13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-18, with 6,372 holding rows worth $24,426,313,000.
- Accession
- 0001677044-20-000006
- Filer
- CIK 1677044
- Filed
- 2020-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 35,163 entries on the cover page, a total value of $24,426,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,426,313,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLadenburg Thalmann Asset Management
- included managerKMS FINANCIAL SERVICES, INC
- included managerArbor Point Advisors, LLC
- included managerSSN Advisory, Inc.
- included managerTriad Hybrid Solutions, LLC
- included managerTriad Advisors, LLC
- included managerInvestacorp Advisory Services, Inc.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 2,800 | $96,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 5,593 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y616 | CMN | 5,184 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 5,287 | $96,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 11,925 | $96,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 10,727 | $96,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 15,000 | $96,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 10,460 | $96,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 4,989 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 4,081 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 3,664 | $95,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 4,554 | $95,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 16,610 | $94,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 95,886 | $94,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,583 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 1,858 | $94,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 3,403 | $94,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 11,750 | $94,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 4,922 | $94,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 12,817 | $93,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 8,563 | $93,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 13,896 | $93,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 40 | $93,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 2,047 | $93,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,873 | $93,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 4,720 | $93,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 1,778 | $93,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 8,092 | $92,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,533 | $92,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 4,042 | $92,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 9,156 | $92,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 2,363 | $92,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 37,184 | $92,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 3,430 | $92,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,262 | $92,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 3,237 | $92,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 22,859 | $92,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 3,239 | $92,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 5,073 | $91,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,093 | $91,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 19,541 | $91,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 2,820 | $91,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 3,727 | $91,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,150 | $90,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,713 | $90,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 5,000 | $90,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 2,054 | $90,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 25,650 | $90,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,879 | $90,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 1,766 | $90,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 4,010 | $90,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,315 | $90,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 60 | $90,000 | thousands by filing date | put |
| CERENCE INC COM | 156727109 | Stock | 5,550 | $89,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,364 | $89,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 9,211 | $89,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 5,658 | $89,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 18,380 | $89,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 5,784 | $89,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 3,426 | $89,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 6,959 | $89,000 | thousands by filing date | |
| ISHARES TR | 46435G888 | MSCI SO KOREA | 4,958 | $89,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 4,956 | $89,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 4,086 | $89,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 11,983 | $88,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 4,455 | $88,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 4,547 | $88,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 21,370 | $88,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 12,445 | $88,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 12,238 | $88,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 2,489 | $87,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 27,755 | $87,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 4,100 | $87,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 2,432 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 5,666 | $87,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,893 | $86,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 16,950 | $86,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 3,971 | $86,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 1,207 | $86,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 3,691 | $86,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 3,225 | $86,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 12,592 | $86,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 32,918 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 3,074 | $86,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 8,312 | $86,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 4,668 | $86,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,682 | $85,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,859 | $85,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,295 | $85,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 41,286 | $85,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 11,637 | $85,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 55,541 | $85,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,853 | $85,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,338 | $85,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 7,744 | $85,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 7,871 | $85,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 3,432 | $85,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 72,020 | $84,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 6,993 | $84,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,730 | $84,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 30,526 | $84,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 2,945 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 843 | $84,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 3,491 | $84,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 6,473 | $84,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353T900 | CALL | 170 | $84,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 2,240 | $84,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 1,144 | $83,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,934 | $83,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,029 | $83,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 10,475 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 2,324 | $83,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,340 | $83,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 4,231 | $83,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 889 | $83,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 2,670 | $83,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 11,353 | $82,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,714 | $82,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 5,165 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 5,222 | $82,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 4,759 | $82,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 21,336 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 4,500 | $82,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 9,475 | $82,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 6,423 | $82,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 2,510 | $82,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 4,634 | $82,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 14,091 | $82,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 8,864 | $82,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 18,277 | $81,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,950 | $81,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 5,745 | $81,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 4,421 | $81,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,158 | $81,000 | thousands by filing date | |
| LISTED FDS TR | 53656F888 | SHARES SML CAP | 4,567 | $81,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,326 | $81,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 3,350 | $81,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,817 | $81,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 7,004 | $80,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 4,678 | $80,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 22,230 | $80,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 43,455 | $80,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 9,540 | $80,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 3,435 | $80,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 12,198 | $80,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 5,520 | $80,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 1,266 | $80,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,373 | $79,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,733 | $79,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,035 | $79,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 30,180 | $79,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 2,266 | $79,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 3,114 | $79,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 2,271 | $79,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 12,803 | $78,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,981 | $78,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 26,443 | $78,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 7,000 | $78,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,045 | $78,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1,614 | $78,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 3,456 | $78,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 42,740 | $78,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 14,270 | $78,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 6,368 | $78,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 10,679 | $78,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 7,494 | $78,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 887 | $77,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 8,417 | $77,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 13,238 | $77,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 11,301 | $77,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 6,624 | $77,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2,841 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 6,048 | $77,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 6,432 | $77,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 38,357 | $76,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,390 | $76,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 2,139 | $76,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 17,064 | $76,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,890 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 2,424 | $76,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 27 | $76,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 14,405 | $76,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,100 | $76,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 3,387 | $76,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H583 | ETF | 1,545 | $76,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 5,297 | $75,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 37,186 | $75,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 16,700 | $75,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 9,319 | $75,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 2,988 | $75,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 7,612 | $75,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 4,866 | $75,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 2,829 | $75,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 2,750 | $75,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 171,414 | $75,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 9,110 | $75,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 1,368 | $74,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 6,337 | $74,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 69,500 | $74,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 72 | $74,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 2,918 | $74,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,359 | $73,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 3,326 | $73,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 5,947 | $73,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 3,351 | $73,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 14,340 | $73,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 78,068 | $73,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,506 | $73,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 2,786 | $73,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 3,917 | $73,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 585 | $72,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 7,897 | $72,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 3,783 | $72,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,621 | $72,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 8,963 | $72,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 4,331 | $72,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 2,976 | $72,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4,422 | $72,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 2,684 | $72,000 | thousands by filing date | |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 3,900 | $72,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 5,024 | $71,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 6,066 | $71,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 3,710 | $71,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 620 | $71,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 2,798 | $71,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 2,084 | $70,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,205 | $70,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 2,889 | $70,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 3,330 | $70,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 255,657 | $70,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 850 | $70,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 71,000 | $70,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 26,163 | $69,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,231 | $69,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,083 | $69,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,726 | $69,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 13,403 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 4,400 | $69,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 6,771 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 919 | $69,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 3,261 | $69,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 51,258 | $69,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 3,635 | $69,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 643 | $69,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 3,950 | $69,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 5,000 | $69,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,245 | $68,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 2,963 | $68,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,314 | $68,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,220 | $68,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 3,030 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 2,383 | $68,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 2,556 | $68,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 20,842 | $68,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 97 | $68,000 | thousands by filing date | principal |
| Delek Logistics Partners LP | 24664T103 | Com | 7,400 | $68,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,158 | $67,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 2,805 | $67,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,648 | $67,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 7,155 | $67,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 20,679 | $67,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,840 | $67,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 4,803 | $67,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 7,288 | $67,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 15,425 | $67,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 6,554 | $67,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 7,914 | $67,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 800 | $67,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 2,553 | $66,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 3,413 | $66,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 9,463 | $66,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 13,737 | $66,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 788 | $66,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 3,470 | $66,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 4,674 | $66,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 1,097 | $65,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 7,209 | $65,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 1,033 | $65,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 4,763 | $65,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,040 | $65,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 1,507 | $65,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 51 | $65,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 71,749 | $65,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,598 | $65,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 9,215 | $64,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 2,426 | $64,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 836 | $64,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 4,357 | $64,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 20,385 | $64,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 44,760 | $64,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,430 | $64,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 1,325 | $64,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 8,367 | $64,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 2,879 | $64,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 18,000 | $64,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 3,972 | $63,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 1,932 | $63,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 1,698 | $63,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,508 | $63,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 3,883 | $63,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,800 | $63,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 2,768 | $63,000 | thousands by filing date | |
| APPLE INC | 037833950 | PUT | 19 | $63,000 | thousands by filing date | put |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 3,160 | $63,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,425 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 1,272 | $63,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,699 | $63,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,672 | $63,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 63,088 | $63,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 1,625 | $62,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 3,863 | $62,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 6,942 | $62,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 8,687 | $62,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 13,125 | $62,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,676 | $62,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,627 | $62,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 3,381 | $62,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,059 | $62,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 2,913 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 2,600 | $62,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 32,498 | $61,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,447 | $61,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 39,482 | $61,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 6,118 | $61,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,370 | $61,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 40 | $61,000 | thousands by filing date | put |
| AIM IMMUNOTECH INC | 00901B105 | COM | 23,772 | $61,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 1,915 | $61,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 9,173 | $61,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 953 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 1,399 | $61,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,613 | $60,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,887 | $60,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 17,700 | $60,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,954 | $60,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,851 | $60,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 670 | $60,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 102,290 | $60,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,032 | $60,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 6,516 | $60,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 15,855 | $60,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 65,913 | $60,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,611 | $60,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 4,200 | $60,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 6,584 | $60,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 19,000 | $60,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 7,149 | $60,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 12,392 | $60,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 3,181 | $60,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,351 | $59,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 4,247 | $59,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 156,200 | $59,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 8,025 | $59,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 7,810 | $59,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 2,178 | $59,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 2,826 | $59,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 2,158 | $59,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 4,948 | $59,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 4,824 | $59,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 525 | $59,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 15,831 | $59,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,521 | $59,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 9,642 | $59,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 55,433 | $59,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,648 | $58,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 653 | $58,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 8,178 | $58,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 3,907 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 1,509 | $58,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 34,752 | $58,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,039 | $58,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 77,000 | $58,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,827 | $57,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 2,341 | $57,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 14,146 | $57,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,025 | $57,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 5,235 | $57,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,741 | $57,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,798 | $57,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 12,303 | $57,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,493 | $57,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 3,235 | $57,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 8,884 | $57,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 6,819 | $57,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,547 | $56,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 2,245 | $56,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 6,651 | $56,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 3,360 | $56,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 46 | $56,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 15,950 | $56,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 5,001 | $56,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 56,000 | $56,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 41,302 | $56,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 4,100 | $56,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,684 | $55,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 5,293 | $55,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 10,563 | $55,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,062 | $55,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 2,295 | $55,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 3,181 | $55,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 1,570 | $55,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 4,900 | $55,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 8,936 | $55,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 58,000 | $55,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 3,517 | $55,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 54,725 | $55,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 14,462 | $55,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 573 | $55,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 8,781 | $55,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 4,328 | $54,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 2,884 | $54,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 2,860 | $54,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 3,610 | $54,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 698 | $54,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 3,018 | $54,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 31,110 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,268 | $54,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 2,511 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,408 | $54,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 401 | $54,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 9,666 | $53,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 2,112 | $53,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 8,629 | $53,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 5,108 | $53,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 2,753 | $53,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 13,558 | $53,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,059 | $53,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 965 | $53,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 5,548 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,876 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 3,017 | $53,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 18 | $53,000 | thousands by filing date | call |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 15,177 | $53,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 43,000 | $53,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,668 | $53,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 35,338 | $52,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 6,401 | $52,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,779 | $52,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 2,132 | $52,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 777 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 58,083 | $52,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 2,758 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,168 | $52,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,642 | $52,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 95,836 | $52,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,185 | $52,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 2,550 | $52,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 46,043 | $52,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,723 | $51,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 2,090 | $51,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 10,261 | $51,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,141 | $51,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 2,021 | $51,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 44,044 | $51,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 16,760 | $51,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,400 | $51,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 1,327 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1,203 | $51,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 2,060 | $51,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 21,059 | $51,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 2,666 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 4,100 | $51,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,580 | $50,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,538 | $50,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2,905 | $50,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 2,750 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 3,793 | $50,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 3,666 | $50,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,382 | $50,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P862 | CMN | 2,117 | $50,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 2,645 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 47,787 | $50,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 6,131 | $50,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 2,400 | $50,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 11,138 | $50,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 73,283 | $50,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 1,484 | $49,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 5,570 | $49,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 5,734 | $49,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 498 | $49,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 695 | $49,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,700 | $49,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 2,096 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,970 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,405 | $49,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 8,637 | $49,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 13,403 | $49,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,808 | $49,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 6,548 | $49,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 9,254 | $48,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,513 | $48,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 15,677 | $48,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 930 | $48,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,461 | $48,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 97,303 | $48,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 43,095 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,600 | $48,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 6,775 | $48,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,337 | $48,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 3,590 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000006 | this filing | 2020-05-18 | acceptance time not in the bulk data set |