13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-18, with 6,372 holding rows worth $24,426,313,000.
- Accession
- 0001677044-20-000006
- Filer
- CIK 1677044
- Filed
- 2020-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 35,163 entries on the cover page, a total value of $24,426,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,426,313,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLadenburg Thalmann Asset Management
- included managerKMS FINANCIAL SERVICES, INC
- included managerArbor Point Advisors, LLC
- included managerSSN Advisory, Inc.
- included managerTriad Hybrid Solutions, LLC
- included managerTriad Advisors, LLC
- included managerInvestacorp Advisory Services, Inc.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FARO TECHNOLOGIES INC | 311642102 | COM | 549 | $24,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,326 | $24,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,270 | $24,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 784 | $24,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 52,714 | $24,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 3,938 | $24,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 817 | $24,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,305 | $24,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 22,532 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 1,588 | $24,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 25 | $24,000 | thousands by filing date | call |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 8 | $24,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 698 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1,300 | $24,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,628 | $24,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 28,000 | $24,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 25,000 | $24,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 880 | $24,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,400 | $24,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 1,044 | $24,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 2,539 | $24,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 12,359 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 2,665 | $24,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 5,216 | $24,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,029 | $23,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,951 | $23,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 916 | $23,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 4,842 | $23,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,968 | $23,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 3,226 | $23,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 74,447 | $23,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 642 | $23,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 6,741 | $23,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 1,644 | $23,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 6,541 | $23,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,703 | $23,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,803 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,183 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 663 | $23,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 639 | $23,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,479 | $23,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,701 | $23,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,408 | $23,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 4,680 | $23,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,023 | $23,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 733 | $23,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 693 | $23,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,512 | $23,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 1,100 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,000 | $23,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 7,130 | $23,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 1,265 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 921 | $23,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 755 | $22,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 4,150 | $22,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 4,829 | $22,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,185 | $22,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 6,540 | $22,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,163 | $22,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,254 | $22,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 3,120 | $22,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 3,900 | $22,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 502 | $22,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 3,055 | $22,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,303 | $22,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,175 | $22,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 677 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 712 | $22,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 2,000 | $22,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,869 | $22,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 881 | $22,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 2,675 | $22,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,330 | $22,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1,474 | $22,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 875 | $22,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 1,366 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,241 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 943 | $22,000 | thousands by filing date | |
| LYFT INC | 55087P904 | CALL | 70 | $22,000 | thousands by filing date | call |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 1,002 | $22,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 21,428 | $22,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,400 | $22,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 1,001 | $22,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 3,841 | $22,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 1,044 | $22,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 600 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 250 | $22,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,274 | $22,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 410 | $22,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L208 | UNIT 06/30/2026 | 1,700 | $22,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 172 | $21,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,858 | $21,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,259 | $21,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 1,193 | $21,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 4,957 | $21,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 80,900 | $21,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 1,191 | $21,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,632 | $21,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,991 | $21,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 855 | $21,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,969 | $21,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,223 | $21,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,891 | $21,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 2,053 | $21,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,615 | $21,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 3,000 | $21,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,826 | $21,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 350 | $21,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 11,671 | $21,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 4,955 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 8,955 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1,000 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,363 | $21,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 1,036 | $21,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 1,331 | $21,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,419 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 806 | $21,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,725 | $21,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,514 | $21,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 32,800 | $21,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 111,475 | $21,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 37,000 | $21,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 6,250 | $21,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,320 | $21,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,750 | $21,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,785 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 365 | $21,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,000 | $21,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 5,000 | $21,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 663 | $21,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 484 | $21,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,067 | $20,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,200 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 53,740 | $20,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 138 | $20,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 589 | $20,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 2,349 | $20,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 5,336 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 1,037 | $20,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 2,500 | $20,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 19,508 | $20,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 2,018 | $20,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,697 | $20,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 2,900 | $20,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,376 | $20,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 21,449 | $20,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 5,736 | $20,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 13,004 | $20,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,004 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 243 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y741 | YIELD ENHND FD | 751 | $20,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 4,089 | $19,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 782 | $19,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,251 | $19,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,948 | $19,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 6,384 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 865 | $19,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 430 | $19,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,492 | $19,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 483 | $19,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 579 | $19,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 1,455 | $19,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 1,540 | $19,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,353 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 789 | $19,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 616 | $19,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 2,105 | $19,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 3 | $19,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 4,100 | $19,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 4,660 | $19,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 1,065 | $19,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,483 | $19,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,468 | $19,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 932 | $19,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 3,425 | $19,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 2,442 | $19,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 1,433 | $19,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 31,500 | $19,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 575 | $19,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,500 | $19,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 1,810 | $19,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,489 | $18,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,199 | $18,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 495 | $18,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,205 | $18,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 1,250 | $18,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,384 | $18,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,018 | $18,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,451 | $18,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 785 | $18,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 379 | $18,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 3,513 | $18,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 6,108 | $18,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 516 | $18,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 9,585 | $18,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,602 | $18,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 767 | $18,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 6,300 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 827 | $18,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 2,100 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,157 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 1,192 | $18,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,351 | $18,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 156 | $18,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 19,277 | $18,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 27 | $18,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 2,459 | $18,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,250 | $18,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 1,200 | $18,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 808 | $18,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 57,644 | $18,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,900 | $18,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 81,127 | $18,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 2,254 | $18,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,309 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 792 | $18,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 1,800 | $18,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 1,064 | $18,000 | thousands by filing date | |
| PACER FDS TR | 69374H832 | MILTRY TIMS ETF | 725 | $18,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 1,821 | $17,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 710 | $17,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 676 | $17,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 266 | $17,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 972 | $17,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 4,039 | $17,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,000 | $17,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,054 | $17,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,453 | $17,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 875 | $17,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 708 | $17,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,775 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 25 | $17,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,100 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 597 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 715 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 685 | $17,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 43,819 | $17,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 482 | $17,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,005 | $17,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 17 | $17,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 21 | $17,000 | thousands by filing date | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,602 | $17,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 2,000 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,195 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 811 | $17,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 695 | $17,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 81,267 | $16,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 456 | $16,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,598 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 486 | $16,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 400 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 675 | $16,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,832 | $16,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 41,500 | $16,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 23,014 | $16,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,075 | $16,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 763 | $16,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,291 | $16,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,129 | $16,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 761 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $16,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 2,000 | $16,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 2,306 | $16,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 4,760 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 436 | $16,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 7 | $16,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC | 016255901 | COM | 7 | $16,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 13,387 | $16,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,547 | $16,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,000 | $16,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 2,179 | $16,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 15 | $16,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 3,777 | $16,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 1,500 | $16,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $16,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 120 | $16,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 20,000 | $16,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 27,010 | $16,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 13,840 | $16,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 11 | $16,000 | thousands by filing date | principal |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 8,771 | $16,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 17 | $16,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 16 | $16,000 | thousands by filing date | principal |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 958 | $15,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 754 | $15,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 1,000 | $15,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6,895 | $15,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,262 | $15,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 486 | $15,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 174 | $15,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 872 | $15,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,198 | $15,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,651 | $15,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 2,296 | $15,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,844 | $15,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 3,739 | $15,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 390 | $15,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,328 | $15,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,141 | $15,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 19 | $15,000 | thousands by filing date | principal |
| AMERICAS CAR-MART INC | 03062T105 | COM | 256 | $15,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 792 | $15,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 2,400 | $15,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 600 | $15,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 2 | $15,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,680 | $15,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 340 | $15,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 2,000 | $15,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 17 | $15,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 17,000 | $15,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,701 | $15,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,909 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,076 | $15,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,968 | $15,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,000 | $15,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J826 | MLTDCTR MEDIA | 690 | $15,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,253 | $15,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH X | 22539T399 | COM | 1,280 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 1,118 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 264 | $14,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 1,118 | $14,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 821 | $14,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 6,296 | $14,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 60 | $14,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 428 | $14,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,128 | $14,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 8,543 | $14,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 654 | $14,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 637 | $14,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 795 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 297 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,038 | $14,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 20 | $14,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 7,711 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 18,561 | $14,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,366 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 100 | $14,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 14 | $14,000 | thousands by filing date | principal |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 736 | $14,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 711 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 300 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 623 | $14,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 300 | $14,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 77,267 | $14,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 221 | $14,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,759 | $14,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,910 | $14,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 2,146 | $14,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,275 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 461 | $14,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 17 | $14,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 16,000 | $14,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 13 | $14,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 19,733 | $14,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,129 | $14,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 15,500 | $14,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 1,105 | $14,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 4,000 | $14,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 16,875 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 433 | $14,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 210 | $14,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 429 | $13,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 644 | $13,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,217 | $13,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 415 | $13,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 846 | $13,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 9,491 | $13,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 2,705 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 654 | $13,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 112 | $13,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 339 | $13,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1,075 | $13,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $13,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,000 | $13,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,300 | $13,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 1,300 | $13,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 20,975 | $13,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 46 | $13,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 5,976 | $13,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 2,000 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 251 | $13,000 | thousands by filing date | |
| NETEASE COM INC | 64110W902 | CALL | 3 | $13,000 | thousands by filing date | call |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,057 | $13,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 2,576 | $13,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,500 | $13,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 10,049 | $13,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 13 | $13,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10 | $13,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,944 | $13,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,310 | $13,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,451 | $13,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 532 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,454 | $13,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 50,000 | $13,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 601 | $13,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 65,033 | $13,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 1,444 | $12,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 335 | $12,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 682 | $12,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 1,377 | $12,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 460 | $12,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,670 | $12,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,709 | $12,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 4,941 | $12,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 878 | $12,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,212 | $12,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 519 | $12,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 257 | $12,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 278 | $12,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 400 | $12,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 3,000 | $12,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,108 | $12,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 3,706 | $12,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 760 | $12,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,773 | $12,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,708 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 825 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 622 | $12,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 345 | $12,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 624 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 348 | $12,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,943 | $12,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 875 | $12,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,887 | $12,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 593 | $12,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 754 | $12,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 5,000 | $12,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 2,306 | $12,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 11 | $12,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 12,000 | $12,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 205 | $12,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,176 | $12,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 48,581 | $12,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 8,300 | $12,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 5,599 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 436 | $12,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 506 | $11,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 640 | $11,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 363 | $11,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 600 | $11,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 908 | $11,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 790 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 1,602 | $11,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 682 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 250 | $11,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 751 | $11,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 221 | $11,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 103 | $11,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 5,189 | $11,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,100 | $11,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 300 | $11,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 838 | $11,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 230 | $11,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 27,334 | $11,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,664 | $11,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 3,625 | $11,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 732 | $11,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 219 | $11,000 | thousands by filing date | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 300 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,500 | $11,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 252 | $11,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 4,750 | $11,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 463 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 890 | $11,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 125 | $11,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,644 | $11,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 3,515 | $11,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 250 | $11,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2 | $11,000 | thousands by filing date | principal |
| CATASYS INC | 149049504 | COM PAR | 700 | $11,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 6,942 | $11,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 3,600 | $11,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 10 | $11,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 6 | $11,000 | thousands by filing date | principal |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 9,651 | $11,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 402 | $11,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,152 | $11,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,011 | $11,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 15,467 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,410 | $11,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 6,000 | $11,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266L906 | CALL | 4 | $11,000 | thousands by filing date | call |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 413 | $11,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 4,552 | $11,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 7,600 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 500 | $11,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 230 | $11,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 11,000 | $11,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 14 | $11,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 562 | $11,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 159 | $11,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 436 | $10,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 279 | $10,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,473 | $10,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 507 | $10,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,507 | $10,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 68,088 | $10,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 425 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000006 | this filing | 2020-05-18 | acceptance time not in the bulk data set |