13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-18, with 6,372 holding rows worth $24,426,313,000.
- Accession
- 0001677044-20-000006
- Filer
- CIK 1677044
- Filed
- 2020-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 35,163 entries on the cover page, a total value of $24,426,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,426,313,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLadenburg Thalmann Asset Management
- included managerKMS FINANCIAL SERVICES, INC
- included managerArbor Point Advisors, LLC
- included managerSSN Advisory, Inc.
- included managerTriad Hybrid Solutions, LLC
- included managerTriad Advisors, LLC
- included managerInvestacorp Advisory Services, Inc.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,907 | $48,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 131,000 | $48,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,969 | $48,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 3,713 | $48,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,072 | $48,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 140,753 | $48,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 52,200 | $48,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 873 | $47,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,227 | $47,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 2,620 | $47,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,646 | $47,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 4,574 | $47,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,167 | $47,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 9,210 | $47,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,161 | $47,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,480 | $47,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 17,724 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,082 | $47,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 10,309 | $47,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 2,830 | $47,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 11,418 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 6,124 | $47,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,970 | $47,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 298 | $47,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 4 | $47,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V903 | CALL | 271 | $47,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,312 | $47,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 45,000 | $47,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 1,350 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 6,460 | $47,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,454 | $46,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 4,392 | $46,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 5,501 | $46,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,899 | $46,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,598 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 10,866 | $46,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 18,999 | $46,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,136 | $46,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 8,200 | $46,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 3,406 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 1,930 | $46,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 4,576 | $46,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 3,578 | $46,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 7,660 | $46,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,363 | $45,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,183 | $45,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,893 | $45,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 16 | $45,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 2,279 | $45,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 4,600 | $45,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 5,805 | $45,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 4,176 | $45,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813952 | PUT | 20 | $45,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 6,709 | $45,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,324 | $45,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 3,090 | $45,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 8,592 | $45,000 | thousands by filing date | |
| CARNIVAL CORP | 143658950 | PUT | 20 | $45,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,802 | $45,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 25,894 | $45,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 4,775 | $45,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 405 | $45,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 25,557 | $45,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 8,389 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 892 | $44,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 8,306 | $44,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 75 | $44,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 24,581 | $44,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 3,320 | $44,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 1,804 | $43,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,121 | $43,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 3,810 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 809 | $43,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 14,563 | $43,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 2,940 | $43,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 959 | $43,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 474 | $43,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 2,104 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 1,858 | $43,000 | thousands by filing date | |
| MPLX LP | 55336V950 | COM UNIT REP LTD | 320 | $43,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 7,610 | $43,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,743 | $43,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 10,886 | $43,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 1,593 | $43,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 36,000 | $43,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 13,437 | $42,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 17,804 | $42,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 4,157 | $42,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,271 | $42,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 106,472 | $42,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,031 | $42,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,585 | $42,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,032 | $42,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 9,931 | $42,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,184 | $42,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 25,698 | $42,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 12,052 | $42,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,060 | $42,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 870 | $42,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,266 | $42,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 3,028 | $42,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,570 | $42,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 5,358 | $42,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 1,040 | $42,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,760 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 883 | $42,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,626 | $42,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 508 | $42,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,348 | $42,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,950 | $42,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 12,856 | $42,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,057 | $42,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 103,101 | $42,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 2,715 | $42,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 58 | $42,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 17,025 | $41,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 1,377 | $41,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 2,860 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 7,018 | $41,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 6,029 | $41,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 320 | $41,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,731 | $41,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 1,178 | $41,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,509 | $41,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 40 | $41,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,145 | $41,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 2,030 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 2,091 | $41,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 3,704 | $41,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 2,416 | $41,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 8,297 | $41,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 3,500 | $41,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,281 | $41,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 3,506 | $41,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 6,850 | $41,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 43,000 | $41,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 41,000 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,100 | $41,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 4,125 | $40,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 3,364 | $40,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 4,368 | $40,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 966 | $40,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,425 | $40,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 1,920 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 2,821 | $40,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y950 | COM | 153 | $40,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 8,294 | $40,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 8,500 | $40,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 1,580 | $40,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q860 | EVENT DRIVEN | 2,024 | $40,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,242 | $39,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 6,361 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,970 | $39,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,274 | $39,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 728 | $39,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,520 | $39,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,190 | $39,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 33,885 | $39,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 3,314 | $39,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 927 | $39,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 3,877 | $39,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 3,887 | $39,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,700 | $39,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 13,770 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 931 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 2,393 | $39,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,433 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 2,462 | $39,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 22,254 | $39,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,770 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1,874 | $39,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 93 | $39,000 | thousands by filing date | call |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 4,000 | $39,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 25,946 | $39,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,836 | $39,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,823 | $39,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 93,500 | $39,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 2,500 | $39,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 48,000 | $39,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 26,016 | $38,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 824 | $38,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,051 | $38,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 4,908 | $38,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 6,710 | $38,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 6,200 | $38,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 22,561 | $38,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 2,121 | $38,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 509 | $38,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 2,633 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,182 | $38,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 4,157 | $38,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,524 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 783 | $38,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,628 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 1,730 | $38,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 1,227 | $38,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 3,174 | $38,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 4,729 | $38,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 3,493 | $38,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,159 | $38,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 2,565 | $38,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 39,000 | $38,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 882 | $38,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 10,600 | $38,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 33,100 | $38,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 13,641 | $38,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 44,520 | $38,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 6,036 | $38,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 3,453 | $38,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 2,497 | $37,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 4,299 | $37,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 599 | $37,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,273 | $37,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,300 | $37,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11,133 | $37,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,305 | $37,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 1,910 | $37,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 3,536 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,516 | $37,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 904 | $37,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 23,783 | $37,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 763 | $37,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 3,560 | $37,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 2,419 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,687 | $37,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 4,586 | $37,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 395 | $37,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,700 | $36,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,540 | $36,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 4,448 | $36,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 3,100 | $36,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,541 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 855 | $36,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 7,142 | $36,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 929 | $36,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,544 | $36,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 8,833 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,620 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 4,227 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,291 | $36,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 2,878 | $36,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,943 | $36,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 1,287 | $36,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 8,995 | $36,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,856 | $36,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 8,822 | $36,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 4,192 | $36,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 1,846 | $36,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 2,079 | $36,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 26,257 | $36,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 523 | $35,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 885 | $35,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,803 | $35,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 991 | $35,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,499 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,262 | $35,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 1,742 | $35,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 38,000 | $35,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 67,825 | $35,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 932 | $35,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 53,000 | $35,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 2,928 | $35,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 15,876 | $34,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 2,060 | $34,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 13,620 | $34,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 826 | $34,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 2,756 | $34,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,315 | $34,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 3,150 | $34,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,755 | $34,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 1,165 | $34,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,600 | $34,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 64,673 | $34,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 669 | $34,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 401 | $34,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,357 | $34,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,506 | $34,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,325 | $34,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,864 | $34,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 15,376 | $34,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 3,140 | $34,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 6,700 | $34,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 8,500 | $34,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318900 | COM | 200 | $34,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 6,987 | $34,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 36,000 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y525 | MSCI CHINA RE | 2,125 | $34,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,807 | $33,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 755 | $33,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 467 | $33,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,677 | $33,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,195 | $33,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 13,833 | $33,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,635 | $33,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,511 | $33,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,176 | $33,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 359 | $33,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,612 | $33,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,776 | $33,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,750 | $33,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,150 | $33,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,574 | $33,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 470 | $33,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,000 | $33,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 37,000 | $33,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 15,000 | $33,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 758 | $32,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 9,056 | $32,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 14,138 | $32,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 3,038 | $32,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,182 | $32,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,238 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,025 | $32,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 543 | $32,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 7,958 | $32,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 971 | $32,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 3,367 | $32,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 357 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 2,907 | $32,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,900 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,151 | $32,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 405 | $32,000 | thousands by filing date | put |
| DISNEY WALT CO | 254687956 | PUT | 17 | $32,000 | thousands by filing date | put |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 191 | $32,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,579 | $32,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 12,466 | $32,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 9,590 | $32,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 47,751 | $32,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 4,829 | $32,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 15,990 | $32,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 4,100 | $32,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,300 | $32,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 38,000 | $32,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 2,016 | $32,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 721 | $32,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,937 | $31,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,913 | $31,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 2,081 | $31,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 7,482 | $31,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,339 | $31,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,995 | $31,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,485 | $31,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 6,078 | $31,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 1,235 | $31,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,899 | $31,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 3,095 | $31,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 7,221 | $31,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 3,386 | $31,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 1,457 | $31,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 1,740 | $30,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 694 | $30,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 2,292 | $30,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,707 | $30,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,517 | $30,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,612 | $30,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 3,356 | $30,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 8,434 | $30,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 888 | $30,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 4,341 | $30,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,685 | $30,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10,691 | $30,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 428 | $30,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 1 | $30,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746951 | CALL | 152 | $30,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 48,044 | $30,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 13,401 | $30,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,337 | $30,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,226 | $30,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,265 | $30,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 18,790 | $30,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 27,000 | $30,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 48,840 | $30,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 5,815 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 6,005 | $30,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 33,000 | $30,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 1,650 | $30,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 3,153 | $29,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 3,400 | $29,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 556 | $29,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 106 | $29,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,845 | $29,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 19,634 | $29,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 2,002 | $29,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 1,235 | $29,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,179 | $29,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 4,637 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 745 | $29,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 3,600 | $29,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 5,000 | $29,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 858 | $29,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 713 | $29,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,050 | $29,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 3,473 | $29,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 5,675 | $29,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 1,430 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 998 | $29,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,624 | $29,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,633 | $29,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,114 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 974 | $29,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 605 | $29,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 35,000 | $29,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,665 | $29,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,500 | $29,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,000 | $29,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,042 | $28,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 873 | $28,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,610 | $28,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,409 | $28,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 507 | $28,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 1,441 | $28,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,171 | $28,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,726 | $28,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 959 | $28,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,292 | $28,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 727 | $28,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 1,528 | $28,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 28,809 | $28,000 | thousands by filing date | |
| ALPHABET INC | 02079K907 | CALL | 4 | $28,000 | thousands by filing date | call |
| BLOCK INC | 852234903 | CALL | 50 | $28,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 25,450 | $28,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 26,600 | $28,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 120,275 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,389 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,451 | $28,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 305 | $28,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 6,334 | $27,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 944 | $27,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 1,438 | $27,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 954 | $27,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 51,564 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,048 | $27,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 500 | $27,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,772 | $27,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 9,920 | $27,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,746 | $27,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 19,795 | $27,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 3,400 | $27,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 3,238 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 1,149 | $27,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 846 | $27,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 4 | $27,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,633 | $27,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 27,941 | $27,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,511 | $27,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,858 | $27,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,109 | $27,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,120 | $27,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,161 | $27,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,761 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 1,675 | $27,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 61,800 | $27,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 697 | $27,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,776 | $26,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 1,886 | $26,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 846 | $26,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 197,089 | $26,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 455 | $26,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,132 | $26,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 1,383 | $26,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,104 | $26,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 3,104 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 446 | $26,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 1,454 | $26,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 644 | $26,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 600 | $26,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,128 | $25,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,017 | $25,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 725 | $25,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,253 | $25,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 3,028 | $25,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 893 | $25,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 1,220 | $25,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,454 | $25,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,509 | $25,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 2,548 | $25,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 1,540 | $25,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 1,000 | $25,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320952 | COM | 58 | $25,000 | thousands by filing date | put |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 7,532 | $25,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 32,075 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 699 | $25,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 30,000 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 1,598 | $25,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 24,458 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 1,287 | $25,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 46,000 | $25,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416706 | Cmn | 1,023 | $25,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 830 | $24,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 486 | $24,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 5,543 | $24,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 952 | $24,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,549 | $24,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,304 | $24,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 7,404 | $24,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 604 | $24,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 2,606 | $24,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 13,825 | $24,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 4,068 | $24,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,145 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000006 | this filing | 2020-05-18 | acceptance time not in the bulk data set |