13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,387 holding rows worth $29,794,309,000.
- Accession
- 0001677044-20-000024
- Filer
- CIK 1677044
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 34,702 entries on the cover page, a total value of $29,794,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,794,309,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerKMS FINANCIAL SERVICES, INC
- included managerARBOR POINT ADVISORS, LLC
- included managerSSN Advisory, Inc.
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerINVESTACORP ADVISORY SERVICES, INC.
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LOCKHEED MARTIN CORP | 539830909 | COM | 4 | $5,000 | thousands by filing date | call |
| Golden Entertainment Inc | 381013101 | Common Stock | 611 | $5,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 250 | $5,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 700 | $5,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 576 | $5,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,160 | $5,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,094 | $5,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,000 | $5,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 337 | $5,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,718 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 234 | $5,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 465 | $5,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 361 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 100 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 5 | $5,000 | thousands by filing date | principal |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 586 | $5,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 500 | $5,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,000 | $5,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6 | $5,000 | thousands by filing date | principal |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 217 | $5,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 7,501 | $5,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 380 | $5,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,400 | $5,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 5,238 | $5,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 6,000 | $5,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 3 | $5,000 | thousands by filing date | principal |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 2,700 | $5,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 500 | $5,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 2,551 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,141 | $5,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y164 | COM NEW | 33,001 | $5,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,000 | $5,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,000 | $5,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 7 | $5,000 | thousands by filing date | principal |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,001 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 350 | $5,000 | thousands by filing date | |
| nan | 25460E331 | nan | 700 | $5,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,084 | $5,000 | thousands by filing date | |
| AGF INVTS TR | 00110G887 | AGFIQ HEDGED DIV | 263 | $5,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 455 | $5,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108706 | Cmn | 230 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 70 | $5,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 5,000 | $4,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 804 | $4,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 387 | $4,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 121 | $4,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,249 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 133 | $4,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 875 | $4,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,000 | $4,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 210 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 100 | $4,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 1,000 | $4,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 371 | $4,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 140 | $4,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 364 | $4,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 168 | $4,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 637 | $4,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 5,098 | $4,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 990 | $4,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 200 | $4,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 533 | $4,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 160 | $4,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 230 | $4,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 410 | $4,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,572 | $4,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 217 | $4,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,697 | $4,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 126 | $4,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 223 | $4,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 800 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 544 | $4,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 2,000 | $4,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 218 | $4,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 529 | $4,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 300 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 100 | $4,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 1,150 | $4,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 251 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 125 | $4,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 500 | $4,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 3 | $4,000 | thousands by filing date | put |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 232 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 120 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 155 | $4,000 | thousands by filing date | |
| JOHNSON CONTROLS INTERNATION | G51502955 | PUT | 5 | $4,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 2 | $4,000 | thousands by filing date | put |
| MODERNA INC | 60770K907 | CALL | 1 | $4,000 | thousands by filing date | call |
| VANGUARD INDEX FDS | 922908953 | PUT | 3 | $4,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N903 | COM | 20 | $4,000 | thousands by filing date | call |
| DROPBOX INC | 26210C904 | CL A | 20 | $4,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 3,246 | $4,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 1,153 | $4,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 611 | $4,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 671 | $4,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 150 | $4,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 340 | $4,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 3 | $4,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,241 | $4,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,000 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,000 | $4,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 500 | $4,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 400 | $4,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 2,000 | $4,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 487 | $4,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 968 | $4,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,258 | $4,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,970 | $4,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 343 | $4,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 600 | $4,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 120 | $4,000 | thousands by filing date | call |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 400 | $4,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,317 | $4,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 600 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $4,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 411 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $4,000 | thousands by filing date | principal |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 450 | $4,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 8,171 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 31 | $4,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 462 | $4,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 1,000 | $4,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 3,000 | $4,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 1,872 | $4,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 5,413 | $4,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 144 | $4,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 95 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 8,000 | $4,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 106 | $4,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 560 | $4,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 4,500 | $4,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,078 | $4,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 5,000 | $4,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 392 | $4,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 700 | $4,000 | thousands by filing date | |
| NIKOLA CORP | 654110113 | *W EXP 06/03/202 | 125 | $4,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 302 | $3,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 519 | $3,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 400 | $3,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 200 | $3,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,243 | $3,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 648 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 157 | $3,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 176 | $3,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,420 | $3,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 509 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 196 | $3,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,000 | $3,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 700 | $3,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 530 | $3,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 283 | $3,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 324 | $3,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 104 | $3,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 647 | $3,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 139 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 199 | $3,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 140 | $3,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 330 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,250 | $3,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 115 | $3,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 126 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 90 | $3,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 535 | $3,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 181 | $3,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 128 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 100 | $3,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 200 | $3,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,123 | $3,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,390 | $3,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 100 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 326 | $3,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 175 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 56 | $3,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 163 | $3,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,844 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 198 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 143 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 200 | $3,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,815 | $3,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 108 | $3,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 500 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 109 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 84 | $3,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 1,102 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 115 | $3,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 262 | $3,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 357 | $3,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 6 | $3,000 | thousands by filing date | put |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 3 | $3,000 | thousands by filing date | put |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 364 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 115 | $3,000 | thousands by filing date | |
| HALLIBURTON CO | 406216901 | CALL | 12 | $3,000 | thousands by filing date | call |
| JOHNSON & JOHNSON | 478160954 | Option | 2 | $3,000 | thousands by filing date | put |
| PEPSICO INC | 713448958 | PUT | 6 | $3,000 | thousands by filing date | put |
| DISNEY WALT CO | 254687956 | PUT | 4 | $3,000 | thousands by filing date | put |
| DELTA AIR LINES INC | 247361902 | CALL | 3 | $3,000 | thousands by filing date | call |
| EMERSON ELEC CO | 291011954 | PUT | 4 | $3,000 | thousands by filing date | put |
| MCDONALDS CORP | 580135951 | PUT | 2 | $3,000 | thousands by filing date | put |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 349 | $3,000 | thousands by filing date | |
| YEXT INC | 98585N906 | COM | 5 | $3,000 | thousands by filing date | call |
| XCEL ENERGY INC | 98389B950 | COM | 8 | $3,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 26 | $3,000 | thousands by filing date | put |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 300 | $3,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $3,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 570 | $3,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 2,869 | $3,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 6,600 | $3,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 388 | $3,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 6,530 | $3,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 120 | $3,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 240 | $3,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,609 | $3,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2,512 | $3,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,042 | $3,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,215 | $3,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 3,667 | $3,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 3 | $3,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,000 | $3,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 5,000 | $3,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 265 | $3,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1,001 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 70 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 50 | $3,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 500 | $3,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 670 | $3,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 365 | $3,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $3,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 153 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 680 | $3,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 200 | $3,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,000 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 102 | $3,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 63 | $3,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 3,064 | $3,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 468 | $3,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 1,256 | $3,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,312 | $3,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 350 | $3,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 2 | $3,000 | thousands by filing date | principal |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 300 | $3,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 200 | $3,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 427 | $3,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1 | $3,000 | thousands by filing date | principal |
| AMIRA NATURE FOODS LTD | G0335L201 | SHS NEW | 325 | $3,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 680 | $3,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 500 | $3,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 1,800 | $3,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 5,000 | $3,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 4,000 | $3,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 4,000 | $3,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 3,000 | $3,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 143 | $3,000 | thousands by filing date | |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 400 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 100 | $3,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 300 | $3,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 1,168 | $3,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 208 | $2,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 171 | $2,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 42 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 186 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 108 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 202 | $2,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 530 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 54 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 72 | $2,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 111 | $2,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 69 | $2,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 143 | $2,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 150 | $2,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 229 | $2,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 91 | $2,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 200 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 37 | $2,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 130 | $2,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E953 | PUT | 7 | $2,000 | thousands by filing date | put |
| ANNOVIS BIO INC | 03615A108 | COM | 425 | $2,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 840 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 316 | $2,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 413 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 541 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 328 | $2,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 136 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 515 | $2,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 32 | $2,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 157 | $2,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 98 | $2,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 259 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 345 | $2,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 82 | $2,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 140 | $2,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 119 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 459 | $2,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 214 | $2,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 2,995 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 120 | $2,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 60 | $2,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 500 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 500 | $2,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 205 | $2,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 71 | $2,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 129 | $2,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,116 | $2,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,000 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 141 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 129 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 252 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 83 | $2,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 125 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 62 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 698 | $2,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 303 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 31 | $2,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 3 | $2,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 10 | $2,000 | thousands by filing date | call |
| UNITED STS OIL FD LP | 91232N907 | CALL | 85 | $2,000 | thousands by filing date | call |
| RENN FD INC | 759720105 | COM | 1,500 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 5 | $2,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S953 | PUT | 6 | $2,000 | thousands by filing date | put |
| HOME DEPOT INC | 437076952 | PUT | 1 | $2,000 | thousands by filing date | put |
| MERCK & CO INC | 58933Y955 | PUT | 2 | $2,000 | thousands by filing date | put |
| AECOM | 00766T900 | COM | 10 | $2,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946956 | HIGH DIV YLD | 2 | $2,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 7,734 | $2,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 173 | $2,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 144 | $2,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 450 | $2,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 400 | $2,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 162 | $2,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 100 | $2,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 200 | $2,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 100 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 500 | $2,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 2 | $2,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,580 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 52 | $2,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 424 | $2,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 203 | $2,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 75 | $2,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 152 | $2,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 59 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 325 | $2,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 189 | $2,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 600 | $2,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 3,769 | $2,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 221 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 430 | $2,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 640 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,049 | $2,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 666 | $2,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $2,000 | thousands by filing date | principal |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 220 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 725 | $2,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 81 | $2,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 21 | $2,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 21 | $2,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 2 | $2,000 | thousands by filing date | put |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,000 | $2,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 5 | $2,000 | thousands by filing date | principal |
| FFBW INC MD | 30260M103 | COM | 269 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 100 | $2,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 800 | $2,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 200 | $2,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 825 | $2,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 1,594 | $2,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 220 | $2,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 50 | $2,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 268 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 2,900 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 3,010 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2 | $2,000 | thousands by filing date | principal |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 112 | $2,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $2,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 652 | $2,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 161 | $2,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 1,124 | $2,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 899 | $2,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 1,781 | $2,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 150 | $2,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 2,500 | $2,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 500 | $2,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 2,625 | $2,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 184 | $2,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 468 | $2,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 400 | $2,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 8,414 | $2,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 4,611 | $2,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 58 | $1,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 852 | $1,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 87 | $1,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,923 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 215 | $1,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 73 | $1,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 100 | $1,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 59 | $1,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 103 | $1,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 53 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,305 | $1,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 595 | $1,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 39 | $1,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 31 | $1,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 208 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,000 | $1,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 174 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 650 | $1,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 34 | $1,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 57 | $1,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 64 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 868 | $1,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 28 | $1,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 201 | $1,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 66 | $1,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 137 | $1,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 946 | $1,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 121 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,000 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 64 | $1,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 200 | $1,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 100 | $1,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,000 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 66 | $1,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 200 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 6,900 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 45 | $1,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 141 | $1,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 211 | $1,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 84 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $1,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 18 | $1,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 1,000 | $1,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 64 | $1,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 200 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 32 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 300 | $1,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 186 | $1,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 235 | $1,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 48 | $1,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 205 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 150 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 20 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 200 | $1,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 52 | $1,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,068 | $1,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 40 | $1,000 | thousands by filing date | put |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 168 | $1,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 112 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 95 | $1,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 352 | $1,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 151 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q954 | PUT | 7 | $1,000 | thousands by filing date | put |
| ABBOTT LABORATORIES | 002824950 | PUT | 1 | $1,000 | thousands by filing date | put |
| CISCO SYS INC | 17275R952 | PUT | 5 | $1,000 | thousands by filing date | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870950 | PUT | 4 | $1,000 | thousands by filing date | put |
| CVS HEALTH CORP | 126650900 | CALL | 1 | $1,000 | thousands by filing date | call |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 1 | $1,000 | thousands by filing date | put |
| MONDELEZ INTL INC | 609207955 | CL A | 3 | $1,000 | thousands by filing date | put |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 3 | $1,000 | thousands by filing date | put |
| MACYS INC | 55616P954 | COM | 8 | $1,000 | thousands by filing date | put |
| PROCTER & GAMBLE CO | 742718959 | COM | 1 | $1,000 | thousands by filing date | put |
| CARS COM INC | 14575E905 | COM | 25 | $1,000 | thousands by filing date | call |
| ABBVIE INC | 00287Y959 | COM | 6 | $1,000 | thousands by filing date | put |
| SONY GROUP CORP | 835699907 | SPONSORED ADR | 5 | $1,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 50 | $1,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 150 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,500 | $1,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 754 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 183 | $1,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 132 | $1,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 558 | $1,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 226 | $1,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 791 | $1,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 670 | $1,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 61 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000024 | this filing | 2020-08-14 | acceptance time not in the bulk data set |