13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-09, with 4,877 holding rows worth $16,418,229,000.
- Accession
- 0001580642-17-000125
- Filer
- CIK 1540235
- Filed
- 2017-01-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,284 entries on the cover page, a total value of $16,418,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,418,229,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THERMON GROUP HLDGS INC | 88362T103 | COM | 600 | $11,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 330 | $11,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 500 | $11,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 435 | $11,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 750 | $11,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 200 | $11,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,500 | $11,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 368 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 238 | $11,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 11,000 | $11,000 | thousands by filing date | principal |
| VIVUS INC | 928551100 | COM | 9,656 | $11,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 2,270 | $11,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,000 | $11,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,000 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 754 | $11,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $11,000 | thousands by filing date | principal |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 500 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 300 | $11,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 15,000 | $11,000 | thousands by filing date | principal |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 106 | $11,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 1,000 | $11,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 869 | $11,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 2,099 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 300 | $11,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,500 | $11,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 500 | $11,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 201 | $11,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 702 | $11,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 483 | $11,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 257 | $11,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 1,050 | $11,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,100 | $10,000 | thousands by filing date | put |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 131 | $10,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,480 | $10,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 100 | $10,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 133 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,000 | $10,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 419 | $10,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,800 | $10,000 | thousands by filing date | put |
| BLACKBAUD INC COM | 09227Q100 | Stock | 155 | $10,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 437 | $10,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 6,402 | $10,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 253 | $10,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 125 | $10,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 275 | $10,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 201 | $10,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 378 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 400 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 193 | $10,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 400 | $10,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,000 | $10,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,500 | $10,000 | thousands by filing date | put |
| LAKELAND INDS INC | 511795106 | COM | 1,000 | $10,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,142 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 300 | $10,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $10,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,000 | $10,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 735 | $10,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 209 | $10,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 245 | $10,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 206 | $10,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 1,488 | $10,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 382 | $10,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 7,190 | $10,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 94 | $10,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 375 | $10,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 461 | $10,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,000 | $10,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 700 | $10,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 20,005 | $10,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 550 | $10,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $10,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,085 | $10,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 500 | $10,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 125 | $10,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 11,019 | $10,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 400 | $10,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 882 | $10,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 698 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 500 | $10,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 10,000 | $10,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 727 | $10,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,000 | $10,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 2,000 | $10,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,645 | $10,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 3,720 | $10,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 19,098 | $10,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 5,100 | $10,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,250 | $10,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 3,700 | $10,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,700 | $9,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 32,800 | $9,000 | thousands by filing date | put |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 83 | $9,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 266 | $9,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,700 | $9,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 236 | $9,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 153 | $9,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 600 | $9,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 200 | $9,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 188 | $9,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,000 | $9,000 | thousands by filing date | call |
| CONMED CORP COM | 207410101 | Stock | 200 | $9,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 91 | $9,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 500 | $9,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 209 | $9,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 692 | $9,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $9,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 750 | $9,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 365 | $9,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 887 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 600 | $9,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,500 | $9,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 1,018 | $9,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 400 | $9,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,000 | $9,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 156 | $9,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,000 | $9,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,000 | $9,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 500 | $9,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 725 | $9,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 648 | $9,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 865 | $9,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 975 | $9,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,100 | $9,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,900 | $9,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,600 | $9,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 467 | $9,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B573 | CMN | 200 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 263 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 9,000 | $9,000 | thousands by filing date | principal |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 274 | $9,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 235 | $9,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,890 | $9,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 675 | $9,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,700 | $9,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,724 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 500 | $9,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,250 | $9,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 204 | $9,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 4,000 | $9,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 5,701 | $9,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 1,800 | $9,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 6,404 | $9,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 500 | $9,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 16,233 | $9,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 706 | $9,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 700 | $9,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,000 | $9,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 7,500 | $9,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,000 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 650 | $9,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 898 | $9,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 6,875 | $9,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 4,972 | $9,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 200 | $9,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,000 | $9,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 259 | $9,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 400 | $9,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 5,000 | $9,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 13,030 | $9,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 2,853 | $9,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 6,750 | $9,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,500 | $8,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 1,000 | $8,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 3,500 | $8,000 | thousands by filing date | put |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 90 | $8,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 205 | $8,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 600 | $8,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 285 | $8,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 105 | $8,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 202 | $8,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 125 | $8,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,500 | $8,000 | thousands by filing date | call |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,000 | $8,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 500 | $8,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,000 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 134 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 256 | $8,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 476 | $8,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 194 | $8,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,112 | $8,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 129 | $8,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 95 | $8,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 250 | $8,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 304 | $8,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 700 | $8,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 6,313 | $8,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,000 | $8,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 700 | $8,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 890 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,566 | $8,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 588 | $8,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,000 | $8,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 572 | $8,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 335 | $8,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 656 | $8,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 211 | $8,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 432 | $8,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 400 | $8,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 398 | $8,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 300 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 310 | $8,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,313 | $8,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,275 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 239 | $8,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,000 | $8,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 583 | $8,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,350 | $8,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 62 | $8,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 600 | $8,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 5,300 | $8,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $8,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 6,000 | $8,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 380 | $8,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 145 | $8,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,000 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 145 | $8,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 800 | $8,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 500 | $8,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 410 | $8,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 100 | $8,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 700 | $8,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,000 | $8,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 102 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 745 | $8,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 1,000 | $8,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 286 | $8,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 675 | $8,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 2,000 | $8,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 500 | $8,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 447 | $8,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 300 | $8,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 10,200 | $8,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 214 | $7,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $7,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 26,000 | $7,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,000 | $7,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $7,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 107 | $7,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,000 | $7,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 100 | $7,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 588 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 68 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 167 | $7,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 250 | $7,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,000 | $7,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 100 | $7,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 500 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 90 | $7,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 600 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 350 | $7,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 105 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 210 | $7,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 200 | $7,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 200 | $7,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 500 | $7,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,238 | $7,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 151 | $7,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 800 | $7,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 300 | $7,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 700 | $7,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 327 | $7,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 547 | $7,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 200 | $7,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $7,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 525 | $7,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 293 | $7,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 500 | $7,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 700 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 157 | $7,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 295 | $7,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 674 | $7,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,000 | $7,000 | thousands by filing date | put |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 989 | $7,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 200 | $7,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,200 | $7,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 105 | $7,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 207 | $7,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 661 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $7,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 533 | $7,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 568 | $7,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 4,000 | $7,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,400 | $7,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 568 | $7,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 400 | $7,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 6,371 | $7,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 1,000 | $7,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 300 | $7,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 390 | $7,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,533 | $7,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,200 | $7,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 525 | $7,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 5,100 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 500 | $7,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 300 | $7,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 400 | $7,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 5,000 | $7,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 262 | $7,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 500 | $7,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 500 | $7,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 1,000 | $7,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 2,000 | $7,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 400 | $7,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 10,000 | $7,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,375 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 286 | $7,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 3,633 | $7,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 200 | $7,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,000 | $7,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 5,712 | $7,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 300 | $7,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 7,000 | $7,000 | thousands by filing date | principal |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 3,237 | $7,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $6,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 23,200 | $6,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 207 | $6,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 200 | $6,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 400 | $6,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 100 | $6,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 84 | $6,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 438 | $6,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 428 | $6,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 500 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 104 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 220 | $6,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 12,100 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 165 | $6,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 125 | $6,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 500 | $6,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 400 | $6,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 391 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 76 | $6,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 80 | $6,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $6,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 300 | $6,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 100 | $6,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 400 | $6,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 170 | $6,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 500 | $6,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 700 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 520 | $6,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,096 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $6,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 100 | $6,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 357 | $6,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 195 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,051 | $6,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,000 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 250 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 90 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 253 | $6,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 593 | $6,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 212 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100 | $6,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 500 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 214 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 200 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 265 | $6,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 450 | $6,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 300 | $6,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,900 | $6,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 150 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 700 | $6,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $6,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 68 | $6,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 700 | $6,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 133 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 288 | $6,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 507 | $6,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 281 | $6,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 302 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 281 | $6,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,600 | $6,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 375 | $6,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 384 | $6,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 500 | $6,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,000 | $6,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 146 | $6,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,000 | $6,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 10,000 | $6,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 181 | $6,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 201 | $6,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 280 | $6,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 5,000 | $6,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $6,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 312 | $6,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 176 | $6,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $6,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 306 | $6,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 9,000 | $6,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 6,000 | $6,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $6,000 | thousands by filing date | principal |
| REEDS INC COM | 758338107 | Stock | 1,555 | $6,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 767 | $6,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 375 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 250 | $6,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 436 | $6,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 200 | $6,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 300 | $6,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $6,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 425 | $6,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 256 | $6,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 322 | $6,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 3,049 | $6,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,506 | $6,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 3,850 | $6,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 310 | $6,000 | thousands by filing date | |
| WCF BANCORP INC | 92940L103 | COM | 575 | $6,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 500 | $6,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 2,678 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,100 | $5,000 | thousands by filing date | call |
| IJH | 464287507 | COM | 1,000 | $5,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 2,300 | $5,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,900 | $5,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 1,000 | $5,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,100 | $5,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $5,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 5,000 | $5,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 101 | $5,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 300 | $5,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 400 | $5,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 970 | $5,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 496 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,000 | $5,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 700 | $5,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 800 | $5,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 200 | $5,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 688 | $5,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 121 | $5,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 500 | $5,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 214 | $5,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 300 | $5,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $5,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 400 | $5,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 301 | $5,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 607 | $5,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 485 | $5,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 175 | $5,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 375 | $5,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $5,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 150 | $5,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 500 | $5,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,488 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 142 | $5,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 200 | $5,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 120 | $5,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 382 | $5,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 786 | $5,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 245 | $5,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,281 | $5,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 128 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 148 | $5,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 15,812 | $5,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 204 | $5,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 550 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 66 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 120 | $5,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 363 | $5,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 450 | $5,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 505 | $5,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 223 | $5,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 279 | $5,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 223 | $5,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 537 | $5,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 97 | $5,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,171 | $5,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $5,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 10 | $5,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 200 | $5,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 160 | $5,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 965 | $5,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 952 | $5,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 321 | $5,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 99 | $5,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 148 | $5,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,000 | $5,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,200 | $5,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 1,500 | $5,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 200 | $5,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 521 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 170 | $5,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,475 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,400 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-000125 | this filing | 2017-01-09 | acceptance time not in the bulk data set |