 227 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 205 | $5,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,196 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 222 | $5,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 300 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 44 | $5,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 700 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $5,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 600 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 96 | $5,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,183 | $5,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 9 | $5,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO | 460146953 | COM | 53 | $5,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L954 | COM | 4 | $5,000 | thousands by filing date | put |
| WP CAREY INC | 92936U959 | COM | 8 | $5,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000024 | this filing | 2020-08-14 | acceptance time not in the bulk data set |