13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-09, with 4,877 holding rows worth $16,418,229,000.
- Accession
- 0001580642-17-000125
- Filer
- CIK 1540235
- Filed
- 2017-01-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,284 entries on the cover page, a total value of $16,418,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,418,229,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 200 | $1,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 35 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 20 | $1,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 500 | $1,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 150 | $1,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 36 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 100 | $1,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 4,000 | $1,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 54 | $1,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,700 | $1,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 77 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,000 | $1,000 | thousands by filing date | principal |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 300 | $1,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 500 | $1,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 500 | $1,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 100 | $1,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 492 | $1,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 255 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 15 | $1,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 200 | $1,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 500 | $1,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $1,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 60 | $1,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 600 | $1,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,400 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 208 | $1,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 59 | $1,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 300 | $1,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 500 | $1,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 1,000 | $1,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 28 | $1,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 41 | $1,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 1,495 | $1,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 256 | $1,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 200 | $1,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 3,000 | $1,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 30 | $1,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 320 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 500 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 205 | $1,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 200 | $1,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 75 | $1,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 150 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 34 | $1,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 900 | $1,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,195 | $1,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 500 | $1,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 400 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 192 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 31 | $1,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 20 | $1,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 300 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 600 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 1,091 | $1,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 200 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 4,000 | $1,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 300 | $1,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 9 | $1,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 1,004 | $1,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 5,000 | $1,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 100 | $1,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 25 | $1,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 400 | $1,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 290 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 200 | $1,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 88 | $1,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 100 | $1,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 150 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 211 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 100 | $1,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 360 | $1,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 2,100 | $1,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 2,000 | $1,000 | thousands by filing date | call |
| COMMERCEHUB INC | 20084V108 | COM SER A | 86 | $1,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 118 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 819 | $1,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 400 | $1,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 100 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 160 | $1,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 175 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 500 | $1,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 2,374 | $1,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 500 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 810 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 250 | $1,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 1,000 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 850 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 3,138 | $1,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Berkshire Hathaway Inc | 084670702 | COM | 1,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ConocoPhillips | 20825C104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 2,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 9,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATADOR RES CO COM | 576485205 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EOG RES INC COM | 26875P101 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FASTENAL CO COM | 311900104 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITRON INC COM | 465741106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TWILIO INC CL A | 90138F102 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TWILIO INC CL A | 90138F102 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| S & T BANCORP INC COM | 783859101 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INSULET CORP COM | 45784P101 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINGSTOP INC COM | 974155103 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROCS INC COM | 227046109 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGIODYNAMICS INC | 03475V101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRADY CORP | 104674106 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EHEALTH INC | 28238P109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY RECOVERY INC | 29270J100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRST INTERNET BANCORP | 320557101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 2,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WYNN RESORTS LTD | 983134107 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HANESBRANDS INC | 410345102 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERICYCLE INC | 858912108 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TECHTARGET INC | 87874R100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUBHUB INC | 400110102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAVO GROWERS INC | 128246105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATHAY GEN BANCORP | 149150104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PANERA BREAD CO | 69840W108 | CL A | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CIGNA CORPORATION | 125509109 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEGG INC | 163092109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSAN LTD | G25343107 | SHS A | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUTERA INC | 232109108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 488 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NN INC | 629337106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B408 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NAT RES | 41754v202 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Golden Entertainment Inc | 381013101 | Common Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBOTECH LTD | M75253100 | ORD | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDCORP INC NEW | 380956409 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADTRAN INC | 00738A106 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHILL & CO INC COM | 395259104 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIMERIX INC COM | 16934W106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBALT INTL ENERGY INC | 19075F106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CIBER INC | 17163B102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNERWORKINGS INC | 45773Y105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLIE MAE INC | 28849P100 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OVASCIENCE INC | 69014Q101 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 24,764 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DDR CORP | 23317H102 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FINANCIAL ENGINES INC | 317485100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 7,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC COM | 619718109 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALON USA ENERGY INC | 020520102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 431 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOPHOTONICS CORP | 64051T100 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEST MARINE INC | 954235107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 298 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMERICA INC | 09061H307 | COM NEW | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P500 | COM PAR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGCLUB CORP | 52603A109 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R201 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V204 | COM NEW | 381 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP CORP | 390320109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOOPER HOLMES INC | 439104209 | Common Stock | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILEIRON INC | 60739U204 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVECTRA CORP | 67075N108 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Functionx Inc New Com New | 36077T207 | COMMON | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 513 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTNT | 98420P100 | Common | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPI ENERGY CO LTD NEW 2018 | 78470H109 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENER8 MARITIME INC | Y26889108 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADEPTUS HEALTH | 006855100 | Common Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 6,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGPEAK INC | 37518Q109 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONGLI CLEAN ENERGY TECHNOLO | 438586208 | COM NEW | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 928 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-000125 | this filing | 2017-01-09 | acceptance time not in the bulk data set |