13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-12, with 4,845 holding rows worth $19,757,569,000.
- Accession
- 0001580642-17-003871
- Filer
- CIK 1540235
- Filed
- 2017-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 5,185 entries on the cover page, a total value of $19,757,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,757,569,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,644 | $12,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 900 | $12,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 274 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 89 | $12,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 335 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 200 | $12,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 377 | $12,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 419 | $12,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 437 | $12,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 344 | $12,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 267 | $12,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 303 | $12,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 1,007 | $12,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 127 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 500 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 239 | $12,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 886 | $12,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,004 | $12,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 200 | $12,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 573 | $12,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,543 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $12,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,002 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 543 | $12,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 282 | $12,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 274 | $12,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 527 | $12,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 5,700 | $12,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 536 | $12,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 200 | $12,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 153 | $12,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 378 | $12,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 1,882 | $12,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 11,019 | $12,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 330 | $12,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 882 | $12,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 507 | $12,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 7,500 | $12,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 450 | $12,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 300 | $12,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 1,920 | $12,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 16,504 | $12,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 1,933 | $12,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 913 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 350 | $12,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 7,000 | $12,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 702 | $12,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 66 | $12,000 | thousands by filing date | |
| WORLD GOLD TR | 98146B104 | SPDR GLD MINIS | 100 | $12,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 2,649 | $12,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,700 | $11,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 260 | $11,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 574 | $11,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 302 | $11,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,262 | $11,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 4,427 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,000 | $11,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 1,000 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 527 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 300 | $11,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 338 | $11,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 649 | $11,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,543 | $11,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 912 | $11,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 275 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 303 | $11,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 624 | $11,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 800 | $11,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 435 | $11,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 405 | $11,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 980 | $11,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 200 | $11,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,640 | $11,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 11,500 | $11,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 260 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 450 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 166 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 151 | $11,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 500 | $11,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 206 | $11,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 217 | $11,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 1,488 | $11,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 900 | $11,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 418 | $11,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 460 | $11,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 675 | $11,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,367 | $11,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 7,000 | $11,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 11,000 | $11,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,221 | $11,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 125 | $11,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 11,000 | $11,000 | thousands by filing date | principal |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 18,200 | $11,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 525 | $11,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 530 | $11,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $11,000 | thousands by filing date | principal |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 500 | $11,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 440 | $11,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 4,900 | $11,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 7,941 | $11,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 675 | $11,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,758 | $11,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 4,163 | $11,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 800 | $10,000 | thousands by filing date | call |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 300 | $10,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $10,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,000 | $10,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 450 | $10,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 12,000 | $10,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 195 | $10,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 990 | $10,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 523 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 161 | $10,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 592 | $10,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 52 | $10,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 153 | $10,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 400 | $10,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 600 | $10,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,400 | $10,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 650 | $10,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 350 | $10,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,500 | $10,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 450 | $10,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,000 | $10,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 790 | $10,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,000 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 320 | $10,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 320 | $10,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,100 | $10,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,900 | $10,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $10,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 775 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B573 | CMN | 200 | $10,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 209 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 263 | $10,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 158 | $10,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 94 | $10,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,650 | $10,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 836 | $10,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 560 | $10,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 300 | $10,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $10,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 900 | $10,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 3,700 | $10,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 204 | $10,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 750 | $10,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 6,200 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 224 | $10,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 698 | $10,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 6,550 | $10,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,435 | $10,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 410 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 269 | $10,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 800 | $10,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 727 | $10,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 210 | $10,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,850 | $10,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 300 | $10,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 1,000 | $10,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 558 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 1,058 | $10,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 148 | $10,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 26,874 | $10,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,000 | $9,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 236 | $9,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 600 | $9,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 398 | $9,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 263 | $9,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,200 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 255 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 256 | $9,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 300 | $9,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 331 | $9,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 300 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 600 | $9,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 450 | $9,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 588 | $9,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 622 | $9,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,121 | $9,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 525 | $9,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,500 | $9,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,189 | $9,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,313 | $9,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,275 | $9,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 311 | $9,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 353 | $9,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,521 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 400 | $9,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 245 | $9,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 600 | $9,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 207 | $9,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 661 | $9,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,550 | $9,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 577 | $9,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,362 | $9,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 461 | $9,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 400 | $9,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,480 | $9,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,000 | $9,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 2,573 | $9,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 550 | $9,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,000 | $9,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 6,379 | $9,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 1,063 | $9,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 806 | $9,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,571 | $9,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 7,500 | $9,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 3,778 | $9,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 100 | $9,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 300 | $9,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 11,000 | $9,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 102 | $9,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 505 | $9,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,000 | $9,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 2,000 | $9,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 2,045 | $9,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 600 | $9,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 700 | $9,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 600 | $9,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 2,000 | $9,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 5,000 | $9,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 300 | $9,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 90 | $8,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 205 | $8,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 153 | $8,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 200 | $8,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 285 | $8,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $8,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,000 | $8,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 203 | $8,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 202 | $8,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 420 | $8,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 100 | $8,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $8,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,065 | $8,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 200 | $8,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 250 | $8,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 187 | $8,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 415 | $8,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 200 | $8,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 700 | $8,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 221 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,566 | $8,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,246 | $8,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 408 | $8,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $8,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 700 | $8,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 666 | $8,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,000 | $8,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,200 | $8,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 92 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 300 | $8,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 400 | $8,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,814 | $8,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,164 | $8,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 6,150 | $8,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 15,812 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 300 | $8,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 194 | $8,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 467 | $8,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 326 | $8,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 400 | $8,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,000 | $8,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 295 | $8,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 674 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 265 | $8,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 200 | $8,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 299 | $8,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 62 | $8,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,007 | $8,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $8,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 524 | $8,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 184 | $8,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 302 | $8,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 25,000 | $8,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $8,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 4,787 | $8,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 500 | $8,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 644 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 250 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 500 | $8,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,000 | $8,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 500 | $8,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,000 | $8,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,000 | $8,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 200 | $8,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 898 | $8,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 1,000 | $8,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,000 | $8,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 1,500 | $8,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 748 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 375 | $8,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 500 | $8,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $7,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 200 | $7,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 100 | $7,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 610 | $7,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,000 | $7,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 320 | $7,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 101 | $7,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 57 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 130 | $7,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 303 | $7,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 276 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 204 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 281 | $7,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,000 | $7,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,402 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 73 | $7,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 200 | $7,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $7,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 100 | $7,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 1,153 | $7,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 400 | $7,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 500 | $7,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 200 | $7,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 800 | $7,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 607 | $7,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 500 | $7,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 327 | $7,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 300 | $7,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 270 | $7,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 525 | $7,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 571 | $7,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 260 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 157 | $7,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 137 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 247 | $7,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 734 | $7,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 450 | $7,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 300 | $7,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,900 | $7,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 400 | $7,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 288 | $7,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 281 | $7,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 163 | $7,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 173 | $7,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 550 | $7,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 105 | $7,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 6,000 | $7,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 600 | $7,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 380 | $7,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,500 | $7,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 20,005 | $7,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 280 | $7,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,150 | $7,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 5,000 | $7,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 11,997 | $7,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 7,000 | $7,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 350 | $7,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 120 | $7,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 400 | $7,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 40,000 | $7,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,000 | $7,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 500 | $7,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 500 | $7,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 425 | $7,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 272 | $7,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 400 | $7,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 531 | $7,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 200 | $7,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 2,250 | $7,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 3,021 | $7,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 109 | $7,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 300 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 240 | $7,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 5,000 | $7,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 200 | $7,000 | thousands by filing date | |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 3,688 | $7,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 20,652 | $7,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 7,000 | $7,000 | thousands by filing date | principal |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 10,200 | $7,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 500 | $6,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,000 | $6,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 757 | $6,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 100 | $6,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 151 | $6,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 92 | $6,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 107 | $6,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 428 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 200 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 171 | $6,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 136 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 496 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,000 | $6,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 209 | $6,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 680 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 70 | $6,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 76 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 140 | $6,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 200 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 76 | $6,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 200 | $6,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 300 | $6,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 500 | $6,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 834 | $6,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 500 | $6,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 400 | $6,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 735 | $6,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 68 | $6,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 897 | $6,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 175 | $6,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 12,500 | $6,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 830 | $6,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 252 | $6,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 151 | $6,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 202 | $6,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 100 | $6,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 424 | $6,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $6,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 500 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 200 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 700 | $6,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $6,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 2,000 | $6,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 68 | $6,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 800 | $6,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,800 | $6,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 302 | $6,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 223 | $6,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 533 | $6,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 365 | $6,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 2,098 | $6,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 160 | $6,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 6,000 | $6,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 5,000 | $6,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 300 | $6,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 5,000 | $6,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 262 | $6,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 610 | $6,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 5,013 | $6,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 375 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 250 | $6,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 300 | $6,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 322 | $6,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 250 | $6,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 290 | $6,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,000 | $6,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 4,266 | $6,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 212 | $6,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,500 | $6,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 940 | $6,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 3,000 | $6,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 3,633 | $6,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 3,750 | $6,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 4,000 | $6,000 | thousands by filing date | |
| WCF BANCORP INC | 92940L103 | COM | 575 | $6,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 13,030 | $6,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 9,000 | $6,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 200 | $6,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 2,478 | $6,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000 | $5,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 26,000 | $5,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 1,000 | $5,000 | thousands by filing date | call |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 38 | $5,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,200 | $5,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $5,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 730 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 73 | $5,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $5,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 300 | $5,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 165 | $5,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 135 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 90 | $5,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 500 | $5,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 276 | $5,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 158 | $5,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 121 | $5,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 100 | $5,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 80 | $5,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 224 | $5,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 300 | $5,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 492 | $5,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $5,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 300 | $5,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 301 | $5,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 69 | $5,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 375 | $5,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $5,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 200 | $5,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 358 | $5,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 800 | $5,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 120 | $5,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 195 | $5,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 128 | $5,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 610 | $5,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 212 | $5,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 494 | $5,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 265 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-003871 | this filing | 2017-07-12 | acceptance time not in the bulk data set |