13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-12, with 4,845 holding rows worth $19,757,569,000.
- Accession
- 0001580642-17-003871
- Filer
- CIK 1540235
- Filed
- 2017-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 5,185 entries on the cover page, a total value of $19,757,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,757,569,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 258 | $5,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 130 | $5,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 250 | $5,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 365 | $5,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 150 | $5,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 550 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 200 | $5,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 208 | $5,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 5,253 | $5,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,400 | $5,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 537 | $5,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 494 | $5,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 57 | $5,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 240 | $5,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 200 | $5,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 838 | $5,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 505 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,120 | $5,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 346 | $5,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 258 | $5,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 500 | $5,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 134 | $5,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 100 | $5,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 810 | $5,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 800 | $5,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 133 | $5,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 530 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 313 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,400 | $5,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 420 | $5,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 617 | $5,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 15,000 | $5,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 436 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 188 | $5,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 145 | $5,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 91 | $5,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 1,000 | $5,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 900 | $5,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 248 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 135 | $5,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 259 | $5,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 5,305 | $5,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,100 | $5,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 774 | $5,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 11,100 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 200 | $5,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 4,000 | $5,000 | thousands by filing date | principal |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 496 | $5,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 262 | $5,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 1,010 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 490 | $5,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 500 | $5,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,939 | $5,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 280 | $5,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| COLONY STARWOOD | 19625X102 | Common Stock | 140 | $5,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,050 | $4,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 200 | $4,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,400 | $4,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 200 | $4,000 | thousands by filing date | call |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 121 | $4,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $4,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 2,500 | $4,000 | thousands by filing date | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,700 | $4,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 200 | $4,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,000 | $4,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 613 | $4,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 200 | $4,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 136 | $4,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 100 | $4,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 177 | $4,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 500 | $4,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 400 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 84 | $4,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 23 | $4,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 105 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,000 | $4,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 68 | $4,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 42 | $4,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 500 | $4,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 389 | $4,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 100 | $4,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 100 | $4,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 91 | $4,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 300 | $4,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 285 | $4,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 239 | $4,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,000 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 268 | $4,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 205 | $4,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 600 | $4,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 127 | $4,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 203 | $4,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 200 | $4,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 100 | $4,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,000 | $4,000 | thousands by filing date | call |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 101 | $4,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,179 | $4,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 500 | $4,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 500 | $4,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 54 | $4,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 200 | $4,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 132 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 100 | $4,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 200 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 510 | $4,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 305 | $4,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 257 | $4,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 146 | $4,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 322 | $4,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 766 | $4,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,000 | $4,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $4,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 330 | $4,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 501 | $4,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 2,000 | $4,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,100 | $4,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,300 | $4,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 122 | $4,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $4,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 317 | $4,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 92 | $4,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 500 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $4,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,475 | $4,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| REEDS INC COM | 758338107 | Stock | 1,644 | $4,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 399 | $4,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 400 | $4,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 300 | $4,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 1,250 | $4,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 68 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 300 | $4,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 220 | $4,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,000 | $4,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 2,100 | $4,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 250 | $4,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 510 | $4,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 3,850 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 300 | $4,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 4,000 | $4,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 151 | $3,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,000 | $3,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 10,000 | $3,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 2,000 | $3,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 3,000 | $3,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 4,500 | $3,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 4,400 | $3,000 | thousands by filing date | put |
| APPFOLIO INC | 03783C100 | COM CL A | 100 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 50 | $3,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,500 | $3,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 122 | $3,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25 | $3,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 204 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 400 | $3,000 | thousands by filing date | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 100 | $3,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 170 | $3,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 88 | $3,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 268 | $3,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 64 | $3,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 5,050 | $3,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 75 | $3,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 68 | $3,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 15 | $3,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 200 | $3,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 400 | $3,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 201 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 40 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 38 | $3,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 292 | $3,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 200 | $3,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 77 | $3,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 50 | $3,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 134 | $3,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 127 | $3,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 100 | $3,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 112 | $3,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 306 | $3,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 100 | $3,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $3,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 35 | $3,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 655 | $3,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $3,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 165 | $3,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 5,089 | $3,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,150 | $3,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 172 | $3,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 200 | $3,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 348 | $3,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 125 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 500 | $3,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 50 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 65 | $3,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 104 | $3,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 750 | $3,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 105 | $3,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 75 | $3,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 97 | $3,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 96 | $3,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 61 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,800 | $3,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 141 | $3,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 64 | $3,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 100 | $3,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,404 | $3,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 60 | $3,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 200 | $3,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,628 | $3,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 1,000 | $3,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 170 | $3,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 54 | $3,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 100 | $3,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,000 | $3,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 600 | $3,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 8,600 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $3,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,142 | $3,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 97 | $3,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 6,292 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 2,106 | $3,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,000 | $3,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 300 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 100 | $3,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 10,000 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 201 | $3,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 137 | $3,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 185 | $3,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 100 | $3,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 89 | $3,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 3,702 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,000 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 100 | $3,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 500 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 200 | $3,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 300 | $3,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 2,419 | $3,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,200 | $3,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 200 | $3,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 200 | $3,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 500 | $3,000 | thousands by filing date | put |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,000 | $3,000 | thousands by filing date | principal |
| FANG HOLDING-ADR | 30711Y102 | ADR | 920 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 150 | $3,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 3,000 | $3,000 | thousands by filing date | principal |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 2,734 | $3,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 900 | $3,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 14,600 | $3,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 1,675 | $3,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 100 | $3,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 100 | $2,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 1,000 | $2,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 25,000 | $2,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 15,000 | $2,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 500 | $2,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 5,400 | $2,000 | thousands by filing date | put |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 177 | $2,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 100 | $2,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 24 | $2,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,700 | $2,000 | thousands by filing date | put |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 42 | $2,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 17 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 181 | $2,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 100 | $2,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,000 | $2,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,000 | $2,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 57 | $2,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 113 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 41 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 100 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 45 | $2,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 12 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 25 | $2,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 29 | $2,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 66 | $2,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 60 | $2,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,000 | $2,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 100 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 100 | $2,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 34 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,300 | $2,000 | thousands by filing date | call |
| QUAKER HOUGHTON | 747316107 | COM | 16 | $2,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 47 | $2,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 200 | $2,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 100 | $2,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 42 | $2,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 106 | $2,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,400 | $2,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 63 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 78 | $2,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 123 | $2,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 26 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $2,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 1,000 | $2,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 90 | $2,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,500 | $2,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 79 | $2,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 181 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 810 | $2,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 93 | $2,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 120 | $2,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,200 | $2,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,300 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 300 | $2,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 600 | $2,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 200 | $2,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 290 | $2,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 100 | $2,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 800 | $2,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 950 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 169 | $2,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 400 | $2,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 52 | $2,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 49 | $2,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 100 | $2,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 100 | $2,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 50 | $2,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 200 | $2,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 55 | $2,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 172 | $2,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 161 | $2,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 100 | $2,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 501 | $2,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 54 | $2,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 80 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,000 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 127 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $2,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 300 | $2,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 414 | $2,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 108 | $2,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 200 | $2,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 152 | $2,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 500 | $2,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 5,000 | $2,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 450 | $2,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 200 | $2,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 123 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 178 | $2,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 5,000 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 150 | $2,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 200 | $2,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 600 | $2,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 346 | $2,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 180 | $2,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 2,000 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 264 | $2,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 5,000 | $2,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 800 | $2,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 1,000 | $2,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 633 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 62 | $2,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 600 | $2,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,199 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 63 | $2,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 385 | $2,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 133 | $2,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 26 | $2,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1,487 | $2,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 5,000 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 40 | $2,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 6,000 | $2,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 95 | $2,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 629 | $2,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 100 | $2,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 412 | $2,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 37 | $2,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,670 | $2,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $1,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $1,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 2,000 | $1,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 200 | $1,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 1,000 | $1,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 1,700 | $1,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 1,100 | $1,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 1,000 | $1,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 100 | $1,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 1,000 | $1,000 | thousands by filing date | put |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 8 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 83 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 250 | $1,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 40 | $1,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 2,000 | $1,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 24 | $1,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,000 | $1,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 30 | $1,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,800 | $1,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 300 | $1,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3 | $1,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 51 | $1,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 400 | $1,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 1,000 | $1,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 11 | $1,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 11 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 150 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,755 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 800 | $1,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 200 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 37 | $1,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 900 | $1,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 73 | $1,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 76 | $1,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 10 | $1,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 100 | $1,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 101 | $1,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 200 | $1,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 200 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 85 | $1,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 22 | $1,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 80 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 500 | $1,000 | thousands by filing date | put |
| MEXCO ENERGY CORP | 592770101 | COM | 150 | $1,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 200 | $1,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 100 | $1,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 28 | $1,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 18 | $1,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 49 | $1,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 132 | $1,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 140 | $1,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 24 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 38 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 20 | $1,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 200 | $1,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $1,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,000 | $1,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 588 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 100 | $1,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 42 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 20 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 40 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 47 | $1,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 81 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 152 | $1,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 47 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 22 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,000 | $1,000 | thousands by filing date | put |
| GAIA INC NEW | 36269P104 | CL A | 100 | $1,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 10 | $1,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,000 | $1,000 | thousands by filing date | put |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 35 | $1,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 100 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 18 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 54 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 32 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 54 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 66 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 27 | $1,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 35 | $1,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 400 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 53 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 18 | $1,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 50 | $1,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 100 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,000 | $1,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 107 | $1,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 93 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 107 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,554 | $1,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 72 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 165 | $1,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 200 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 63 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 200 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-003871 | this filing | 2017-07-12 | acceptance time not in the bulk data set |