13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-12, with 4,845 holding rows worth $19,757,569,000.
- Accession
- 0001580642-17-003871
- Filer
- CIK 1540235
- Filed
- 2017-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 5,185 entries on the cover page, a total value of $19,757,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,757,569,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 17,800 | $99,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 4,970 | $99,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,855 | $99,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 5,271 | $99,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 12,456 | $99,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,746 | $99,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,998 | $99,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 53,000 | $99,000 | thousands by filing date | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 3,259 | $98,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,474 | $98,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,115 | $98,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,624 | $98,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 957 | $98,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 2,099 | $98,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,617 | $98,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,354 | $97,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,154 | $97,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 2,229 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,671 | $97,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,546 | $97,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 5,271 | $97,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 5,071 | $97,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,406 | $96,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,416 | $96,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 7,728 | $96,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,174 | $96,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 3,511 | $96,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 8,871 | $96,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,194 | $95,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 2,152 | $95,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 7,430 | $95,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 5,500 | $95,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 4,780 | $95,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,500 | $94,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,721 | $94,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 4,523 | $94,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,704 | $94,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,440 | $94,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 540 | $94,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,012 | $94,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,718 | $93,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 3,903 | $93,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 1,138 | $93,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 4,587 | $93,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 809 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,004 | $92,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 2,280 | $92,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 17,013 | $92,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,200 | $92,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,156 | $91,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 1,585 | $91,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 28,000 | $91,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 5,860 | $91,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,174 | $91,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 610 | $91,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 4,065 | $90,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,606 | $90,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,208 | $90,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,089 | $90,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 200 | $90,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 9,051 | $90,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,100 | $90,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,059 | $90,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 766 | $90,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,295 | $89,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 9,905 | $89,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,500 | $89,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,682 | $89,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 5,780 | $89,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 36,000 | $89,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 4,790 | $89,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 65,000 | $89,000 | thousands by filing date | principal |
| MERIT MED SYS INC COM | 589889104 | Stock | 2,315 | $88,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,200 | $88,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 6,967 | $88,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 34,437 | $88,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 5,039 | $87,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 7,566 | $87,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 915 | $87,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 5,170 | $87,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 8,770 | $87,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,227 | $87,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,259 | $87,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,600 | $87,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 7,156 | $87,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,405 | $87,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,488 | $86,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,540 | $86,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,894 | $86,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 8,580 | $86,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 5,507 | $86,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 5,374 | $86,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3,456 | $86,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 17,475 | $86,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 4,080 | $86,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 10,000 | $86,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 4,548 | $86,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 26,159 | $86,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,155 | $86,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 28,851 | $86,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 4,519 | $86,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 78,077 | $86,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,636 | $85,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 9,360 | $85,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,800 | $85,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,315 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 6,200 | $85,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 7,050 | $85,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 5,726 | $85,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,936 | $85,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 26,500 | $85,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 4,452 | $84,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 1,160 | $84,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,385 | $84,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,714 | $84,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,476 | $84,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 4,000 | $84,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 5,297 | $84,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 20,025 | $84,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 762 | $84,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 47,000 | $84,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 13,977 | $84,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,581 | $84,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 4,782 | $83,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,045 | $83,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 607 | $83,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,901 | $83,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 1,220 | $83,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 13,025 | $83,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 9,993 | $83,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $83,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 3,802 | $83,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,652 | $82,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 1,971 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,880 | $82,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 8,424 | $82,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 4,485 | $82,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 65 | $82,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,403 | $82,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,030 | $82,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,895 | $82,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 650 | $82,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 886 | $81,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 988 | $81,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,103 | $81,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,000 | $81,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,389 | $81,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,428 | $80,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,183 | $80,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 5,225 | $80,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 6,675 | $80,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,916 | $80,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 4,689 | $80,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,155 | $79,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,542 | $79,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,228 | $79,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,874 | $79,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,567 | $79,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,597 | $79,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 5,600 | $79,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,279 | $79,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 4,278 | $79,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 2,512 | $79,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 1,528 | $79,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 45,387 | $79,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 567 | $78,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 306 | $78,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 2,037 | $78,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,801 | $78,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,237 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 947 | $78,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,586 | $78,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 4,300 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 1,700 | $78,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,260 | $77,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,500 | $77,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 4,512 | $77,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 5,654 | $77,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 4,012 | $77,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,298 | $77,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 8,085 | $77,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,600 | $76,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 1,958 | $76,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,380 | $76,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,600 | $76,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 5,181 | $76,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,357 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 3,554 | $76,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 8,773 | $76,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 3,000 | $76,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,596 | $76,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,701 | $75,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 714 | $75,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 2,800 | $75,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,225 | $75,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,611 | $75,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,781 | $75,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 43,600 | $75,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,729 | $75,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 20,602 | $75,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 4,652 | $74,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 4,800 | $74,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 4,316 | $74,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,946 | $74,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,185 | $74,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 40,000 | $74,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 824 | $74,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,368 | $74,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 25,500 | $74,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 2,467 | $73,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 19,001 | $73,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 3,625 | $73,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 5,566 | $73,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 5,744 | $73,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 10,335 | $73,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 720 | $73,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,863 | $73,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 714 | $72,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 770 | $72,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 990 | $72,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,173 | $72,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 45,464 | $72,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,492 | $72,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,414 | $72,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,133 | $72,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 7,800 | $72,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,544 | $72,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,442 | $72,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 2,158 | $72,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,918 | $72,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 7,407 | $71,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,554 | $71,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 9,390 | $71,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 902 | $71,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 4,000 | $71,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 6,200 | $71,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,186 | $71,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,470 | $71,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,675 | $71,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 2,331 | $71,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,400 | $71,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,904 | $71,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,764 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1,330 | $71,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 5,000 | $71,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,650 | $70,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 1,893 | $70,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 8,328 | $70,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 7,500 | $70,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,000 | $70,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 3,472 | $70,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 2,817 | $70,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,214 | $70,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,750 | $70,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 4,641 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,640 | $70,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 6,144 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,148 | $69,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 6,066 | $69,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 5,122 | $69,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,419 | $69,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,284 | $69,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,044 | $69,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,938 | $69,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 5,643 | $69,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 12,260 | $69,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 6,586 | $69,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,974 | $69,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,611 | $69,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 10,701 | $69,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 7,500 | $69,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 70,000 | $69,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,458 | $68,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,500 | $68,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,052 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 2,000 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,144 | $68,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,104 | $68,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 2,868 | $68,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 4,312 | $68,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 5,200 | $68,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 3,747 | $68,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 25,979 | $68,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,404 | $67,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 538 | $67,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,324 | $67,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 2,215 | $67,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 2,390 | $67,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,956 | $67,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 2,402 | $67,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 12,700 | $67,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 8,595 | $67,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 8,180 | $67,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,022 | $67,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 50,000 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 587 | $66,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 3,476 | $66,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 563 | $66,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,057 | $66,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,033 | $66,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 28,267 | $66,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 2,610 | $66,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 3,495 | $66,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,363 | $66,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,200 | $65,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,835 | $65,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,327 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 1,084 | $65,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 712 | $65,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,281 | $65,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 3,000 | $65,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,710 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 739 | $65,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 2,000 | $65,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,968 | $65,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 3,486 | $65,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 3,850 | $64,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 5,300 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,170 | $64,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,320 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,877 | $64,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 4,401 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,390 | $64,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 2,043 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 3,778 | $64,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,470 | $63,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $63,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 454 | $63,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 5,670 | $63,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 4,400 | $63,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,000 | $63,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,135 | $63,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,863 | $63,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 4,995 | $63,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,587 | $63,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 146,699 | $63,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 2,696 | $63,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 3,225 | $63,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 7,900 | $63,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 37,250 | $63,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 23,844 | $63,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 977 | $62,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,268 | $62,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,403 | $62,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,411 | $62,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3,932 | $62,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,163 | $62,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 8,380 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,828 | $62,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,380 | $61,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,000 | $61,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 20,005 | $61,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,176 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,968 | $61,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 4,080 | $61,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 300 | $61,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,381 | $61,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,585 | $61,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,069 | $61,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 4,765 | $61,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 4,630 | $61,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 8,006 | $61,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,149 | $61,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,231 | $61,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 895 | $61,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 3,509 | $61,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 1,515 | $61,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,585 | $60,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,096 | $60,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 685 | $60,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,777 | $60,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,810 | $60,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 3,000 | $60,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,503 | $60,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,800 | $60,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 700 | $60,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,958 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 981 | $60,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 13,831 | $60,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 37,675 | $60,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,809 | $60,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 35,000 | $60,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 700 | $60,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 25,000 | $60,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,973 | $60,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 20,499 | $59,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,482 | $59,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,408 | $59,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,108 | $59,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 1,057 | $59,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,950 | $59,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,512 | $59,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 800 | $59,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 554 | $59,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 2,146 | $59,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,544 | $59,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 2,861 | $59,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 116,100 | $59,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,085 | $59,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 11,034 | $59,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 632 | $58,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,361 | $58,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 20,500 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 5,951 | $58,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,549 | $58,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 3,415 | $58,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 2,440 | $58,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 2,209 | $58,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,676 | $58,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,500 | $58,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,441 | $58,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 4,072 | $58,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 17,000 | $58,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,375 | $57,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 7,343 | $57,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 565 | $57,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 2,980 | $57,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1,056 | $57,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 23,633 | $57,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,984 | $57,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 913 | $57,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 2,800 | $57,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 3,123 | $57,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,850 | $57,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 2,150 | $57,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,737 | $57,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 1,961 | $57,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 2,096 | $57,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 7,506 | $57,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,306 | $56,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 6,475 | $56,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,244 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,578 | $56,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 3,211 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 429 | $56,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,522 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 5,149 | $56,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,599 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,003 | $56,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,884 | $56,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 2,720 | $56,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 6,025 | $56,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,050 | $55,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 689 | $55,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 606 | $55,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,000 | $55,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,471 | $55,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 6,970 | $55,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,058 | $55,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 6,249 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,205 | $55,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 6,457 | $55,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 1,270 | $55,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,331 | $55,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 50,000 | $55,000 | thousands by filing date | principal |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 100,600 | $55,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,910 | $54,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,944 | $54,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,713 | $54,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 2,130 | $54,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,038 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,457 | $54,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 703 | $53,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,520 | $53,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 263 | $53,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,270 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $53,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 2,111 | $53,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,354 | $53,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 28,000 | $53,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,314 | $53,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 858 | $53,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 852 | $53,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,849 | $53,000 | thousands by filing date | |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 5,487 | $53,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,760 | $52,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,115 | $52,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 1,700 | $52,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,000 | $52,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 333 | $52,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,379 | $52,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,103 | $52,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 2,167 | $52,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,200 | $52,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,753 | $52,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,950 | $52,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 7,150 | $52,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,941 | $52,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 40,000 | $52,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 942 | $51,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,000 | $51,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,649 | $51,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 200 | $51,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,736 | $51,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,441 | $51,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 766 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 430 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 1,500 | $51,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 2,084 | $51,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 25,600 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-003871 | this filing | 2017-07-12 | acceptance time not in the bulk data set |