13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-09, with 4,877 holding rows worth $16,418,229,000.
- Accession
- 0001580642-17-000125
- Filer
- CIK 1540235
- Filed
- 2017-01-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,284 entries on the cover page, a total value of $16,418,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,418,229,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 837 | $23,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 605 | $22,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 627 | $22,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 255 | $22,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 285 | $22,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 700 | $22,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 800 | $22,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 16,100 | $22,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,414 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 200 | $22,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,562 | $22,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,000 | $22,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 300 | $22,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,600 | $22,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,000 | $22,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 591 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 575 | $22,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 6,620 | $22,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,277 | $22,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 508 | $22,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,320 | $22,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 656 | $22,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 350 | $22,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 5,465 | $22,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,154 | $22,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 3,900 | $22,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 300 | $22,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 343 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 1,174 | $22,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 663 | $22,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,000 | $22,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,514 | $22,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 1,200 | $22,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,603 | $22,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 3,767 | $22,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 826 | $22,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 814 | $22,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 23,000 | $22,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $21,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 800 | $21,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 462 | $21,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 524 | $21,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 673 | $21,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 2,210 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 853 | $21,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 300 | $21,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 621 | $21,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 627 | $21,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 900 | $21,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,300 | $21,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 2,272 | $21,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,430 | $21,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,402 | $21,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 950 | $21,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,300 | $21,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 800 | $21,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,964 | $21,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 5,003 | $21,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 22,000 | $21,000 | thousands by filing date | principal |
| COTT CORP QUE | 22163N106 | COM | 1,848 | $21,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 18,000 | $21,000 | thousands by filing date | principal |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 9,801 | $21,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 27,750 | $21,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 2,000 | $21,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,100 | $21,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 3,000 | $21,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,655 | $21,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 1,000 | $21,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 1,000 | $21,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 346 | $21,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 2,931 | $21,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,600 | $20,000 | thousands by filing date | call |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 278 | $20,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 906 | $20,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 412 | $20,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 303 | $20,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 281 | $20,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,485 | $20,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,256 | $20,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 447 | $20,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 275 | $20,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 127 | $20,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 585 | $20,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,269 | $20,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,125 | $20,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,048 | $20,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,080 | $20,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 400 | $20,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 570 | $20,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 900 | $20,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,200 | $20,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,120 | $20,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2,541 | $20,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 776 | $20,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,000 | $20,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 7,500 | $20,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 550 | $20,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,600 | $20,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 684 | $20,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,100 | $20,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 2,058 | $20,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 26,500 | $20,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 454 | $20,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 800 | $20,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,625 | $20,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 2,051 | $20,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 450 | $20,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 300 | $20,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,100 | $19,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 399 | $19,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,450 | $19,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 955 | $19,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 112 | $19,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 220 | $19,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,220 | $19,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 1,000 | $19,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 225 | $19,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 800 | $19,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 19,750 | $19,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 3,000 | $19,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,300 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 400 | $19,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,789 | $19,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 668 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 204 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 674 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 500 | $19,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 2,000 | $19,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 20,000 | $19,000 | thousands by filing date | principal |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,229 | $19,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 1,718 | $19,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 600 | $18,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 434 | $18,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 775 | $18,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 558 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 622 | $18,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 500 | $18,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 569 | $18,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 327 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,200 | $18,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 16,681 | $18,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 791 | $18,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 400 | $18,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 500 | $18,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,262 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 450 | $18,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 600 | $18,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 65,049 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 346 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 627 | $18,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,630 | $18,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $18,000 | thousands by filing date | principal |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,000 | $18,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,480 | $18,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,225 | $18,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,031 | $18,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 6,250 | $18,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,363 | $18,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $18,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 500 | $18,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 16,513 | $18,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 5,000 | $18,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 532 | $17,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 292 | $17,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 323 | $17,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 545 | $17,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,305 | $17,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,500 | $17,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,531 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 301 | $17,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 710 | $17,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,068 | $17,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,300 | $17,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 971 | $17,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,200 | $17,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 300 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 143 | $17,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 600 | $17,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 787 | $17,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 258 | $17,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,153 | $17,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 324 | $17,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,400 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 413 | $17,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 7,700 | $17,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 1,363 | $17,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 1,019 | $17,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 308 | $17,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 146 | $17,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 527 | $17,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 11,500 | $17,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,529 | $17,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,000 | $17,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 646 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 12,290 | $17,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 3,709 | $17,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,101 | $17,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 7,000 | $17,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 2,000 | $17,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,435 | $17,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 6,778 | $17,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,911 | $17,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,200 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 2,960 | $17,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 1,216 | $17,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 14,600 | $17,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,400 | $16,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,894 | $16,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,300 | $16,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,841 | $16,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 531 | $16,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 647 | $16,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,000 | $16,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 172 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 374 | $16,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 450 | $16,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 325 | $16,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,133 | $16,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 409 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 343 | $16,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 400 | $16,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 212 | $16,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 5,400 | $16,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 409 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 231 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 772 | $16,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,865 | $16,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 370 | $16,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,753 | $16,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 775 | $16,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,455 | $16,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 650 | $16,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 6,950 | $16,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,884 | $16,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 700 | $16,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,270 | $16,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 6,000 | $16,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 600 | $16,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 310 | $16,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 696 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 550 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,044 | $16,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 7,500 | $16,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,460 | $16,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 250 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 900 | $16,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 900 | $16,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 16,829 | $16,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 5,600 | $16,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 407 | $16,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 6,300 | $16,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 2,000 | $16,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 1,150 | $16,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 500 | $15,000 | thousands by filing date | call |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 677 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,000 | $15,000 | thousands by filing date | call |
| LITTELFUSE INC COM | 537008104 | Stock | 100 | $15,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,574 | $15,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 300 | $15,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,200 | $15,000 | thousands by filing date | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,160 | $15,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 4,000 | $15,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,400 | $15,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 649 | $15,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 750 | $15,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 673 | $15,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 223 | $15,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 5,052 | $15,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 836 | $15,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 850 | $15,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 476 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 216 | $15,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 542 | $15,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 559 | $15,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 331 | $15,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,749 | $15,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 355 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 300 | $15,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 816 | $15,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 4,900 | $15,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 3,506 | $15,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 4,000 | $15,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 65,000 | $15,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 178,401 | $15,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,980 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 600 | $15,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,500 | $15,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 861 | $15,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,045 | $15,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,094 | $15,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 22,037 | $15,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 572 | $15,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 1,000 | $15,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 20 | $15,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 4,630 | $15,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 1,564 | $15,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 200 | $14,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,720 | $14,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 8,400 | $14,000 | thousands by filing date | put |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 549 | $14,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 328 | $14,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 170 | $14,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,000 | $14,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 220 | $14,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,050 | $14,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,650 | $14,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,616 | $14,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 395 | $14,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 469 | $14,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 800 | $14,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 600 | $14,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 593 | $14,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 764 | $14,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 500 | $14,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 400 | $14,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 350 | $14,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 400 | $14,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 800 | $14,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,142 | $14,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 659 | $14,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 10,000 | $14,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 500 | $14,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,103 | $14,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,010 | $14,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 859 | $14,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 566 | $14,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 4,000 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $14,000 | thousands by filing date | principal |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 700 | $14,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 764 | $14,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 500 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 400 | $14,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,060 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $14,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 675 | $14,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 25,000 | $14,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 648 | $14,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 568 | $14,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 600 | $14,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $14,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,500 | $14,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 2,000 | $14,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 20,000 | $14,000 | thousands by filing date | principal |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,261 | $14,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,198 | $14,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,902 | $14,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 20,652 | $14,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,600 | $13,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 151 | $13,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 373 | $13,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 260 | $13,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 400 | $13,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,000 | $13,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,000 | $13,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 225 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 488 | $13,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 150 | $13,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 493 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 1,016 | $13,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 230 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 300 | $13,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 892 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 149 | $13,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,000 | $13,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,320 | $13,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 513 | $13,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,543 | $13,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 700 | $13,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,220 | $13,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,100 | $13,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,500 | $13,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,100 | $13,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 1,908 | $13,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,000 | $13,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 500 | $13,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,800 | $13,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 195 | $13,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 300 | $13,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 412 | $13,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 989 | $13,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 700 | $13,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 500 | $13,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 488 | $13,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 500 | $13,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 2,000 | $13,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 500 | $13,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 1,063 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 250 | $13,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 500 | $13,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,120 | $13,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 9,677 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 300 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 401 | $13,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 300 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 375 | $13,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 955 | $13,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,740 | $12,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 100 | $12,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 12,000 | $12,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 169 | $12,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 500 | $12,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 99 | $12,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 583 | $12,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,200 | $12,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 382 | $12,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 375 | $12,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 489 | $12,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,408 | $12,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 483 | $12,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 923 | $12,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,111 | $12,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 304 | $12,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 923 | $12,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 950 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 500 | $12,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,100 | $12,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 200 | $12,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 700 | $12,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 735 | $12,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,200 | $12,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 501 | $12,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 207 | $12,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 655 | $12,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 375 | $12,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,547 | $12,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 606 | $12,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $12,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 300 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $12,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,000 | $12,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 600 | $12,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,002 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 704 | $12,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,611 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 568 | $12,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 11,320 | $12,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 500 | $12,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 217 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 371 | $12,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 749 | $12,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,659 | $12,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 405 | $12,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 682 | $12,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 317 | $12,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 965 | $12,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 222 | $12,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 796 | $12,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,900 | $12,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 153 | $12,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 237 | $12,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,511 | $12,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,150 | $12,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,150 | $12,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 330 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 900 | $12,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 500 | $12,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y842 | MADRONA INTL ETF | 505 | $12,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 1,350 | $12,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 12,400 | $12,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 1,100 | $12,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 2,022 | $12,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 400 | $12,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 2,000 | $12,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 2,115 | $12,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 168 | $11,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 300 | $11,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 149 | $11,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 21 | $11,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 308 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 89 | $11,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 925 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 500 | $11,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 300 | $11,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 343 | $11,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 200 | $11,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 100 | $11,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 303 | $11,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 596 | $11,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,123 | $11,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 324 | $11,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 443 | $11,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 800 | $11,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 375 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 333 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 100 | $11,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 980 | $11,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 839 | $11,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $11,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,000 | $11,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 862 | $11,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 348 | $11,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 6,150 | $11,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 331 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 512 | $11,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,078 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-000125 | this filing | 2017-01-09 | acceptance time not in the bulk data set |