13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-12, with 4,845 holding rows worth $19,757,569,000.
- Accession
- 0001580642-17-003871
- Filer
- CIK 1540235
- Filed
- 2017-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 5,185 entries on the cover page, a total value of $19,757,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,757,569,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Anglogold Ashanti Plc | 035128206 | Common | 5,207 | $51,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 5,078 | $51,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,500 | $51,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,721 | $50,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 350 | $50,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,266 | $50,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 2,500 | $50,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 528 | $50,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 12,100 | $50,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 31,500 | $50,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,004 | $50,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 793 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 400 | $50,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,000 | $50,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 4,238 | $50,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,960 | $50,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 20,022 | $50,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,903 | $50,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 2,025 | $50,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 26,000 | $50,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 49,000 | $50,000 | thousands by filing date | principal |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,405 | $49,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 710 | $49,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5,633 | $49,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 636 | $49,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 3,250 | $49,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 6,750 | $49,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,635 | $49,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,504 | $49,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 3,054 | $49,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,675 | $49,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 3,214 | $49,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,869 | $48,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 507 | $48,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,954 | $48,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,313 | $48,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 500 | $48,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 940 | $48,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 907 | $48,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 3,058 | $48,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,000 | $48,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,928 | $48,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,032 | $48,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 6,000 | $48,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,593 | $48,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 12,450 | $48,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 3,017 | $48,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 6,667 | $48,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 14,167 | $48,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,441 | $48,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,000 | $47,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 3,800 | $47,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 628 | $47,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,525 | $47,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 609 | $47,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,446 | $47,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,731 | $47,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 737 | $47,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,853 | $47,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,036 | $47,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,027 | $47,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,562 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 749 | $47,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 910 | $47,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 916 | $47,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 995 | $47,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 437 | $47,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 13,200 | $47,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,000 | $47,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,971 | $47,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 40,000 | $47,000 | thousands by filing date | principal |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 4,460 | $47,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 871 | $46,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 8,842 | $46,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 722 | $46,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,380 | $46,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 5,500 | $46,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 1,066 | $46,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 4,505 | $46,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,876 | $46,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 8,862 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,522 | $46,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,226 | $46,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 34,472 | $46,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 4,525 | $46,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 32,000 | $46,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 45,000 | $46,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,000 | $45,000 | thousands by filing date | call |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 861 | $45,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,136 | $45,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 1,050 | $45,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 815 | $45,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 972 | $45,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,964 | $45,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,121 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 2,420 | $45,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,316 | $45,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,312 | $45,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 3,050 | $45,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,322 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 799 | $45,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 2,000 | $45,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,000 | $45,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,180 | $45,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 902 | $45,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 935 | $45,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 45,000 | $45,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 70,000 | $44,000 | thousands by filing date | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 251 | $44,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,601 | $44,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 3,892 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,464 | $44,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 900 | $44,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,600 | $44,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,610 | $44,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 8,039 | $44,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 4,095 | $44,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 616 | $44,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 661 | $44,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,871 | $44,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 70,039 | $44,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 4,976 | $44,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 8,500 | $44,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 74,500 | $44,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,196 | $43,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,008 | $43,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 814 | $43,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 5,522 | $43,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,345 | $43,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 808 | $43,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,947 | $43,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,899 | $43,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 788 | $43,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 40,000 | $43,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 435 | $43,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $43,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 2,019 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,526 | $43,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 816 | $43,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 14,706 | $43,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,411 | $42,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,150 | $42,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 493 | $42,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 9,282 | $42,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,015 | $42,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 680 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,000 | $42,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 3,441 | $42,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,109 | $42,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,952 | $42,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 8,000 | $42,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 4,339 | $42,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,500 | $42,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 40,000 | $42,000 | thousands by filing date | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 5,774 | $41,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 765 | $41,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,100 | $41,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,469 | $41,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,194 | $41,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,368 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,460 | $41,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,831 | $41,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 580 | $41,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,108 | $41,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 896 | $41,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,950 | $41,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,400 | $41,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,449 | $41,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,700 | $41,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,500 | $41,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,151 | $41,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,515 | $41,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 18,980 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 40,000 | $41,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 40,000 | $41,000 | thousands by filing date | principal |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 15,000 | $41,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 6,042 | $40,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,826 | $40,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 461 | $40,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 935 | $40,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,051 | $40,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4,000 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 833 | $40,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,147 | $40,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,050 | $40,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 641 | $40,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 509 | $40,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 767 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 743 | $40,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 2,862 | $40,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,500 | $40,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 23,000 | $40,000 | thousands by filing date | principal |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,089 | $40,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 5,718 | $40,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,395 | $40,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 40,000 | $40,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 40,000 | $40,000 | thousands by filing date | principal |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 400 | $40,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 841 | $39,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,292 | $39,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 199 | $39,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,500 | $39,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,740 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,430 | $39,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,324 | $39,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,923 | $39,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 964 | $39,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,073 | $39,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 200 | $39,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 405 | $39,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 458 | $39,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,392 | $39,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2,809 | $39,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 549 | $39,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,428 | $39,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 453 | $39,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 4,900 | $39,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,209 | $39,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,173 | $39,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 4,000 | $39,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,600 | $39,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 7,500 | $39,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 3,976 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,114 | $39,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 21,911 | $39,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 2,000 | $39,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 200 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,006 | $39,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 15,052 | $39,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 100,000 | $39,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,445 | $38,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 1,000 | $38,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 432 | $38,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,552 | $38,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,396 | $38,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 2,139 | $38,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 471 | $38,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,265 | $38,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 6,250 | $38,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 17,700 | $38,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 996 | $38,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 500 | $38,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 3,476 | $38,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 500 | $38,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,507 | $38,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,700 | $37,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 767 | $37,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,374 | $37,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,006 | $37,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 3,143 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 871 | $37,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 611 | $37,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 2,631 | $37,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,680 | $37,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,785 | $37,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 1,110 | $37,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,725 | $37,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,091 | $37,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,050 | $37,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 905 | $37,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 28,806 | $37,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 807 | $37,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 58,000 | $37,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 5,495 | $37,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,932 | $37,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,900 | $37,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 718 | $37,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 6,500 | $37,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 2,486 | $37,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 5,000 | $37,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 29,250 | $37,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,000 | $36,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 354 | $36,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 931 | $36,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 426 | $36,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 931 | $36,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 282 | $36,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,650 | $36,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 565 | $36,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 7,596 | $36,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 178 | $36,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,600 | $36,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,500 | $36,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 636 | $36,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,450 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,092 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 1,533 | $36,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,635 | $36,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 6,500 | $36,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 5,000 | $36,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 971 | $36,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 946 | $36,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 472 | $35,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 551 | $35,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 9,710 | $35,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,138 | $35,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 6,110 | $35,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,036 | $35,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,357 | $35,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 98,323 | $35,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,347 | $35,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,717 | $35,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 87,800 | $35,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 390 | $34,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 326 | $34,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,060 | $34,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,897 | $34,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 48 | $34,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,245 | $34,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 692 | $34,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 753 | $34,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,324 | $34,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,077 | $34,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 813 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $34,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,995 | $34,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 900 | $34,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 956 | $34,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 5,671 | $34,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,700 | $34,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,833 | $34,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,514 | $34,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 5,800 | $34,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 2,600 | $34,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,500 | $33,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,114 | $33,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,000 | $33,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,223 | $33,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 3,313 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,221 | $33,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,268 | $33,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 450 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 2,203 | $33,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,601 | $33,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 886 | $33,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 8,603 | $33,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,000 | $33,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,789 | $33,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 500 | $33,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 6,900 | $32,000 | thousands by filing date | call |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 3,500 | $32,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 597 | $32,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 902 | $32,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 444 | $32,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 3,000 | $32,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 476 | $32,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,000 | $32,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,016 | $32,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 406 | $32,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 450 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 775 | $32,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,700 | $32,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 992 | $32,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,014 | $32,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 370 | $32,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,797 | $32,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 600 | $32,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 1,755 | $32,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 2,700 | $32,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 254 | $31,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 489 | $31,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 240 | $31,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 592 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1,404 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 258 | $31,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,000 | $31,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,500 | $31,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 800 | $31,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 531 | $31,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 648 | $31,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,400 | $31,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,008 | $31,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 2,000 | $31,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $31,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 571 | $31,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 3,000 | $31,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,000 | $30,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 472 | $30,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 805 | $30,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 700 | $30,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 3,500 | $30,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,149 | $30,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 547 | $30,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,280 | $30,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 640 | $30,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 381 | $30,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 816 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 669 | $30,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,418 | $30,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,501 | $30,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1,520 | $30,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 5,000 | $30,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 7,550 | $30,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 644 | $30,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 8,476 | $30,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,733 | $30,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 33,000 | $30,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 533 | $30,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,549 | $30,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 6,500 | $30,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 1,200 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,200 | $30,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,781 | $29,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 286 | $29,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 302 | $29,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 418 | $29,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 335 | $29,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 20,505 | $29,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 2,070 | $29,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,059 | $29,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,681 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,250 | $29,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 2,200 | $29,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,202 | $29,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 550 | $29,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,850 | $29,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 9,800 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $29,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $29,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,420 | $29,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 6,000 | $29,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $29,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 4,800 | $29,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 991 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 400 | $29,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 16,000 | $28,000 | thousands by filing date | put |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 984 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,156 | $28,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 579 | $28,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,700 | $28,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,046 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 874 | $28,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 790 | $28,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 635 | $28,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,143 | $28,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,132 | $28,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 2,000 | $28,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 2,000 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 732 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 759 | $28,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,607 | $28,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,104 | $28,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 2,400 | $28,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,309 | $28,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,803 | $28,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,005 | $28,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 7,000 | $28,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,649 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 2,457 | $28,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 1,100 | $28,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,902 | $28,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,200 | $28,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,000 | $27,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,210 | $27,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,036 | $27,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 818 | $27,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 393 | $27,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 21,400 | $27,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 2,211 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 460 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 2,054 | $27,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,400 | $27,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,717 | $27,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,000 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,710 | $27,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 437 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 166 | $27,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 6,200 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 366 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,000 | $27,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 451 | $27,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 21,441 | $27,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 2,000 | $27,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,500 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 476 | $27,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,000 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 400 | $27,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 942 | $27,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 1,692 | $27,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 175 | $27,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 22,000 | $27,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 10,000 | $26,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 399 | $26,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,376 | $26,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,089 | $26,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 450 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 895 | $26,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,004 | $26,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 713 | $26,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 812 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 900 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 530 | $26,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,375 | $26,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 714 | $26,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,150 | $26,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 610 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 600 | $26,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,193 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,066 | $26,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,000 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-003871 | this filing | 2017-07-12 | acceptance time not in the bulk data set |