13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-09, with 4,877 holding rows worth $16,418,229,000.
- Accession
- 0001580642-17-000125
- Filer
- CIK 1540235
- Filed
- 2017-01-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,284 entries on the cover page, a total value of $16,418,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,418,229,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 350 | $5,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 262 | $5,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 300 | $5,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 200 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 226 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 224 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 261 | $5,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 900 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 100 | $5,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 4,000 | $5,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 404 | $5,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 516 | $5,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 4,004 | $5,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 2,200 | $5,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 300 | $5,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,000 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 400 | $5,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 4,000 | $5,000 | thousands by filing date | principal |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,000 | $5,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,000 | $5,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 500 | $5,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 217 | $5,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,000 | $5,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 2,734 | $5,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 5,000 | $5,000 | thousands by filing date | principal |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 16,806 | $5,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,500 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 175 | $4,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 800 | $4,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 500 | $4,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000 | $4,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $4,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 12,500 | $4,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 54 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 300 | $4,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 135 | $4,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 120 | $4,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 80 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 125 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 116 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 45 | $4,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 200 | $4,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 100 | $4,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 389 | $4,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,500 | $4,000 | thousands by filing date | call |
| MATERION CORP | 576690101 | COM | 100 | $4,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 301 | $4,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,067 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 41,200 | $4,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 285 | $4,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 54 | $4,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 268 | $4,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 200 | $4,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 35 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 500 | $4,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 100 | $4,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 500 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 61 | $4,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 250 | $4,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 159 | $4,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 200 | $4,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 100 | $4,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 528 | $4,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 145 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 510 | $4,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 1,442 | $4,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 305 | $4,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 204 | $4,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 280 | $4,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 385 | $4,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,100 | $4,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 700 | $4,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,200 | $4,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 322 | $4,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 96 | $4,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,500 | $4,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 72,500 | $4,000 | thousands by filing date | call |
| United Bancshares | 909458101 | COM | 200 | $4,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 115 | $4,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 125 | $4,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 64 | $4,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 501 | $4,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 500 | $4,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,100 | $4,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $4,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 92 | $4,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 650 | $4,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 12,000 | $4,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,000 | $4,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 500 | $4,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 200 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 150 | $4,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 399 | $4,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,000 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 160 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 331 | $4,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 1,000 | $4,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 219 | $4,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 220 | $4,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 250 | $4,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 200 | $4,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 150 | $4,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,000 | $4,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 300 | $4,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 200 | $4,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 1,000 | $4,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 280 | $4,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L859 | ETRAC MP2X LEV | 200 | $4,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,000 | $4,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 140 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 983 | $4,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 2,020 | $4,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 6,859 | $4,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 1,000 | $4,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,800 | $3,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,800 | $3,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 500 | $3,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 6,000 | $3,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 200 | $3,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 85 | $3,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25 | $3,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 171 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 100 | $3,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 200 | $3,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 120 | $3,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 170 | $3,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 100 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 70 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 100 | $3,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 176 | $3,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 100 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 58 | $3,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 134 | $3,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 270 | $3,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 32 | $3,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 91 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 188 | $3,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 18 | $3,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 300 | $3,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 100 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 36 | $3,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 166 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 49 | $3,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 135 | $3,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 202 | $3,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 700 | $3,000 | thousands by filing date | put |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 250 | $3,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $3,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 125 | $3,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 655 | $3,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 145 | $3,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,000 | $3,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 201 | $3,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 6,084 | $3,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,179 | $3,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 54 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 33 | $3,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 100 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 500 | $3,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 132 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 102 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 120 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 132 | $3,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 109 | $3,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 57 | $3,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 160 | $3,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 208 | $3,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,120 | $3,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 55 | $3,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 346 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 133 | $3,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 200 | $3,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 500 | $3,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,000 | $3,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,700 | $3,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 182 | $3,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 500 | $3,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 551 | $3,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 5,000 | $3,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 810 | $3,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 97 | $3,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 100 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 95 | $3,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 3,425 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 165 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $3,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,000 | $3,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 450 | $3,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,614 | $3,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,000 | $3,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 300 | $3,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 4,000 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 150 | $3,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 350 | $3,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 683 | $3,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 800 | $3,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 235 | $3,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 181 | $3,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 633 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 200 | $3,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 3,000 | $3,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 500 | $3,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 600 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 275 | $3,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,000 | $3,000 | thousands by filing date | principal |
| LA QUINTA HLDGS INC | 50420D108 | COM | 186 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 605 | $3,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 920 | $3,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 712 | $3,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 172 | $3,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 1,000 | $3,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 1,001 | $3,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 200 | $3,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,500 | $3,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640203 | COM NEW | 666 | $3,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 200 | $2,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $2,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 7,100 | $2,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 300 | $2,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 3,000 | $2,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,800 | $2,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 200 | $2,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 900 | $2,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 2,000 | $2,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 600 | $2,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 326 | $2,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 45 | $2,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 13 | $2,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 400 | $2,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 100 | $2,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,000 | $2,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 140 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 15 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 181 | $2,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 200 | $2,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 133 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 600 | $2,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 73 | $2,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 800 | $2,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 200 | $2,000 | thousands by filing date | put |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 500 | $2,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $2,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 200 | $2,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 35 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $2,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 88 | $2,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 200 | $2,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,000 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 100 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,000 | $2,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 100 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 220 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 68 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 25 | $2,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 15 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 70 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 40 | $2,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 500 | $2,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 56 | $2,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,000 | $2,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 262 | $2,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,200 | $2,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 300 | $2,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 104 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 79 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 48 | $2,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 212 | $2,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 100 | $2,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 200 | $2,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 102 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 60 | $2,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 62 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $2,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 123 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 52 | $2,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 75 | $2,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 199 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 100 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,000 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 50 | $2,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 120 | $2,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 200 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 300 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $2,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 330 | $2,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 85 | $2,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 100 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,300 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 169 | $2,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 37 | $2,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 200 | $2,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 100 | $2,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 400 | $2,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 52 | $2,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 49 | $2,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 100 | $2,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 562 | $2,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 100 | $2,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 520 | $2,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 200 | $2,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 55 | $2,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 400 | $2,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 900 | $2,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1,628 | $2,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 54 | $2,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 49 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 300 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,000 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 129 | $2,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 54 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,300 | $2,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 299 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,142 | $2,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 259 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,192 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 100 | $2,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 500 | $2,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 152 | $2,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $2,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 82 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 200 | $2,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 287 | $2,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 5,000 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 178 | $2,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 400 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 75 | $2,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 750 | $2,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 346 | $2,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 1,310 | $2,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 2,000 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 264 | $2,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 5,000 | $2,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 200 | $2,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 1,000 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 265 | $2,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 2,187 | $2,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 203 | $2,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 200 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 35,100 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 190 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 62 | $2,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 500 | $2,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 400 | $2,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 134 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 2,100 | $2,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 149 | $2,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 100 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 59 | $2,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 300 | $2,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 66 | $2,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 300 | $2,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 300 | $2,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 755 | $2,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 1,230 | $2,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 1,000 | $2,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 150 | $2,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,000 | $1,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 200 | $1,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 1,800 | $1,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 2,500 | $1,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 500 | $1,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 1,400 | $1,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 2,200 | $1,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 400 | $1,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 200 | $1,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 4,500 | $1,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 200 | $1,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 700 | $1,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 400 | $1,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 200 | $1,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 83 | $1,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 200 | $1,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 12 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 100 | $1,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 100 | $1,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 200 | $1,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 39 | $1,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 56 | $1,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 900 | $1,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 300 | $1,000 | thousands by filing date | put |
| ROGERS CORP COM | 775133101 | Stock | 18 | $1,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 5,000 | $1,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 100 | $1,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 200 | $1,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 200 | $1,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 200 | $1,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 1,600 | $1,000 | thousands by filing date | put |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 32 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 100 | $1,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 100 | $1,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 1,100 | $1,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 200 | $1,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 300 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,000 | $1,000 | thousands by filing date | call |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 14 | $1,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 100 | $1,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 150 | $1,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 60 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 100 | $1,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 200 | $1,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 60 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 200 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 654 | $1,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 7 | $1,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 10 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 85 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 99 | $1,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 146 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 80 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200 | $1,000 | thousands by filing date | put |
| UNIFIRST CORP MASS | 904708104 | COM | 7 | $1,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 400 | $1,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 5,100 | $1,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $1,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 100 | $1,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 24 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 38 | $1,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 400 | $1,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 42 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 40 | $1,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 100 | $1,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,000 | $1,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 20 | $1,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 150 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 10 | $1,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 46 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 164 | $1,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 20 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,000 | $1,000 | thousands by filing date | put |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 10 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 800 | $1,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 200 | $1,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,000 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 35 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 100 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 19 | $1,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 22 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 53 | $1,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 35 | $1,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | put |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 10 | $1,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 150 | $1,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 100 | $1,000 | thousands by filing date | put |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 93 | $1,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 200 | $1,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 1,500 | $1,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 107 | $1,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 200 | $1,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,711 | $1,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 11 | $1,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 9 | $1,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 5,817 | $1,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 142 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 153 | $1,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 400 | $1,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,059 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-000125 | this filing | 2017-01-09 | acceptance time not in the bulk data set |