13F-HR filed by OSAIC HOLDINGS, INC.
OSAIC HOLDINGS, INC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-18, with 6,372 holding rows worth $24,426,313,000.
- Accession
- 0001677044-20-000006
- Filer
- CIK 1677044
- Filed
- 2020-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 35,163 entries on the cover page, a total value of $24,426,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,426,313,000 with VALUE read as thousands by filing date, 13F file number 028-20288. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROYAL ALLIANCE ASSOCIATES INC
- included managerSAGEPOINT FINANCIAL, INC.
- included managerFSC SECURITES, INC.
- included managerWOODBURY FINANCIAL SERVICES, INC.
- included managerSECURITIES AMERICA ADVISORS INC
- included managerLadenburg Thalmann Asset Management
- included managerKMS FINANCIAL SERVICES, INC
- included managerArbor Point Advisors, LLC
- included managerSSN Advisory, Inc.
- included managerTriad Hybrid Solutions, LLC
- included managerTriad Advisors, LLC
- included managerInvestacorp Advisory Services, Inc.
- included managerVision2020 Wealth Management Copr.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $4,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 982 | $4,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 900 | $4,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 4,000 | $4,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 155 | $4,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 5,200 | $4,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 100 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 224 | $4,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 793 | $4,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 650 | $4,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,000 | $4,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 7 | $4,000 | thousands by filing date | principal |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 106 | $4,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 1,375 | $4,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,001 | $4,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 390 | $4,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,101 | $4,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 14,641 | $4,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 4,390 | $4,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 714 | $4,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 177 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 96 | $4,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108706 | Cmn | 230 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E414 | MSCI CYCLI | 70 | $4,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 302 | $3,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 5,000 | $3,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,139 | $3,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 305 | $3,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 442 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,640 | $3,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,049 | $3,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 280 | $3,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,123 | $3,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 3,810 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 100 | $3,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 25,974 | $3,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 147 | $3,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 235 | $3,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 241 | $3,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 129 | $3,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,936 | $3,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 291 | $3,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 340 | $3,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 290 | $3,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,169 | $3,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 200 | $3,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 300 | $3,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 103 | $3,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 500 | $3,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 5,874 | $3,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 4,155 | $3,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 357 | $3,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 160 | $3,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 495 | $3,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 984 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 111 | $3,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 196 | $3,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 98 | $3,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,250 | $3,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 127 | $3,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 3,323 | $3,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 102 | $3,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 181 | $3,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 130 | $3,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,010 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,390 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 11,631 | $3,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 23,500 | $3,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 625 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 56 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 198 | $3,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 300 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 162,982 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 100 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 200 | $3,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 1,150 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 420 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 109 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 84 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 155 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 160 | $3,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 357 | $3,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 414 | $3,000 | thousands by filing date | |
| CISCO SYS INC | 17275R952 | PUT | 5 | $3,000 | thousands by filing date | put |
| HOME DEPOT INC | 437076952 | PUT | 2 | $3,000 | thousands by filing date | put |
| MARATHON PETE CORP | 56585A902 | CALL | 10 | $3,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G902 | CALL | 5 | $3,000 | thousands by filing date | call |
| MCDONALDS CORP | 580135951 | PUT | 2 | $3,000 | thousands by filing date | put |
| WP CAREY INC | 92936U959 | COM | 16 | $3,000 | thousands by filing date | put |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 6 | $3,000 | thousands by filing date | put |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 450 | $3,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 300 | $3,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,695 | $3,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 293 | $3,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 218 | $3,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 8,643 | $3,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 370 | $3,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 150 | $3,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,042 | $3,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,000 | $3,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 5,449 | $3,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 1,300 | $3,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,389 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,000 | $3,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 3 | $3,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,000 | $3,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 4 | $3,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 295 | $3,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 500 | $3,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 3,891 | $3,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 243 | $3,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 670 | $3,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 365 | $3,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 116 | $3,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,765 | $3,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 213 | $3,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,800 | $3,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 2,271 | $3,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 652 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 680 | $3,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 6,228 | $3,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,058 | $3,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,000 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 200 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 20 | $3,000 | thousands by filing date | call |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 400 | $3,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 450 | $3,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 239 | $3,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 5,600 | $3,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,312 | $3,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 2,008 | $3,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 2,550 | $3,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 16,600 | $3,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 450 | $3,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 8,171 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 3 | $3,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 4,800 | $3,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 1,872 | $3,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 955 | $3,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 890 | $3,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 250 | $3,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 143 | $3,000 | thousands by filing date | |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 400 | $3,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 14,571 | $3,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 4,833 | $3,000 | thousands by filing date | |
| FIRSTCASH INC | 33767D905 | CALL | 10 | $3,000 | thousands by filing date | call |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 700 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A487 | LHA MKT ST TAC | 142 | $3,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,142 | $2,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 208 | $2,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 42 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 217 | $2,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 200 | $2,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 110 | $2,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 71 | $2,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 530 | $2,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 220 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 103 | $2,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 72 | $2,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 125 | $2,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 193 | $2,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 229 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 196 | $2,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,000 | $2,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 284 | $2,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 178 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 37 | $2,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 130 | $2,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 848 | $2,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 413 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 541 | $2,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 236 | $2,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 29 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 330 | $2,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 82 | $2,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 226 | $2,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 550 | $2,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 213 | $2,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 141 | $2,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 128 | $2,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,097 | $2,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,768 | $2,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 2,861 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 119 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 64 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 6,160 | $2,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 382 | $2,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 405 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 210 | $2,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,123 | $2,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 100 | $2,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 112 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 441 | $2,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,141 | $2,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 2,000 | $2,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,379 | $2,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,000 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 141 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 143 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 129 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,815 | $2,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 370 | $2,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 4 | $2,000 | thousands by filing date | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 303 | $2,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 250 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 100 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,446 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 31 | $2,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 1,000 | $2,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 3 | $2,000 | thousands by filing date | put |
| CVS HEALTH CORP | 126650950 | PUT | 2 | $2,000 | thousands by filing date | put |
| CKX LDS INC | 12562N104 | COM | 200 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 141 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 300 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 105 | $2,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 1 | $2,000 | thousands by filing date | call |
| RENN FD INC | 759720105 | COM | 1,500 | $2,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 1 | $2,000 | thousands by filing date | call |
| PEPSICO INC | 713448958 | PUT | 1 | $2,000 | thousands by filing date | put |
| BOEING CO | 097023955 | PUT | 2 | $2,000 | thousands by filing date | put |
| DELTA AIR LINES INC | 247361902 | CALL | 2 | $2,000 | thousands by filing date | call |
| MERCK & CO INC | 58933Y955 | PUT | 5 | $2,000 | thousands by filing date | put |
| BIOGEN INC | 09062X953 | COM | 1 | $2,000 | thousands by filing date | put |
| MONDELEZ INTL INC | 609207955 | CL A | 3 | $2,000 | thousands by filing date | put |
| DROPBOX INC | 26210C904 | CL A | 20 | $2,000 | thousands by filing date | call |
| PROCTER & GAMBLE CO | 742718959 | COM | 1 | $2,000 | thousands by filing date | put |
| ABBVIE INC | 00287Y959 | COM | 6 | $2,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 217 | $2,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,000 | $2,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 179 | $2,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 6,600 | $2,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,100 | $2,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 691 | $2,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 400 | $2,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 120 | $2,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 200 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 238 | $2,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 100 | $2,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 100 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT TECHNOLOGY | 74347G101 | ETF | 166 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 51 | $2,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 424 | $2,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 203 | $2,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 5,000 | $2,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 62 | $2,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 200 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 430 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 70 | $2,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 5,000 | $2,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 666 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,100 | $2,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1 | $2,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 153 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,148 | $2,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 81 | $2,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 338 | $2,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,000 | $2,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 210 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 48 | $2,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V957 | COM | 60 | $2,000 | thousands by filing date | put |
| COMSTOCK INC | 205750300 | COM NEW | 5,238 | $2,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 5 | $2,000 | thousands by filing date | principal |
| FFBW INC MD | 30260M103 | COM | 269 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 100 | $2,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 120 | $2,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 104 | $2,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 50 | $2,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 561 | $2,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 3,010 | $2,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 1,660 | $2,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1 | $2,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2 | $2,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 3,000 | $2,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 1,000 | $2,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 663 | $2,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 1,380 | $2,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 100 | $2,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 592 | $2,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 598 | $2,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 100 | $2,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 2,864 | $2,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 1,084 | $2,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 4,000 | $2,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 680 | $2,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 9,308 | $2,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 150 | $2,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 2,500 | $2,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 392 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 100 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 91 | $2,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 184 | $2,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 2,000 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E117 | NT LKD 46 | 6,000 | $2,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 83 | $1,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 85 | $1,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 104 | $1,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 131 | $1,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 755 | $1,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 87 | $1,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 400 | $1,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,923 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 286 | $1,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 100 | $1,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 59 | $1,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 103 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,338 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 3,100 | $1,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 110 | $1,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 103 | $1,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 180 | $1,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 33 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 954 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 80 | $1,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 150 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,047 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 770 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,000 | $1,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 33 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,777 | $1,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 18 | $1,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 168 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 650 | $1,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 100 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 20 | $1,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 425 | $1,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 44 | $1,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 57 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 432 | $1,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 64 | $1,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 818 | $1,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 146 | $1,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 663 | $1,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 66 | $1,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 345 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 125 | $1,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 119 | $1,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 115 | $1,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 456 | $1,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 946 | $1,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 135 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,000 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 5,121 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 50 | $1,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 60 | $1,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 300 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 500 | $1,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 100 | $1,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 71 | $1,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 123 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 152 | $1,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 7,769 | $1,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 221 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 50 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 199 | $1,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $1,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 32 | $1,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,431 | $1,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 103 | $1,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 40 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 64 | $1,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 91 | $1,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 62 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 250 | $1,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 216 | $1,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 698 | $1,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 234 | $1,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 223 | $1,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 49 | $1,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 208 | $1,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 100 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 47 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 150 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 276 | $1,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 357 | $1,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 312 | $1,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,068 | $1,000 | thousands by filing date | |
| PFIZER INC | 717081953 | PUT | 10 | $1,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 112 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 95 | $1,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G952 | CALL | 3 | $1,000 | thousands by filing date | put |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 151 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 2 | $1,000 | thousands by filing date | put |
| JOHNSON & JOHNSON | 478160954 | Option | 2 | $1,000 | thousands by filing date | put |
| ABBOTT LABORATORIES | 002824950 | PUT | 2 | $1,000 | thousands by filing date | put |
| ALTRIA GROUP INC | 02209S953 | PUT | 3 | $1,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 2 | $1,000 | thousands by filing date | put |
| CVS HEALTH CORP | 126650900 | CALL | 1 | $1,000 | thousands by filing date | call |
| VISA INC | 92826C959 | PUT | 1 | $1,000 | thousands by filing date | put |
| VANGUARD WHITEHALL FDS | 921946956 | HIGH DIV YLD | 2 | $1,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 155 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 5,473 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,500 | $1,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 188 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 899 | $1,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 183 | $1,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 6,958 | $1,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 558 | $1,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 813 | $1,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 61 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 162 | $1,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 300 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,100 | $1,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 400 | $1,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 97 | $1,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 400 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,187 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,088 | $1,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908951 | SMALL CP ETF | 2 | $1,000 | thousands by filing date | put |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 600 | $1,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 65 | $1,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 350 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 60 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 10 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 25 | $1,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 1,069 | $1,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,620 | $1,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 30 | $1,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 365 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 353 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 405 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,000 | $1,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 106 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $1,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 349 | $1,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 1,000 | $1,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 927 | $1,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 40 | $1,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 115 | $1,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 123 | $1,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 600 | $1,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 81 | $1,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 425 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 28 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1,143 | $1,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 115 | $1,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,036 | $1,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 230 | $1,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 350 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 399 | $1,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 55 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 390 | $1,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 100 | $1,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 888 | $1,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,049 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 433 | $1,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 125 | $1,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 603 | $1,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 510 | $1,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 10,000 | $1,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 405 | $1,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 21 | $1,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 275 | $1,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 128 | $1,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 30 | $1,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 6 | $1,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 250 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 230 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,000 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 154 | $1,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 48 | $1,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1,397 | $1,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 2,064 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 2,000 | $1,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 720 | $1,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 154 | $1,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 250 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 30 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 200 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 756 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1 | $1,000 | thousands by filing date | principal |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 223 | $1,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 425 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 166 | $1,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 280 | $1,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 350 | $1,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001677044-20-000006 | this filing | 2020-05-18 | acceptance time not in the bulk data set |