13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,387 holding rows worth $29,794,309,000.
- Accession
- 0001677044-20-000024
- Filer
- CIK 1677044
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 34,702 entries on the cover page, a total value of $29,794,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,794,309,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerKMS FINANCIAL SERVICES, INC
- included managerARBOR POINT ADVISORS, LLC
- included managerSSN Advisory, Inc.
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerINVESTACORP ADVISORY SERVICES, INC.
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO BD FD | 46132L107 | COM | 3,251 | $65,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,281 | $65,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 51,131 | $65,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,987 | $64,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,765 | $64,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,642 | $64,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 6,421 | $64,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,867 | $64,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 764 | $64,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 1,040 | $64,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 7,650 | $64,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,005 | $64,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 2,438 | $64,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 3,125 | $64,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 13,610 | $64,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 1,341 | $64,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 33,809 | $64,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 9,642 | $64,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 8,409 | $64,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 5,001 | $64,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 4,331 | $64,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 49,634 | $64,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 1,990 | $63,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 6,347 | $63,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 2,239 | $63,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,910 | $63,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 6,446 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,881 | $63,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 1,144 | $63,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 2,965 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,656 | $63,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 63,000 | $63,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 36,236 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 2,441 | $62,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 2,486 | $62,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,230 | $62,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2,016 | $62,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,700 | $62,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,385 | $62,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 1,056 | $62,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 8,505 | $62,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 1,425 | $62,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 42,000 | $62,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 1,272 | $61,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,981 | $61,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,909 | $61,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,550 | $61,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 1,684 | $61,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 7,041 | $61,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 885 | $61,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 11,716 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,095 | $61,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,484 | $61,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 5,374 | $61,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 7,274 | $61,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 2,910 | $60,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 2,830 | $60,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 7,458 | $60,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 7,936 | $60,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,400 | $60,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 7,884 | $60,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,363 | $60,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 4,862 | $60,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 3,401 | $60,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 2,400 | $59,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 6,030 | $59,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 7,234 | $59,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 1,995 | $59,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 5,830 | $59,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 661 | $59,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 5,635 | $59,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 4,018 | $59,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,801 | $59,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 2,362 | $59,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 698 | $59,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 9,500 | $59,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 56,000 | $59,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 2,492 | $59,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 2,900 | $59,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,986 | $59,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 25,355 | $59,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 1,800 | $58,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,994 | $58,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 967 | $58,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 2,185 | $58,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 6,226 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,108 | $58,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,339 | $58,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,371 | $58,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 23,783 | $58,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 58,000 | $58,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 750 | $57,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,340 | $57,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 12,191 | $57,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 6,575 | $57,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 3,749 | $57,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,637 | $57,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 5,235 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 1,931 | $57,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 11,751 | $57,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 2,235 | $57,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 2,288 | $57,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 3,232 | $57,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 1,350 | $57,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 405 | $57,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,500 | $57,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 73,283 | $57,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 587 | $57,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 11,550 | $56,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 83 | $56,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 3,809 | $56,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 645 | $56,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 2,157 | $56,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 57,000 | $56,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 101,245 | $56,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 4,100 | $56,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 4,100 | $56,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 2,010 | $56,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 630 | $56,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,205 | $55,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,959 | $55,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,659 | $55,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 2,758 | $55,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 1,223 | $55,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,591 | $55,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 3,506 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,810 | $55,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,000 | $55,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 2,268 | $55,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 8,705 | $55,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,000 | $55,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 10,179 | $55,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 7,436 | $54,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,964 | $54,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 3,365 | $54,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,731 | $54,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 6,660 | $54,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W202 | COM | 5,623 | $54,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 55,000 | $54,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,710 | $53,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 3,909 | $53,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 5,971 | $53,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 2,767 | $53,000 | thousands by filing date | |
| ROKU INC | 77543R952 | PUT | 32 | $53,000 | thousands by filing date | put |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,330 | $53,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 1,353 | $53,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 6,950 | $52,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 5,005 | $52,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,000 | $52,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 7,237 | $52,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 472 | $52,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 9,249 | $52,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,389 | $52,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 3,670 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,393 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,142 | $52,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,314 | $52,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 15,000 | $52,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 3,137 | $52,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 4,600 | $52,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 100,122 | $51,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,590 | $51,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 3,957 | $51,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 662 | $51,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 1,035 | $51,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,743 | $51,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 12,133 | $51,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 10,600 | $51,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 5,000 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,370 | $50,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 500 | $50,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 3,990 | $50,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 695 | $50,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 4,387 | $50,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 6,228 | $50,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,505 | $50,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 3,200 | $50,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,145 | $50,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 2,310 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 1,924 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,591 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 2,232 | $50,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 15 | $50,000 | thousands by filing date | call |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 385 | $50,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 3,713 | $50,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,400 | $50,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 55,778 | $50,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 3,678 | $50,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 601 | $50,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 6,147 | $49,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,406 | $49,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 843 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 855 | $49,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 2,697 | $49,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,319 | $49,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 15,088 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,600 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 931 | $49,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 6,691 | $49,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 52,000 | $49,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,057 | $49,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 6,548 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 4,859 | $49,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 19,607 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 814 | $48,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 1,500 | $48,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,538 | $48,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,429 | $48,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,010 | $48,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 636 | $48,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 3,125 | $48,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,267 | $48,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 1,000 | $48,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 3,377 | $48,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,788 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 2,462 | $48,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 3,544 | $48,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 6,000 | $48,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 2,187 | $48,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 7,015 | $48,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 1,528 | $48,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 48,076 | $48,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 704 | $47,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 3,264 | $47,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,032 | $47,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 4,100 | $47,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 677 | $47,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,611 | $47,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 1,297 | $47,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 6,573 | $47,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 1,138 | $47,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,310 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 2,030 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 777 | $47,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 1,875 | $47,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,339 | $47,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 6,858 | $47,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 447 | $47,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,418 | $47,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 43,000 | $47,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 4,451 | $46,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,747 | $46,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 1,484 | $46,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 1,688 | $46,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 9,765 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 979 | $46,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 5,594 | $46,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20,228 | $46,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,991 | $46,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 765 | $46,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 31,872 | $46,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 48,000 | $46,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 53,000 | $46,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 506 | $45,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,191 | $45,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 2,328 | $45,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 4,100 | $45,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 419 | $45,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 15,103 | $45,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $45,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 2,420 | $45,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 12,297 | $45,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 3,721 | $45,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 614 | $44,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,631 | $44,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 913 | $44,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 16,035 | $44,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,360 | $44,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 1,910 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 796 | $44,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 427 | $44,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,516 | $44,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,900 | $44,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 41,000 | $44,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 31,010 | $44,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 447 | $44,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 1,305 | $43,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 3,328 | $43,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,732 | $43,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,046 | $43,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,745 | $43,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 462 | $43,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,325 | $43,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 8,115 | $43,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,955 | $43,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 8,900 | $43,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,152 | $43,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,962 | $43,000 | thousands by filing date | |
| MPLX LP | 55336V900 | COM UNIT REP LTD | 315 | $43,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 20,419 | $43,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 1,763 | $43,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 17,228 | $43,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,587 | $43,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 2,364 | $43,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 5,125 | $43,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,318 | $42,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 3,525 | $42,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,045 | $42,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 9,781 | $42,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,195 | $42,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,319 | $42,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 848 | $42,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 358 | $42,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 3,089 | $42,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,185 | $42,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 4,675 | $42,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,420 | $42,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,750 | $42,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 7,721 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 2,879 | $42,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 3,299 | $42,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,834 | $42,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,524 | $42,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 2,145 | $42,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,900 | $42,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 325 | $42,000 | thousands by filing date | call |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 988 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y525 | MSCI CHINA RE | 2,545 | $42,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,007 | $42,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 34,000 | $41,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2,086 | $41,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,349 | $41,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 744 | $41,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 3,408 | $41,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,060 | $41,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,057 | $41,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 3,175 | $41,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 1,925 | $41,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,537 | $41,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,770 | $41,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1,874 | $41,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 7 | $41,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 1,400 | $41,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,519 | $41,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 2,400 | $41,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 4,586 | $41,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 10,123 | $41,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 4,746 | $41,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 41,000 | $41,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 46 | $41,000 | thousands by filing date | principal |
| EVERFORTH INC COM | 00191U102 | Stock | 605 | $40,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 1,264 | $40,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 860 | $40,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 965 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 831 | $40,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 7,700 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 1,574 | $40,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 33,000 | $40,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,700 | $40,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,010 | $40,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 46,010 | $40,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,448 | $40,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,846 | $40,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 26,157 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,711 | $40,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 1,650 | $40,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,511 | $39,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 3,548 | $39,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 4,957 | $39,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,656 | $39,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 9,632 | $39,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 728 | $39,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 2,347 | $39,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,037 | $39,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 700 | $39,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 346 | $39,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 780 | $39,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 3,050 | $39,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 2,416 | $39,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,400 | $39,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 166 | $39,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 1,550 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,151 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 2,367 | $39,000 | thousands by filing date | |
| PFIZER INC | 717081953 | PUT | 255 | $39,000 | thousands by filing date | put |
| INVESCO | 46138J544 | EXCHANGE TRADED | 1,545 | $39,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,615 | $39,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 40,000 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 1,746 | $39,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 2,929 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,587 | $39,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 41,000 | $39,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,053 | $38,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 8,777 | $38,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,443 | $38,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 2,428 | $38,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 3,432 | $38,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,544 | $38,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,341 | $38,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 1,087 | $38,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 5,701 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 1,441 | $38,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 1,197 | $38,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,506 | $38,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 39,000 | $38,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 10,000 | $38,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 7,130 | $38,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 953 | $38,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 38,000 | $38,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 685 | $37,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 7,292 | $37,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,770 | $37,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,923 | $37,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 406 | $37,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 633 | $37,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $37,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 462 | $37,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,959 | $37,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 682 | $37,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 8,550 | $37,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 401 | $37,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 12,359 | $37,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 2,041 | $36,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,935 | $36,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 990 | $36,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,405 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 653 | $36,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 788 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 601 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,280 | $36,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,325 | $36,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 30 | $36,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 2,360 | $36,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,125 | $36,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,151 | $36,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 50,000 | $36,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 5,500 | $36,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,058 | $35,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 1,088 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 3,402 | $35,000 | thousands by filing date | |
| APPLE INC | 037833950 | PUT | 18 | $35,000 | thousands by filing date | put |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 4,141 | $35,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 10,515 | $35,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,073 | $35,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 47,110 | $35,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,703 | $35,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 6,800 | $35,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 68,927 | $35,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 34,000 | $35,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 684 | $34,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,774 | $34,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 1,400 | $34,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 903 | $34,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 320 | $34,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 2,825 | $34,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 656 | $34,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,365 | $34,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,165 | $34,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 171 | $34,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 25,450 | $34,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 35,000 | $34,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,152 | $34,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 27,525 | $34,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 22,516 | $34,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,500 | $34,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 764 | $34,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,383 | $33,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 1,863 | $33,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 784 | $33,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 4,495 | $33,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,365 | $33,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 568 | $33,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 394 | $33,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 343 | $33,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 24,436 | $33,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,423 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,025 | $33,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,120 | $33,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,500 | $33,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 6,300 | $33,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,704 | $33,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 5,374 | $33,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,800 | $33,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,319 | $33,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 910 | $33,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 27,422 | $33,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 11,690 | $33,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 37,000 | $33,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 59,853 | $33,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 2,989 | $33,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 14,586 | $33,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 46,000 | $33,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $33,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 38,000 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 500 | $33,000 | thousands by filing date | |
| LISTED FD TR EVENTSHS US LEGI | 53656F102 | CEF | 1,438 | $33,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,025 | $32,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,156 | $32,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,995 | $32,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,063 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 521 | $32,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,263 | $32,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 798 | $32,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,334 | $32,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 974 | $32,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,305 | $32,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 3,385 | $32,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,842 | $32,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 428 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,010 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000024 | this filing | 2020-08-14 | acceptance time not in the bulk data set |