13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,387 holding rows worth $29,794,309,000.
- Accession
- 0001677044-20-000024
- Filer
- CIK 1677044
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 34,702 entries on the cover page, a total value of $29,794,309,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,794,309,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES, INC.
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT
- included managerKMS FINANCIAL SERVICES, INC
- included managerARBOR POINT ADVISORS, LLC
- included managerSSN Advisory, Inc.
- included managerTRIAD HYBRID SOLUTIONS, LLC
- included managerTRIAD ADVISORS, LLC
- included managerINVESTACORP ADVISORY SERVICES, INC.
- included managerVISION2020 WEALTH MANAGEMENT CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 9,146 | $128,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,352 | $128,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,122 | $128,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,013 | $128,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 5,128 | $128,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 100,100 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 5,110 | $128,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,686 | $128,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 4,526 | $127,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 6,786 | $127,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,646 | $127,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 4,094 | $127,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 3,524 | $127,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 166,369 | $127,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 7,675 | $127,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 4,600 | $127,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 5,958 | $126,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,668 | $126,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 12,948 | $126,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,697 | $126,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 4,988 | $126,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 4,626 | $126,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,349 | $126,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 25,517 | $126,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 4,080 | $126,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 7,357 | $125,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 12,772 | $125,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 462 | $125,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 2,763 | $125,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 7,867 | $125,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 14,356 | $125,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 1,294 | $125,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 3,910 | $125,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7,604 | $124,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,255 | $124,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 9,400 | $124,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 3,922 | $124,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 11,364 | $124,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 6,574 | $124,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,522 | $124,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 1,173 | $124,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 11,086 | $124,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,782 | $123,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,020 | $123,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 4,480 | $123,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,975 | $123,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 7,511 | $123,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,665 | $122,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,919 | $122,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,988 | $122,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 159,641 | $122,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 7,562 | $122,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 19,848 | $122,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 9,932 | $122,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,331 | $121,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 11,820 | $121,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 8,514 | $121,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 4,552 | $121,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 9,800 | $121,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 7,055 | $120,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 7,500 | $120,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 5,705 | $120,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 4,461 | $120,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 6,277 | $119,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,257 | $119,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 1,067 | $119,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 1,948 | $119,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,013 | $119,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 12,345 | $119,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 8,750 | $119,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 5,301 | $119,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,894 | $118,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 8,995 | $118,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 5,556 | $118,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,649 | $118,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 9,639 | $118,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 5,228 | $117,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 5,370 | $117,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 2,870 | $117,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 3,506 | $117,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 3,595 | $117,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 52,182 | $116,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 16,040 | $116,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 17,064 | $116,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 708 | $116,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 3,068 | $116,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 5,222 | $116,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 5,057 | $116,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,705 | $115,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 9,482 | $115,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 2,190 | $115,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,037 | $115,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 4,266 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 4,905 | $115,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 6,344 | $115,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 15,000 | $115,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,620 | $114,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 6,328 | $114,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 13,750 | $114,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N953 | COM | 449 | $114,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 3,756 | $114,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 69,000 | $114,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 3,679 | $113,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,783 | $113,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 5,030 | $113,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 8,421 | $113,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 2,165 | $112,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 23,849 | $112,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 5,641 | $112,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 14,812 | $112,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 7,090 | $112,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 4,392 | $112,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y616 | CMN | 5,176 | $112,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 11,736 | $112,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 24,965 | $112,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,955 | $111,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,084 | $111,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 582 | $110,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 3,031 | $110,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 6,316 | $110,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 3,237 | $110,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P862 | CMN | 3,757 | $110,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,444 | $110,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,140 | $109,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,791 | $109,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 4,823 | $109,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 20,592 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 5,331 | $109,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 9,263 | $109,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,355 | $108,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 32,155 | $108,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 4,668 | $108,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 6,050 | $107,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 5,222 | $107,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 4,341 | $107,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,161 | $107,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 16,425 | $107,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 7,624 | $107,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 7,343 | $106,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 5,072 | $106,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 5,024 | $106,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 3,886 | $106,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 7,758 | $106,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P503 | DELTASHS S&P | 2,235 | $106,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,992 | $105,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 35,982 | $105,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 9,170 | $105,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 25,626 | $105,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,430 | $105,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,797 | $105,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 4,547 | $105,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 18,277 | $105,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 1,369 | $104,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 8,360 | $104,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 8,161 | $104,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 5,571 | $104,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V903 | CALL | 273 | $104,000 | thousands by filing date | call |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 4,232 | $103,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 4,155 | $103,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 5,461 | $103,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 7,897 | $103,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 1,981 | $103,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 3,336 | $103,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 11,129 | $103,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,338 | $103,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,566 | $102,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,922 | $102,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 4,345 | $102,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 9,128 | $102,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 4,174 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 1,865 | $102,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 45,600 | $102,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 14,693 | $102,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 9,097 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,600 | $101,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 5,563 | $101,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 5,422 | $101,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 3,517 | $101,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 4,565 | $101,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,626 | $101,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 4,233 | $101,000 | thousands by filing date | |
| LISTED FDS TR | 53656F888 | SHARES SML CAP | 4,567 | $101,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 3,662 | $101,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 16,146 | $101,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,453 | $100,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,785 | $100,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,642 | $100,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,853 | $100,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 18,606 | $100,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 2,473 | $100,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 3,000 | $100,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 3,166 | $99,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 3,470 | $99,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 6,356 | $99,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,935 | $99,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 13,001 | $99,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 2,047 | $99,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 11,577 | $99,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,390 | $98,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 730 | $98,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 26,638 | $98,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,661 | $98,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 3,332 | $98,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 2,415 | $98,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 42,148 | $97,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 8,525 | $97,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,730 | $97,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 31,463 | $97,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 30,186 | $97,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,511 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 6,889 | $96,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 6,778 | $96,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,035 | $96,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 3,066 | $96,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 3,418 | $96,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 7,517 | $96,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 2,270 | $95,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 15,925 | $95,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 4,037 | $95,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,621 | $95,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 13,022 | $95,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4,308 | $95,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,506 | $95,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 76 | $95,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 1,266 | $95,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 9,300 | $94,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,078 | $94,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 3,414 | $94,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 7,238 | $94,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,760 | $93,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 8,702 | $93,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 2,322 | $93,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,737 | $93,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 6,120 | $93,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 4,284 | $93,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,825 | $93,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 3,382 | $93,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,571 | $93,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,844 | $93,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 17,515 | $93,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 6,384 | $92,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 10,259 | $92,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 2,226 | $92,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 3,718 | $92,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,705 | $92,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 6,473 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 3,016 | $92,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 7,208 | $92,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 938 | $91,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 9,901 | $91,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 904 | $91,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 6,331 | $90,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 2,998 | $90,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 5,221 | $90,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,156 | $90,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 3,939 | $90,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,709 | $90,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 12,303 | $90,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,824 | $90,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,432 | $90,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 171,414 | $90,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 52,775 | $89,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,689 | $89,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 17,424 | $89,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 4,100 | $89,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 3,437 | $89,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 2,289 | $89,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 3,575 | $89,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 3,510 | $89,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 10,634 | $88,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 1,902 | $88,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 5,708 | $88,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 8,979 | $88,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 79,481 | $88,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 5,580 | $88,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,673 | $88,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 3,453 | $88,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 5,705 | $88,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,610 | $88,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 6,823 | $88,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,902 | $87,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,654 | $87,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 11,393 | $87,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 3,323 | $87,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 11,394 | $87,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,295 | $87,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 2,750 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 1,680 | $87,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 75,595 | $87,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 7,800 | $87,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 2,898 | $87,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 4,457 | $86,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 15,522 | $86,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 2,229 | $86,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 2,163 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,434 | $86,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 3,333 | $86,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 3,888 | $86,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 7,373 | $86,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 18,913 | $85,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 3,188 | $85,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,672 | $85,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 3,720 | $85,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,775 | $85,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 3,574 | $85,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 6,423 | $85,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 21,992 | $85,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 4,577 | $85,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 8,199 | $85,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 4,400 | $85,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,371 | $84,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,339 | $84,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 2,423 | $84,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,599 | $84,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,939 | $84,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 3,970 | $84,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,981 | $84,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 5,380 | $84,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,850 | $84,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 12,006 | $84,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 7,622 | $84,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 79,000 | $84,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 52,200 | $84,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 12,779 | $83,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,822 | $83,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,160 | $83,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 625 | $83,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 69,500 | $83,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 21,046 | $83,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 4,970 | $83,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 72,000 | $83,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 3,167 | $82,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 1,747 | $82,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 2,171 | $82,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 5,616 | $82,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 20,499 | $82,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 25,894 | $82,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 5,935 | $82,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 21,567 | $81,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 7,567 | $81,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,659 | $81,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 6,091 | $81,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,098 | $81,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 2,876 | $81,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,891 | $81,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,908 | $81,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 3,387 | $81,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,450 | $81,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 3,243 | $80,000 | thousands by filing date | |
| LYFT INC | 55087P904 | CALL | 160 | $80,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 13,069 | $80,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 69,849 | $80,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 34,170 | $80,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,023 | $79,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 2,615 | $79,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,855 | $79,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 5,442 | $79,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 6,413 | $79,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,488 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1,609 | $79,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 3,634 | $79,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 3,022 | $79,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 16,107 | $79,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 2,918 | $79,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 1,509 | $79,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 10,926 | $78,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 12,508 | $78,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 2,212 | $78,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 7,135 | $78,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 18,246 | $78,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2,396 | $78,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 2,971 | $78,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 1,972 | $78,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,473 | $78,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 7,204 | $77,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,653 | $77,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 50,385 | $77,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 2,889 | $77,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 4,429 | $77,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 64 | $77,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 49,494 | $77,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 3,635 | $77,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 2,878 | $77,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 239 | $76,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,653 | $76,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,079 | $76,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 3,300 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,804 | $76,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,611 | $76,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 4,990 | $76,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,350 | $76,000 | thousands by filing date | |
| LISTED FD TR | 53656F813 | TRUESHS ESG ACTV | 2,800 | $76,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 78,000 | $76,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 2,717 | $75,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 22,685 | $75,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 2,849 | $75,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 1,325 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,511 | $75,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 2,533 | $75,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 26,251 | $75,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,601 | $75,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 84,825 | $75,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 12,351 | $75,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 5,000 | $75,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 5,464 | $74,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 6,807 | $74,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 7,789 | $74,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 2,385 | $73,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,665 | $73,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,721 | $73,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 841 | $73,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,796 | $73,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 1,924 | $73,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 7,785 | $73,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 24,630 | $73,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 38,731 | $73,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 8,890 | $73,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 77,000 | $73,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 2,825 | $72,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,676 | $72,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 1,300 | $72,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 3,018 | $72,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 4,047 | $72,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 4,100 | $72,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,496 | $71,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 52,564 | $71,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,892 | $71,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 418 | $71,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 6,775 | $71,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 2,571 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 5,380 | $71,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,877 | $71,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 14,462 | $71,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 680 | $71,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 3,181 | $71,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 3,768 | $70,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 4,136 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 2,326 | $70,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,483 | $70,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 2,527 | $70,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 31,825 | $70,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 6,790 | $70,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 2,388 | $70,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,890 | $70,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 2,290 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 919 | $70,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 3,317 | $70,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,027 | $70,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 2,837 | $70,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,703 | $69,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 6,530 | $69,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 1,108 | $69,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 5,596 | $69,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,800 | $69,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 2,551 | $69,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,915 | $69,000 | thousands by filing date | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 1,800 | $69,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 6,097 | $69,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,936 | $69,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 5,000 | $69,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 724 | $69,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,324 | $68,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 8,901 | $68,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 2,402 | $68,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,267 | $68,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 3,383 | $68,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 3,853 | $68,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,033 | $68,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,160 | $68,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 9,195 | $68,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 16,362 | $68,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 2,702 | $68,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 695 | $68,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 9,990 | $67,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,788 | $67,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 3,927 | $67,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 2,842 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 3,351 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,168 | $67,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 1,507 | $67,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 3,970 | $67,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 9,844 | $67,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 6,475 | $67,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 10,728 | $66,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,500 | $66,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,158 | $66,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 16,760 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,721 | $66,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 2,886 | $66,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 5,315 | $66,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 19,922 | $66,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 17,270 | $65,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 531 | $65,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 5,783 | $65,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 4,000 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,383 | $65,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 11,600 | $65,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 19,991 | $65,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,046 | $65,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 2,436 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000024 | this filing | 2020-08-14 | acceptance time not in the bulk data set |