13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-18, with 6,372 holding rows worth $24,426,313,000.
- Accession
- 0001677044-20-000006
- Filer
- CIK 1677044
- Filed
- 2020-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 35,163 entries on the cover page, a total value of $24,426,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,426,313,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLadenburg Thalmann Asset Management
- included managerKMS FINANCIAL SERVICES, INC
- included managerArbor Point Advisors, LLC
- included managerSSN Advisory, Inc.
- included managerTriad Hybrid Solutions, LLC
- included managerTriad Advisors, LLC
- included managerInvestacorp Advisory Services, Inc.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI BIC ETF | 464286657 | ETF | 4,859 | $174,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 28,115 | $174,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 9,770 | $174,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 28,299 | $173,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 26,708 | $173,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,561 | $173,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 5,576 | $173,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 76,048 | $173,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 14,958 | $172,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 46,487 | $172,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,145 | $172,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 21,185 | $171,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,301 | $171,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 6,625 | $171,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,906 | $171,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 11,468 | $171,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 2,784 | $171,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,420 | $171,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 8,547 | $170,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 3,070 | $170,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 5,585 | $170,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 9,784 | $170,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 7,679 | $170,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B339 | IQ SHORT DURAT | 6,936 | $170,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 22,046 | $169,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 147,177 | $169,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 8,468 | $169,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,885 | $169,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 5,985 | $169,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 10,870 | $168,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 4,445 | $168,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 23,598 | $168,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 13,539 | $168,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 98,574 | $168,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,196 | $168,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 21,193 | $168,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 9,788 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,200 | $167,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 8,467 | $167,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 9,028 | $166,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,488 | $166,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 6,659 | $166,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,939 | $166,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 8,434 | $166,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 25,781 | $165,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,682 | $165,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 27,667 | $165,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 2,319 | $165,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 7,114 | $165,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 4,985 | $164,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,883 | $164,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 17,067 | $164,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 21,786 | $164,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 5,562 | $164,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 5,260 | $164,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 6,460 | $164,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 7,715 | $163,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 40,060 | $163,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 3,250 | $163,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 4,681 | $163,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,836 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 247,743 | $163,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 7,211 | $163,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 12,963 | $163,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 12,020 | $163,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 9,200 | $163,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 7,270 | $162,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,673 | $162,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,326 | $162,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 9,863 | $162,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 6,175 | $162,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 9,709 | $162,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 6,429 | $162,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 375,671 | $162,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 16,936 | $161,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 15,233 | $160,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 2,757 | $160,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 6,364 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 2,766 | $160,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 8,242 | $160,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 24,176 | $160,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,449 | $159,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,673 | $159,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 73,691 | $159,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 65,677 | $159,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 14,652 | $158,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 33,931 | $158,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 5,010 | $158,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,575 | $158,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 10,725 | $158,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 62,004 | $158,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 12,842 | $157,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 48,947 | $157,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 7,102 | $157,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,167 | $157,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 15,990 | $157,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 12,039 | $157,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,062 | $157,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 7,490 | $156,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,236 | $156,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,071 | $156,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 6,224 | $155,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 5,759 | $155,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,241 | $154,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,508 | $154,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 17,414 | $154,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,161 | $154,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 7,114 | $154,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 9,477 | $154,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 4,113 | $154,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 6,812 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 7,634 | $153,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,539 | $153,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 5,605 | $153,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 12,432 | $153,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,683 | $152,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 6,460 | $152,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 4,291 | $152,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 5,582 | $152,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 46,560 | $152,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 8,622 | $151,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,618 | $151,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 7,390 | $151,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 368,130 | $151,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 120 | $151,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 7,639 | $150,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 10,471 | $150,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 24,320 | $150,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 10,330 | $150,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 4,044 | $150,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 5,327 | $149,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 17,995 | $149,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,795 | $149,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 6,346 | $149,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 8,622 | $149,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 5,796 | $149,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 6,404 | $149,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 7,394 | $148,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 1,969 | $148,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 4,285 | $148,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 8,199 | $148,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,248 | $148,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 6,066 | $147,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 3,647 | $147,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 5,425 | $147,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 12,679 | $147,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 81,263 | $147,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 6,343 | $147,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 11,112 | $146,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 18,051 | $146,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 6,383 | $146,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 22,363 | $146,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 14,249 | $146,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 9,168 | $146,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 2,809 | $146,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 329,018 | $146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,010 | $145,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 20,221 | $145,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 193,369 | $145,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 17,000 | $145,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 5,800 | $145,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 16,293 | $144,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 9,932 | $144,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 31,531 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 12,019 | $144,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 4,987 | $144,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 27,626 | $144,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2,586 | $143,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,832 | $143,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,020 | $143,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 161,974 | $143,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,935 | $143,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 201,512 | $143,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 7,420 | $143,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 67,691 | $143,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,834 | $142,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 6,763 | $142,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 19,056 | $142,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 8,595 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 6,574 | $142,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 17,685 | $142,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 5,487 | $141,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 11,321 | $141,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 3,137 | $141,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 30,248 | $141,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 24,825 | $141,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 31,005 | $141,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,084 | $141,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 30,257 | $140,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 11,700 | $140,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 5,617 | $140,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,673 | $140,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 21,649 | $140,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 19,651 | $140,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 24,562 | $140,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,098 | $139,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 4,648 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 2,967 | $139,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 5,312 | $139,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 6,385 | $139,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 4,070 | $138,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 57,456 | $138,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 13,258 | $138,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,484 | $138,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 15,775 | $137,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,673 | $137,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 17,397 | $137,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 3,167 | $137,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 15,209 | $137,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,687 | $137,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 11,197 | $137,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 2,954 | $137,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 12,616 | $137,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,485 | $136,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,871 | $136,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 3,200 | $136,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 13,857 | $136,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 6,577 | $136,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 2,668 | $136,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,724 | $136,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 2,411 | $136,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 14,125 | $136,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 6,601 | $136,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 7,360 | $136,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,007 | $135,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 2,992 | $135,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 42,384 | $135,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 85,550 | $135,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 51,091 | $135,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 9,076 | $135,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 5,438 | $135,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 5,256 | $135,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 3,491 | $134,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,361 | $134,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,752 | $134,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 13,451 | $134,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,843 | $134,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,240 | $134,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 25,144 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,407 | $133,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,907 | $133,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 32,602 | $133,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 27,711 | $133,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 5,100 | $133,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 25,300 | $132,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 8,502 | $132,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 30,431 | $132,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 14,325 | $132,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5,004 | $131,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,251 | $131,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 6,776 | $131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 5,242 | $131,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 5,050 | $131,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,822 | $130,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 6,963 | $130,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 4,882 | $130,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 5,761 | $130,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 6,734 | $130,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 100 | $130,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 3,988 | $130,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 14,114 | $129,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4,676 | $129,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 14,972 | $129,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 39,065 | $129,000 | thousands by filing date | |
| PROSHARES TR | 74347B532 | MANAGED FUT | 3,208 | $129,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 2,384 | $128,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 24,911 | $128,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 51,227 | $128,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 3,076 | $128,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 10,502 | $128,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 12,611 | $128,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 11,694 | $128,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 16,147 | $128,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 5,925 | $128,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 137,347 | $127,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 4,556 | $127,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 7,455 | $127,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 60,473 | $126,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 19,251 | $126,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,953 | $126,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 3,513 | $126,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 11,736 | $126,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 6,278 | $125,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 16,847 | $125,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 8,197 | $125,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 5,595 | $125,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 8,914 | $125,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 9,400 | $125,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 38 | $125,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,595 | $125,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 6,048 | $125,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 5,456 | $125,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,492 | $125,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 5,292 | $124,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 4,497 | $124,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,899 | $124,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 3,950 | $124,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 4,583 | $124,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 17,048 | $124,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,989 | $124,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 14,420 | $123,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 6,350 | $123,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 541 | $123,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 12,862 | $122,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,716 | $122,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 9,454 | $122,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 8,230 | $122,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,789 | $121,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 13,617 | $121,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 9,056 | $121,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,973 | $121,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 11,835 | $121,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 11,557 | $121,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 2,500 | $121,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 27,704 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 3,548 | $121,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 2,121 | $121,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,433 | $121,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,342 | $121,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 6,448 | $120,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 3,217 | $120,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 3,941 | $120,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 9,849 | $120,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 4,295 | $120,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 3,337 | $120,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,077 | $120,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 17,991 | $120,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 4,805 | $119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,254 | $119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,000 | $119,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 18,634 | $119,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 1,153 | $119,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 8,437 | $119,000 | thousands by filing date | |
| Leuthold Core ETF | 527289789 | ETF | 5,250 | $119,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 9,478 | $118,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 24,888 | $118,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 250,694 | $118,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 6,204 | $118,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 30,786 | $118,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 332 | $117,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 4,605 | $117,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 7,478 | $117,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 4,863 | $117,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 2,900 | $117,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,093 | $117,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 6,164 | $117,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,632 | $117,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 4,503 | $117,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 17,139 | $116,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 7,541 | $116,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 4,120 | $116,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 16,428 | $116,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 2,734 | $116,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 5,765 | $115,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,407 | $115,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,386 | $115,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,979 | $115,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 8,722 | $115,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,805 | $115,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 28,490 | $115,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 166,225 | $114,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,728 | $114,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 39,765 | $114,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 5,712 | $114,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 9,501 | $113,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,018 | $113,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 9,883 | $113,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 5,530 | $113,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 4,094 | $113,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 3,300 | $113,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 15,000 | $113,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 25,455 | $113,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,357 | $112,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 6,704 | $112,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,973 | $112,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 3,529 | $112,000 | thousands by filing date | |
| ROKU INC | 77543R952 | PUT | 115 | $112,000 | thousands by filing date | put |
| FIRST LONG IS CORP | 320734106 | COM | 6,612 | $112,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 23,487 | $112,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,624 | $111,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,501 | $111,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,664 | $111,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 36,031 | $111,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,548 | $111,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 4,423 | $111,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 708 | $111,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 3,140 | $111,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 12,050 | $111,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 3,954 | $111,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 15,327 | $110,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,909 | $110,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 7,610 | $110,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,191 | $110,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 8,993 | $110,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,800 | $110,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 4,822 | $109,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 21,829 | $109,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 81,531 | $109,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 84,153 | $109,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,105 | $109,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 23,490 | $109,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 56,527 | $109,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 3,364 | $109,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 5,125 | $109,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,581 | $108,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,572 | $108,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,119 | $108,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 54,026 | $108,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 20,327 | $108,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 25,003 | $108,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 8,582 | $108,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 40,772 | $108,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 85,492 | $108,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 17,303 | $108,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,149 | $108,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 19,045 | $108,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 10,613 | $108,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 9,263 | $108,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 13,815 | $108,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 29,461 | $108,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,100 | $107,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 82,453 | $107,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 27,165 | $107,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 3,864 | $107,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 16,090 | $107,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 1,375 | $107,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 69,000 | $107,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 2,901 | $106,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 8,236 | $106,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 9,800 | $106,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 32,555 | $106,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 2,104 | $106,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 52,775 | $105,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 16,818 | $105,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 6,377 | $105,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 62,372 | $105,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 6,013 | $105,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 6,616 | $104,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 4,250 | $104,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 7,200 | $104,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 27,833 | $104,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 11,404 | $104,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 9,492 | $104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 4,231 | $104,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 3,607 | $104,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 807 | $104,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 11,000 | $104,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P503 | DELTASHS S&P | 2,310 | $104,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,528 | $103,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 3,653 | $103,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,800 | $103,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 12,489 | $103,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 22,215 | $103,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 4,227 | $103,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 4,334 | $103,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,365 | $102,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 2,607 | $102,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 11,396 | $102,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 30,207 | $102,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,609 | $102,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 4,976 | $102,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 6,924 | $102,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 13,218 | $102,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 18,466 | $101,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 18,659 | $101,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 4,822 | $101,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 7,281 | $101,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 6,553 | $101,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 23,920 | $101,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 83,156 | $101,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,840 | $101,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 65,015 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 4,432 | $101,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,470 | $100,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 4,264 | $100,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,998 | $100,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,671 | $100,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,834 | $100,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,162 | $100,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 51,213 | $100,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 7,814 | $100,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 16,881 | $99,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 4,453 | $99,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 5,996 | $99,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,857 | $99,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 6,092 | $99,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,383 | $98,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 46,715 | $98,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,337 | $98,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 2,105 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 5,504 | $98,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 2,208 | $97,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,532 | $97,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 2,157 | $97,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 16,871 | $97,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 3,950 | $97,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 6,250 | $97,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 42,017 | $97,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 22,637 | $96,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,872 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000006 | this filing | 2020-05-18 | acceptance time not in the bulk data set |