13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-18, with 6,372 holding rows worth $24,426,313,000.
- Accession
- 0001677044-20-000006
- Filer
- CIK 1677044
- Filed
- 2020-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 35,163 entries on the cover page, a total value of $24,426,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,426,313,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLadenburg Thalmann Asset Management
- included managerKMS FINANCIAL SERVICES, INC
- included managerArbor Point Advisors, LLC
- included managerSSN Advisory, Inc.
- included managerTriad Hybrid Solutions, LLC
- included managerTriad Advisors, LLC
- included managerInvestacorp Advisory Services, Inc.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCEANEERING INTL INC | 675232102 | COM | 3,664 | $10,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 547 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 414 | $10,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 2,499 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 107 | $10,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 184 | $10,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,700 | $10,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,017 | $10,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 623 | $10,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,051 | $10,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,050 | $10,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 675 | $10,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,375 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 425 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 125 | $10,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 364 | $10,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 409 | $10,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 832 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 205 | $10,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 432 | $10,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,658 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 200 | $10,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 991 | $10,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,845 | $10,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 10 | $10,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F951 | PUT | 7 | $10,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N953 | COM | 70 | $10,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 412 | $10,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,850 | $10,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 555 | $10,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 10 | $10,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 11 | $10,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 10 | $10,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 12,000 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 10 | $10,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6 | $10,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 9,000 | $10,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 12 | $10,000 | thousands by filing date | principal |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,200 | $10,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 10 | $10,000 | thousands by filing date | principal |
| IMAC HLDGS INC | 44967K104 | COM | 4,900 | $10,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 10 | $10,000 | thousands by filing date | principal |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 331 | $10,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 225 | $10,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 7,887 | $10,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 800 | $10,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 11,100 | $10,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 30,516 | $10,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 2,400 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 400 | $10,000 | thousands by filing date | |
| LISTED FD TR EVENTSHS US LEGI | 53656F102 | CEF | 502 | $10,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 1,500 | $9,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 750 | $9,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 158 | $9,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 918 | $9,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 981 | $9,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 1,988 | $9,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,252 | $9,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 351 | $9,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 531 | $9,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 9,540 | $9,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 515 | $9,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 1,000 | $9,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 2,250 | $9,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 748 | $9,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,927 | $9,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 182 | $9,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 240 | $9,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 435 | $9,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 240 | $9,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,393 | $9,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 473 | $9,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 976 | $9,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,596 | $9,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 4,941 | $9,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 38,715 | $9,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 262 | $9,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,576 | $9,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 545 | $9,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 960 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 14,571 | $9,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 472 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 363 | $9,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 285 | $9,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 2,324 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 682 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 825 | $9,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L954 | COM | 4 | $9,000 | thousands by filing date | put |
| ING GROEP N.V. | 456837953 | SPONSORED ADR | 20 | $9,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,419 | $9,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 407 | $9,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 309 | $9,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 5,832 | $9,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,685 | $9,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 3,688 | $9,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,269 | $9,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 7,000 | $9,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,789 | $9,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 909 | $9,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,553 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9 | $9,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 9 | $9,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 11 | $9,000 | thousands by filing date | principal |
| QUANTUM CORP | 747906501 | COM | 3,262 | $9,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 656 | $9,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 324 | $9,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 11,401 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 350 | $9,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 2,095 | $9,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 27,592 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,011 | $9,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 2,222 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 1,000 | $9,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 7,213 | $9,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 8 | $9,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 332 | $9,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,000 | $9,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1,548 | $9,000 | thousands by filing date | |
| PACER FDS TR | 69374H782 | BNCHMRK RS ETF | 620 | $9,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 120 | $8,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 653 | $8,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,783 | $8,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 5,080 | $8,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 600 | $8,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 409 | $8,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 600 | $8,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 2,682 | $8,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 841 | $8,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 2,560 | $8,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 3,461 | $8,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,250 | $8,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,912 | $8,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,016 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 22,032 | $8,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,990 | $8,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 610 | $8,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 604 | $8,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,600 | $8,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 312 | $8,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 584 | $8,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 757 | $8,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 346 | $8,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 184 | $8,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 683 | $8,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 468 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 125 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 900 | $8,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 485 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 134 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 6,936 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 426 | $8,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 325 | $8,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 200 | $8,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 710 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 677 | $8,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 758 | $8,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,026 | $8,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 9,553 | $8,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 310 | $8,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 328 | $8,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 541 | $8,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 1,380 | $8,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 920 | $8,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 539 | $8,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 4,981 | $8,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 525 | $8,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 569 | $8,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 9,000 | $8,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 889 | $8,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,206 | $8,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 4,153 | $8,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,302 | $8,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 10,000 | $8,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 10 | $8,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 8 | $8,000 | thousands by filing date | principal |
| OPGEN INC | 68373L307 | COM | 3,006 | $8,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 875 | $8,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 1,450 | $8,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 8 | $8,000 | thousands by filing date | principal |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,000 | $8,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q811 | LONG SHORT ETF | 457 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y301 | Cmn | 400 | $8,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 347 | $7,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 125 | $7,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 268 | $7,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 118,008 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BRP INC COM SUN VTG | 05577W200 | Stock | 435 | $7,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 586 | $7,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 837 | $7,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 296 | $7,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,201 | $7,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 202 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 306 | $7,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 3,988 | $7,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 289 | $7,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,783 | $7,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 651 | $7,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 553 | $7,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,000 | $7,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 275 | $7,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 9,833 | $7,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 642 | $7,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 640 | $7,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 818 | $7,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 620 | $7,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 120 | $7,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 885 | $7,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 2,000 | $7,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 360 | $7,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 256 | $7,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 11,311 | $7,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,006 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 248 | $7,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 183 | $7,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 2,491 | $7,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 5,831 | $7,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,431 | $7,000 | thousands by filing date | |
| JOHNSON CONTROLS INTERNATION | G51502955 | PUT | 5 | $7,000 | thousands by filing date | put |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,644 | $7,000 | thousands by filing date | |
| MPLX LP | 55336V900 | COM UNIT REP LTD | 50 | $7,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 221 | $7,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 363 | $7,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 1,853 | $7,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 7,911 | $7,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 278 | $7,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,900 | $7,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 85 | $7,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,020 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G169 | RUSSELL 1000 US | 312 | $7,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 150 | $7,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 9,871 | $7,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 767 | $7,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 5 | $7,000 | thousands by filing date | principal |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,000 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,741 | $7,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,952 | $7,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 184 | $7,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,381 | $7,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 509 | $7,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,754 | $7,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641810 | CMCI GOLD ETN | 165 | $7,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 17,761 | $7,000 | thousands by filing date | |
| KRANESHARES TR | 500767710 | SML CAP QTY DIVD | 361 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 143 | $7,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 1,650 | $7,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 13,800 | $7,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 1,900 | $7,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 1,850 | $7,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 600 | $7,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 7 | $7,000 | thousands by filing date | principal |
| NESCO HLDGS INC | 64083J104 | COM | 2,048 | $7,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 3,101 | $7,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 619 | $6,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,023 | $6,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 243 | $6,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 200 | $6,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,985 | $6,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 301 | $6,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,134 | $6,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 518 | $6,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,050 | $6,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,320 | $6,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 425 | $6,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,127 | $6,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 4,607 | $6,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 629 | $6,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 167 | $6,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 523 | $6,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 4,269 | $6,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 317 | $6,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 943 | $6,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 775 | $6,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 275 | $6,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 821 | $6,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 328 | $6,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H950 | PUT | 10 | $6,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,326 | $6,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 17,074 | $6,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 309 | $6,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 3,749 | $6,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,500 | $6,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,705 | $6,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E903 | CALL | 110 | $6,000 | thousands by filing date | call |
| IRON MTN INC DEL | 46284V951 | PUT | 7 | $6,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746901 | CALL | 30 | $6,000 | thousands by filing date | call |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 10 | $6,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 700 | $6,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 5,761 | $6,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,298 | $6,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 6,617 | $6,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,000 | $6,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 814 | $6,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,000 | $6,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 6,550 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 3,272 | $6,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,783 | $6,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 5,633 | $6,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 4 | $6,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 4 | $6,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6 | $6,000 | thousands by filing date | principal |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 3,016 | $6,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,043 | $6,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,024 | $6,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 16,674 | $6,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 323 | $6,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 450 | $6,000 | thousands by filing date | |
| COVANTA HOLDING CORP | 22282E952 | COM | 14 | $6,000 | thousands by filing date | put |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 2,507 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6 | $6,000 | thousands by filing date | principal |
| ZOGENIX INC. | 98978L204 | Common Stock | 282 | $6,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 6 | $6,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 5 | $6,000 | thousands by filing date | principal |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 1,500 | $6,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 485 | $6,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 640 | $6,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 16,000 | $6,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 455 | $6,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3 | $6,000 | thousands by filing date | principal |
| UBS AG LONDON BRANCH | 90270L354 | SER B LKD 46 | 500 | $6,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 726 | $5,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,072 | $5,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 250 | $5,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 5,000 | $5,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 500 | $5,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 725 | $5,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,104 | $5,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,536 | $5,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 456 | $5,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 1,772 | $5,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 224 | $5,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 279 | $5,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 1,000 | $5,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 388 | $5,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 205 | $5,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 620 | $5,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 281 | $5,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 128 | $5,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,902 | $5,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 142 | $5,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 1,607 | $5,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 4,876 | $5,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 843 | $5,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,383 | $5,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,418 | $5,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,603 | $5,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 226 | $5,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,003 | $5,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 449 | $5,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 258 | $5,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,716 | $5,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,364 | $5,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 825 | $5,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 158 | $5,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 400 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 151 | $5,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 192 | $5,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 227 | $5,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 439 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 205 | $5,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 6,000 | $5,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 60,204 | $5,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 200 | $5,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 309 | $5,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,196 | $5,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 3,084 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 44 | $5,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 825 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 200 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 96 | $5,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,183 | $5,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 3 | $5,000 | thousands by filing date | call |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 3 | $5,000 | thousands by filing date | put |
| ROKU INC | 77543R902 | CALL | 2 | $5,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 174 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 15 | $5,000 | thousands by filing date | call |
| EXPEDIA GROUP INC | 30212P953 | COM NEW | 20 | $5,000 | thousands by filing date | put |
| LOCKHEED MARTIN CORP | 539830909 | COM | 4 | $5,000 | thousands by filing date | call |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 244 | $5,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 700 | $5,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,791 | $5,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252951 | PUT | 6 | $5,000 | thousands by filing date | put |
| WIDEOPENWEST INC | 96758W101 | COM | 1,094 | $5,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 216 | $5,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 2,009 | $5,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 337 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 237 | $5,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 6 | $5,000 | thousands by filing date | principal |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 6,500 | $5,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 3 | $5,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 5 | $5,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 5 | $5,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 4 | $5,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 6,000 | $5,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 6 | $5,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 5 | $5,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,000 | $5,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 5 | $5,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,000 | $5,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 5,631 | $5,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6 | $5,000 | thousands by filing date | principal |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 1,227 | $5,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 248 | $5,000 | thousands by filing date | |
| CERNER CORP | 156782954 | COM | 21 | $5,000 | thousands by filing date | put |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 178 | $5,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 4,000 | $5,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 260 | $5,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 300 | $5,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 6,000 | $5,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 447 | $5,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,213 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 5 | $5,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,131 | $5,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 4,600 | $5,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 3,045 | $5,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 5,000 | $5,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 950 | $5,000 | thousands by filing date | |
| AGF INVTS TR | 00110G887 | AGFIQ HEDGED DIV | 259 | $5,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 900 | $5,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 1,537 | $5,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH ETN LKD 30 | 22542D266 | Stock | 60 | $5,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 850 | $4,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 552 | $4,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 545 | $4,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 158 | $4,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 8,389 | $4,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,368 | $4,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 250 | $4,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 556 | $4,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 182 | $4,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 1,000 | $4,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 600 | $4,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 200 | $4,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 405 | $4,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 642 | $4,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 133 | $4,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 2,450 | $4,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,000 | $4,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 666 | $4,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 364 | $4,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 340 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 200 | $4,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 498 | $4,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 3,150 | $4,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,700 | $4,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 410 | $4,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,245 | $4,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 208 | $4,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,069 | $4,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 4,072 | $4,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,697 | $4,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 126 | $4,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,200 | $4,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 442 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 100 | $4,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 9,410 | $4,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 182 | $4,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 218 | $4,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 218 | $4,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 529 | $4,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,428 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287954 | PUT | 5 | $4,000 | thousands by filing date | put |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 232 | $4,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 600 | $4,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 520 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 174 | $4,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $4,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 2 | $4,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K959 | COM UT REP LP | 40 | $4,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 80 | $4,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 358,373 | $4,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 384 | $4,000 | thousands by filing date | |
| DELEK LOGISTICS PARTNERS LP | 24664T953 | PUT | 20 | $4,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 15,160 | $4,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 4,512 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,296 | $4,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,500 | $4,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3 | $4,000 | thousands by filing date | principal |
| TITAN MED INC | 88830X819 | COM | 13,326 | $4,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,400 | $4,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 785 | $4,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 2,000 | $4,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 682 | $4,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 218 | $4,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 343 | $4,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 524 | $4,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 600 | $4,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 300 | $4,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,944 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 380 | $4,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,650 | $4,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,437 | $4,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 6,000 | $4,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 3 | $4,000 | thousands by filing date | principal |
| BIOMERICA INC | 09061H307 | COM NEW | 600 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000006 | this filing | 2020-05-18 | acceptance time not in the bulk data set |