13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-09, with 4,877 holding rows worth $16,418,229,000.
- Accession
- 0001580642-17-000125
- Filer
- CIK 1540235
- Filed
- 2017-01-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,284 entries on the cover page, a total value of $16,418,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,418,229,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 40,000 | $44,000 | thousands by filing date | principal |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 30,050 | $44,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 47,000 | $44,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 1,600 | $43,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,006 | $43,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 350 | $43,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,276 | $43,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 4,370 | $43,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 640 | $43,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 1,500 | $43,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 17,000 | $43,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,109 | $43,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 957 | $43,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 464 | $43,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,000 | $43,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,601 | $43,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 6,000 | $43,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,415 | $43,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 1,500 | $43,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 4,000 | $43,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,224 | $43,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 491 | $43,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 2,018 | $43,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 390 | $42,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 613 | $42,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,900 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 703 | $42,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,005 | $42,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 749 | $42,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 859 | $42,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 4,505 | $42,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,483 | $42,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,345 | $42,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 1,402 | $42,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 408 | $42,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 936 | $42,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,800 | $42,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 2,600 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 702 | $42,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 4,544 | $42,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 40,000 | $42,000 | thousands by filing date | principal |
| CASCADE BANCORP | 147154207 | COM | 5,198 | $42,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $42,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,200 | $42,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 729 | $42,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 7,300 | $42,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 1,500 | $42,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 4,238 | $41,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2,071 | $41,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,023 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 426 | $41,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,600 | $41,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 2,000 | $41,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,700 | $41,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,453 | $41,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 29,000 | $41,000 | thousands by filing date | principal |
| RICE ENERGY INC | 762760106 | COM | 1,941 | $41,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 3,000 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 40,000 | $41,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 846 | $40,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 228 | $40,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 935 | $40,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 516 | $40,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,113 | $40,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 551 | $40,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 3,099 | $40,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,500 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 850 | $40,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,530 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 408 | $40,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 903 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,604 | $40,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,802 | $40,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 597 | $40,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 1,900 | $40,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,617 | $40,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 40,000 | $40,000 | thousands by filing date | principal |
| KITE PHARMA INC | 49803L109 | COM | 1,500 | $40,000 | thousands by filing date | call |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 40,000 | $40,000 | thousands by filing date | principal |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 400 | $40,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,250 | $39,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 230 | $39,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 317 | $39,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 987 | $39,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 700 | $39,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 499 | $39,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 268 | $39,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,033 | $39,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 640 | $39,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 7,550 | $39,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $39,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 4,219 | $39,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,759 | $39,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 1,498 | $39,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 7,800 | $39,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 3,060 | $39,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,360 | $39,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 40,000 | $39,000 | thousands by filing date | principal |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 77,800 | $39,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 39,000 | $39,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 40,000 | $39,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 44,500 | $38,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 10,200 | $38,000 | thousands by filing date | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 267 | $38,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,000 | $38,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 2,000 | $38,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,015 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 699 | $38,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3,245 | $38,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 333 | $38,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,360 | $38,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 861 | $38,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,921 | $38,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2,809 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,971 | $38,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 23,000 | $38,000 | thousands by filing date | principal |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 875 | $38,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,600 | $38,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 993 | $38,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 5,360 | $38,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 2,278 | $38,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,507 | $38,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 3,050 | $38,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 591 | $38,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 38,000 | $38,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,400 | $37,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 821 | $37,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,700 | $37,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 3,300 | $37,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 607 | $37,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 545 | $37,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 536 | $37,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 518 | $37,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 4,576 | $37,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,032 | $37,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,657 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 700 | $37,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 15,022 | $37,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 943 | $37,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,325 | $37,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 3,000 | $37,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 600 | $37,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 683 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,100 | $37,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 500 | $37,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,910 | $36,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,469 | $36,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,125 | $36,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 3,210 | $36,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,611 | $36,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,117 | $36,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 514 | $36,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,308 | $36,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,785 | $36,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,600 | $36,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 976 | $36,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,952 | $36,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 4,150 | $36,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,620 | $36,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,138 | $36,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 669 | $36,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,537 | $36,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 500 | $36,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 3,575 | $36,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 8,600 | $36,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,664 | $35,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 10,000 | $35,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 41,160 | $35,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,404 | $35,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 959 | $35,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 787 | $35,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,403 | $35,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 522 | $35,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 753 | $35,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 4,609 | $35,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,474 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 603 | $35,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,303 | $35,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,114 | $35,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,953 | $35,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,180 | $35,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 3,328 | $35,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,500 | $35,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,717 | $35,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 2,700 | $35,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 20,000 | $35,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 236 | $34,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,100 | $34,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 959 | $34,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,120 | $34,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,017 | $34,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,000 | $34,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 1,209 | $34,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 7,396 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 2,416 | $34,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 28,550 | $34,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 658 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,143 | $34,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 696 | $34,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 362 | $34,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,832 | $34,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,400 | $34,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 437 | $34,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,300 | $34,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 548 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 2,000 | $34,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,602 | $34,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 115,300 | $34,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,315 | $34,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 1,263 | $34,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,100 | $34,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,331 | $34,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 5,000 | $34,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $34,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,544 | $34,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 754 | $34,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,006 | $33,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 3,846 | $33,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 850 | $33,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,200 | $33,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 355 | $33,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,040 | $33,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 627 | $33,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 474 | $33,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,850 | $33,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 450 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $33,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 623 | $33,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,766 | $33,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,307 | $33,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 6,657 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 3,100 | $33,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,060 | $32,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,207 | $32,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 378 | $32,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,268 | $32,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,200 | $32,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 579 | $32,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,104 | $32,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 283 | $32,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,190 | $32,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 7,680 | $32,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,324 | $32,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 666 | $32,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,402 | $32,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 440 | $32,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,000 | $32,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,200 | $32,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 3,000 | $32,000 | thousands by filing date | call |
| BNC Bancorp | 05566T101 | Com | 1,004 | $32,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,200 | $32,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 1,697 | $32,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 258 | $32,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 1,508 | $32,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,202 | $32,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 1,000 | $32,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,000 | $31,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 500 | $31,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,726 | $31,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 358 | $31,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 700 | $31,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,700 | $31,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,046 | $31,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 920 | $31,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,097 | $31,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 4,190 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 895 | $31,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,050 | $31,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,591 | $31,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 3,023 | $31,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 700 | $31,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 33,000 | $31,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 9,100 | $31,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 4,370 | $31,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 200 | $31,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 32,000 | $31,000 | thousands by filing date | principal |
| CIM COML TR CORP | 125525105 | COM | 2,009 | $31,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 4,000 | $31,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,202 | $30,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 3,500 | $30,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 332 | $30,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,000 | $30,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,179 | $30,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 450 | $30,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 444 | $30,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 700 | $30,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,344 | $30,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 48 | $30,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 971 | $30,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,375 | $30,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 700 | $30,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 513 | $30,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,790 | $30,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 3,007 | $30,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 800 | $30,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 167 | $30,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,500 | $30,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $30,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,408 | $30,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 995 | $30,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 825 | $30,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 5,096 | $30,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,900 | $30,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 29,000 | $30,000 | thousands by filing date | principal |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 2,658 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 1,335 | $30,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 32,290 | $30,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 971 | $30,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 1,200 | $30,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 6,028 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,200 | $30,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 2,505 | $30,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 474 | $29,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,570 | $29,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,135 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,050 | $29,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,000 | $29,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,214 | $29,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,008 | $29,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 901 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 733 | $29,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,243 | $29,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,986 | $29,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 411 | $29,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 650 | $29,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,000 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 774 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,286 | $29,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,838 | $29,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,209 | $29,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,300 | $29,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 9,000 | $29,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 545 | $29,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 950 | $29,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 810 | $29,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 2,200 | $29,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 25,000 | $29,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,205 | $28,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,850 | $28,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 467 | $28,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,849 | $28,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 889 | $28,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 452 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $28,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 10,322 | $28,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,700 | $28,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,612 | $28,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 22,000 | $28,000 | thousands by filing date | principal |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 400 | $28,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 13,000 | $28,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 1,310 | $28,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,000 | $27,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 37,600 | $27,000 | thousands by filing date | put |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 850 | $27,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 254 | $27,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 286 | $27,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 510 | $27,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 765 | $27,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 3,000 | $27,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 660 | $27,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 862 | $27,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 886 | $27,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 807 | $27,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,775 | $27,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 975 | $27,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,100 | $27,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,000 | $27,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 200 | $27,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 873 | $27,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 835 | $27,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,365 | $27,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 5,000 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 759 | $27,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 584 | $27,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,636 | $27,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,300 | $27,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 2,628 | $27,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,025 | $27,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $27,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 946 | $27,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 775 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 237 | $26,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 335 | $26,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 578 | $26,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 707 | $26,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,200 | $26,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 371 | $26,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 729 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 728 | $26,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 870 | $26,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,801 | $26,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,000 | $26,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 915 | $26,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 603 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 2,054 | $26,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 2,200 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,669 | $26,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 487 | $26,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,332 | $26,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 947 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,000 | $26,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 605 | $26,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 4,063 | $26,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 974 | $26,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 7,618 | $26,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 2,000 | $26,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 19,600 | $26,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 1,290 | $26,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,152 | $26,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 4,767 | $26,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,000 | $26,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 660 | $26,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 5,000 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 400 | $26,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 713 | $25,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,013 | $25,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 334 | $25,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 777 | $25,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,187 | $25,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 500 | $25,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3,000 | $25,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,328 | $25,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,088 | $25,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 445 | $25,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,550 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 600 | $25,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,418 | $25,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 2,186 | $25,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 4,000 | $25,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,000 | $25,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 17,463 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 656 | $25,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,156 | $25,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,609 | $25,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,000 | $25,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,025 | $25,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,975 | $25,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 53,800 | $25,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 3,200 | $25,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 5,003 | $25,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 16,550 | $25,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 432 | $25,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,549 | $25,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 508 | $25,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 367 | $25,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 2,000 | $25,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,530 | $25,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 1,000 | $25,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,096 | $24,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 700 | $24,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 461 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 500 | $24,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 160 | $24,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 495 | $24,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 775 | $24,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 403 | $24,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 9,169 | $24,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 488 | $24,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,310 | $24,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,000 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 818 | $24,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $24,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 500 | $24,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,550 | $24,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 5,473 | $24,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 600 | $24,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 8,219 | $24,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,617 | $24,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 13,000 | $24,000 | thousands by filing date | principal |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 942 | $24,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,099 | $24,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 761 | $24,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 7,875 | $24,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 716 | $23,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 380 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 701 | $23,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 327 | $23,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 381 | $23,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,201 | $23,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 895 | $23,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 467 | $23,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 500 | $23,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 3,000 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 600 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,066 | $23,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 500 | $23,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 9,100 | $23,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,626 | $23,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,533 | $23,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,439 | $23,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,340 | $23,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,733 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,000 | $23,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,009 | $23,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 986 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 2,457 | $23,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,200 | $23,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 623 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-000125 | this filing | 2017-01-09 | acceptance time not in the bulk data set |