13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-12, with 4,845 holding rows worth $19,757,569,000.
- Accession
- 0001580642-17-003871
- Filer
- CIK 1540235
- Filed
- 2017-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 5,185 entries on the cover page, a total value of $19,757,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,757,569,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 507 | $26,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,350 | $26,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 2,000 | $26,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,000 | $26,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,920 | $26,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 2,000 | $26,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 19,600 | $26,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 600 | $26,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,268 | $26,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,517 | $26,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 950 | $26,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,924 | $26,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 660 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,399 | $26,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 600 | $25,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 514 | $25,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 6,950 | $25,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 760 | $25,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 525 | $25,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,121 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 1,872 | $25,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,956 | $25,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 2,000 | $25,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,000 | $25,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 766 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 450 | $25,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,228 | $25,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 908 | $25,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 602 | $25,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 730 | $25,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 462 | $25,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 340 | $25,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 870 | $25,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,000 | $25,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 643 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 799 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 400 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 500 | $25,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 982 | $25,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 16,775 | $25,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 378 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 950 | $25,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 281 | $24,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 700 | $24,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 6,909 | $24,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 600 | $24,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 501 | $24,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 496 | $24,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 712 | $24,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,293 | $24,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,201 | $24,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 593 | $24,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 883 | $24,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,425 | $24,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,776 | $24,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 500 | $24,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 316 | $24,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 7,611 | $24,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,500 | $24,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 409 | $24,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 4,025 | $24,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,244 | $24,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,000 | $24,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 586 | $24,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,500 | $24,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2,099 | $24,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 619 | $24,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 500 | $24,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,010 | $24,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 5,055 | $24,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,648 | $24,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,899 | $24,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,600 | $24,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 5,624 | $24,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,625 | $24,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 17,794 | $24,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 1,217 | $24,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,800 | $23,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 1,800 | $23,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 245 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 438 | $23,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 411 | $23,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 633 | $23,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 5,495 | $23,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 300 | $23,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 223 | $23,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 600 | $23,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,562 | $23,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 495 | $23,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,054 | $23,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 276 | $23,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,503 | $23,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 2,954 | $23,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,050 | $23,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2,541 | $23,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 14,875 | $23,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 507 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 812 | $23,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,626 | $23,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 605 | $23,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 2,800 | $23,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 5,000 | $23,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 3,000 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 438 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 500 | $23,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,655 | $23,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,520 | $23,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,530 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 800 | $23,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 23,000 | $23,000 | thousands by filing date | principal |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 350 | $22,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,023 | $22,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 454 | $22,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 183 | $22,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,022 | $22,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 1,000 | $22,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,944 | $22,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,328 | $22,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 400 | $22,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,000 | $22,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 5,200 | $22,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,493 | $22,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 192 | $22,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,430 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 516 | $22,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 3,007 | $22,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,309 | $22,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,702 | $22,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,000 | $22,000 | thousands by filing date | call |
| OI SA-ADR | 670851500 | ADR | 3,603 | $22,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 22,000 | $22,000 | thousands by filing date | principal |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,000 | $22,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 568 | $22,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 1,290 | $22,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 745 | $22,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 343 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,133 | $22,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 674 | $22,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 206 | $22,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 1,850 | $22,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 807 | $22,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 2,570 | $22,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,000 | $22,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 4,442 | $22,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,500 | $21,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,564 | $21,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 290 | $21,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,205 | $21,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 469 | $21,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 827 | $21,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,839 | $21,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,246 | $21,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,372 | $21,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,269 | $21,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 576 | $21,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 598 | $21,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 900 | $21,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,371 | $21,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 500 | $21,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 65,049 | $21,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,261 | $21,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 6,667 | $21,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,612 | $21,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 8,119 | $21,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,250 | $21,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 2,003 | $21,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 3,767 | $21,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 2,000 | $21,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,684 | $20,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 178 | $20,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 610 | $20,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 148 | $20,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,941 | $20,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 7,500 | $20,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 172 | $20,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 624 | $20,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,000 | $20,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 791 | $20,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,358 | $20,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 639 | $20,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,011 | $20,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,262 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 155 | $20,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 3,932 | $20,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,337 | $20,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 2,000 | $20,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,300 | $20,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 800 | $20,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,194 | $20,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,963 | $20,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,000 | $20,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 500 | $20,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,715 | $20,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 6,404 | $20,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 2,628 | $20,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,900 | $20,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 300 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 500 | $20,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,100 | $20,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 1,000 | $20,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 45,000 | $20,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 605 | $20,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,200 | $20,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 40,001 | $20,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 20,000 | $20,000 | thousands by filing date | principal |
| MERCURY SYS INC COM | 589378108 | Stock | 444 | $19,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,214 | $19,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 500 | $19,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 400 | $19,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 265 | $19,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 278 | $19,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 787 | $19,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,600 | $19,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 212 | $19,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 469 | $19,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,000 | $19,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 300 | $19,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 647 | $19,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,634 | $19,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,300 | $19,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,198 | $19,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 146 | $19,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,500 | $19,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,615 | $19,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 443 | $19,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,455 | $19,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 6,000 | $19,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 933 | $19,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,000 | $19,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 1,073 | $19,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 3,200 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 474 | $19,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 500 | $19,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D432 | ETRACS MNTLY PAY | 1,000 | $19,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 1,044 | $19,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 163 | $18,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 562 | $18,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11,000 | $18,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 1,220 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 374 | $18,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 364 | $18,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,000 | $18,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 500 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,200 | $18,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 500 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 184 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 231 | $18,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 762 | $18,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,400 | $18,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,200 | $18,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,320 | $18,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 400 | $18,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,542 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 764 | $18,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 848 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 497 | $18,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 13,000 | $18,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 1,031 | $18,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,363 | $18,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 591 | $18,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 4,575 | $18,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 955 | $18,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 550 | $17,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 193 | $17,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 245 | $17,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 100 | $17,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 500 | $17,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 221 | $17,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,000 | $17,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,500 | $17,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,000 | $17,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,100 | $17,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 673 | $17,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,250 | $17,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,060 | $17,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 700 | $17,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 10,000 | $17,000 | thousands by filing date | call |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 850 | $17,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 324 | $17,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 19,750 | $17,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 787 | $17,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 680 | $17,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,455 | $17,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 384 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,510 | $17,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 120 | $17,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,030 | $17,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,609 | $17,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,150 | $17,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 7,165 | $17,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 646 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 12,270 | $17,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 866 | $17,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 5,360 | $17,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,300 | $17,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,518 | $17,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 13,422 | $17,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 20 | $17,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 1,350 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 18,000 | $17,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 812 | $17,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 2,046 | $17,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 450 | $16,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 59 | $16,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 147 | $16,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 398 | $16,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,000 | $16,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,050 | $16,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 419 | $16,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 308 | $16,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 857 | $16,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,000 | $16,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 239 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 456 | $16,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 475 | $16,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,711 | $16,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 500 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 400 | $16,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 690 | $16,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 331 | $16,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 501 | $16,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,155 | $16,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 3,200 | $16,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 878 | $16,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 642 | $16,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 566 | $16,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 900 | $16,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 314 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $16,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 300 | $16,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 500 | $16,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 200 | $16,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 816 | $16,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 233 | $16,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 7,900 | $16,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,019 | $16,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 616 | $16,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 300 | $16,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 5,000 | $16,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,000 | $16,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $16,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 250 | $16,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 387 | $16,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 400 | $16,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,000 | $16,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 576 | $16,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 683 | $16,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 123 | $15,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 260 | $15,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,100 | $15,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 775 | $15,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 900 | $15,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 726 | $15,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 600 | $15,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 200 | $15,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,000 | $15,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 836 | $15,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 338 | $15,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 201 | $15,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,500 | $15,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,100 | $15,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 859 | $15,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 640 | $15,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,000 | $15,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 9,100 | $15,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 457 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 300 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 231 | $15,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 1,300 | $15,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 269 | $15,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 690 | $15,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 577 | $15,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 3,178 | $15,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 195 | $15,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $15,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,000 | $15,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 32,091 | $15,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 871 | $15,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 6,402 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 250 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 600 | $15,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,120 | $15,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,500 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 300 | $15,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 900 | $15,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,106 | $15,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 22,037 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 360 | $15,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 2,100 | $15,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,250 | $15,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,258 | $15,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 5,081 | $15,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 1,000 | $15,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 1,000 | $15,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 200 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 489 | $14,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 600 | $14,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 700 | $14,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 200 | $14,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 578 | $14,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 141 | $14,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 400 | $14,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 6,438 | $14,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 923 | $14,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 375 | $14,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,037 | $14,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 892 | $14,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 500 | $14,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,200 | $14,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 625 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,953 | $14,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,695 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 476 | $14,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 606 | $14,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,142 | $14,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 776 | $14,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,000 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 308 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,120 | $14,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 500 | $14,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 650 | $14,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 650 | $14,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 15,300 | $14,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,000 | $14,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 405 | $14,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 3,000 | $14,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 250 | $14,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 663 | $14,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,500 | $14,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,123 | $14,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 4,000 | $14,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,604 | $14,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,047 | $14,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 3,000 | $14,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,198 | $14,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 633 | $14,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,000 | $13,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,740 | $13,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 600 | $13,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 338 | $13,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 205 | $13,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 237 | $13,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 21 | $13,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 308 | $13,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 525 | $13,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 114 | $13,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 230 | $13,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 220 | $13,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 272 | $13,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 925 | $13,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 225 | $13,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 600 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 75 | $13,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 200 | $13,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 145 | $13,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 593 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 371 | $13,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,000 | $13,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 383 | $13,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 324 | $13,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 230 | $13,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 169 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 320 | $13,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 559 | $13,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,300 | $13,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,500 | $13,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,965 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 375 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 568 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 384 | $13,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 675 | $13,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,900 | $13,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 558 | $13,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 556 | $13,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 750 | $13,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,656 | $13,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,000 | $13,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,200 | $13,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,044 | $13,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,756 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 498 | $13,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 4,000 | $13,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 15,029 | $13,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 1,000 | $13,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 500 | $13,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,100 | $13,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 14,000 | $13,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 1,700 | $12,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,280 | $12,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 164 | $12,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 328 | $12,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 628 | $12,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 154 | $12,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 235 | $12,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 335 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-003871 | this filing | 2017-07-12 | acceptance time not in the bulk data set |