13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-09, with 4,877 holding rows worth $16,418,229,000.
- Accession
- 0001580642-17-000125
- Filer
- CIK 1540235
- Filed
- 2017-01-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,284 entries on the cover page, a total value of $16,418,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,418,229,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,803 | $168,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 30,440 | $168,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,291 | $168,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,629 | $168,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 5,929 | $168,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 4,688 | $168,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 8,122 | $168,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 18,293 | $167,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 4,787 | $167,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,258 | $167,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 3,290 | $166,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 29,595 | $166,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 4,255 | $166,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 7,212 | $166,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 32,418 | $166,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 4,116 | $165,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,159 | $165,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 3,421 | $165,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,844 | $164,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,950 | $164,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,482 | $164,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,920 | $164,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,120 | $164,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 2,384 | $164,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 3,701 | $164,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,310 | $163,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 5,014 | $163,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 5,000 | $163,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 8,524 | $163,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 35,000 | $163,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,744 | $161,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 8,039 | $161,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 6,204 | $161,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,897 | $161,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 16,585 | $161,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 7,202 | $161,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,440 | $160,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 5,558 | $160,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,737 | $160,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,191 | $159,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 7,250 | $159,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,942 | $159,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,075 | $159,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 13,500 | $159,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,670 | $158,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,080 | $158,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,669 | $158,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,200 | $157,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 1,323 | $157,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,932 | $157,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 9,000 | $157,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 4,260 | $156,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 4,692 | $156,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,635 | $156,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 2,716 | $156,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 11,354 | $155,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 911 | $155,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 8,141 | $155,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 8,088 | $155,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,422 | $155,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,139 | $155,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 31,499 | $155,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 969 | $154,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 12,571 | $154,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,239 | $153,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,974 | $153,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 6,523 | $153,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 9,928 | $153,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,000 | $152,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 100,000 | $152,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 1,455 | $152,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,591 | $151,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 423 | $151,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 1,707 | $151,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,328 | $150,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,723 | $150,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,500 | $150,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,083 | $149,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 7,670 | $149,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,329 | $149,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,849 | $149,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 4,634 | $149,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,232 | $149,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,500 | $148,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 3,373 | $148,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 2,736 | $148,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 3,823 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 9,091 | $147,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,080 | $147,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,379 | $147,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,093 | $147,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 26,100 | $147,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 3,221 | $147,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 14,971 | $147,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,545 | $146,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 3,006 | $146,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 9,423 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,761 | $146,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,243 | $146,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 4,120 | $146,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 2,450 | $146,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 9,765 | $146,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 10,658 | $146,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,125 | $145,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 7,718 | $145,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,539 | $145,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,982 | $145,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 43,000 | $145,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 17,550 | $145,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 2,428 | $145,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 7,745 | $145,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 7,626 | $144,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 31,001 | $144,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,544 | $144,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,081 | $144,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,163 | $143,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,419 | $143,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 965 | $143,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 4,044 | $143,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 21,682 | $143,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 15,162 | $142,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,795 | $141,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 2,358 | $141,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,784 | $141,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 9,957 | $141,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,390 | $141,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 4,037 | $141,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,257 | $140,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,102 | $140,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,022 | $140,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 28,600 | $140,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,200 | $139,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 3,998 | $139,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,437 | $139,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 1,563 | $139,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,985 | $139,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 17,465 | $138,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,039 | $138,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,882 | $138,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,216 | $138,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 18,881 | $138,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 3,623 | $138,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 648 | $137,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,890 | $137,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,581 | $137,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 2,830 | $137,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,018 | $137,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50,000 | $137,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 4,866 | $137,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,696 | $137,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 25,000 | $137,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 3,601 | $136,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 6,278 | $136,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 10,107 | $136,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY RGNAL BULL | 25459Y132 | CEF | 2,000 | $136,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,334 | $135,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 835 | $135,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,400 | $135,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 3,349 | $135,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 4,941 | $135,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 7,319 | $135,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,185 | $135,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,954 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,484 | $134,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 6,530 | $134,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 23,492 | $134,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 9,712 | $134,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,857 | $134,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 33,715 | $134,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,349 | $133,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,806 | $133,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,391 | $133,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 4,325 | $133,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 17,534 | $133,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 14,010 | $133,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 4,759 | $132,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 9,000 | $132,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 4,161 | $132,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,336 | $131,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,722 | $131,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 733 | $131,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 6,303 | $131,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 3,912 | $131,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 61,760 | $131,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,000 | $131,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 7,207 | $131,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,200 | $131,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6,778 | $130,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,992 | $130,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 4,181 | $130,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 8,179 | $129,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 11,881 | $129,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,017 | $128,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 3,245 | $128,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 6,935 | $128,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 5,077 | $128,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,552 | $128,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 2,445 | $128,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,581 | $127,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,648 | $127,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 5,098 | $127,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 9,189 | $127,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,386 | $127,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 8,640 | $127,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 4,159 | $126,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 1,705 | $126,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,673 | $126,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 13,700 | $126,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 8,929 | $126,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 5,419 | $125,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 15,000 | $125,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 5,267 | $124,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 11,257 | $124,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 28,013 | $124,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 3,646 | $124,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 30,500 | $124,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 26,500 | $124,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 6,000 | $124,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 952 | $124,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,150 | $123,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 3,810 | $123,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,363 | $123,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 3,303 | $123,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 665 | $122,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 6,509 | $122,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,125 | $122,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 12,534 | $122,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 9,507 | $122,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 15,403 | $122,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,041 | $121,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 3,405 | $121,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 40,000 | $121,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 2,600 | $121,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 8,500 | $121,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,500 | $120,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,875 | $120,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 4,433 | $120,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,420 | $120,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 4,422 | $120,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,244 | $120,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 874 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,331 | $120,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,852 | $120,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 1,950 | $120,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,920 | $119,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 15,946 | $119,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 3,056 | $119,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,420 | $118,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,108 | $118,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,016 | $118,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 3,684 | $118,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,855 | $118,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 8,029 | $118,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,540 | $118,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,678 | $118,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 94,000 | $118,000 | thousands by filing date | principal |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 78,077 | $118,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 18,000 | $118,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,974 | $117,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,126 | $117,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 11,507 | $117,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 16,377 | $117,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 772 | $116,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 8,583 | $116,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 794 | $116,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,468 | $116,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,090 | $115,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,947 | $115,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 867 | $115,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 837 | $115,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 20,738 | $115,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,600 | $115,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 14,903 | $115,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 22,795 | $115,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 9,219 | $115,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 3,007 | $115,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 20,500 | $115,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 829 | $115,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,700 | $114,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 7,420 | $114,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 7,623 | $114,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,024 | $113,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 6,894 | $113,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,841 | $113,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,385 | $113,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,160 | $113,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,406 | $113,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 9,462 | $113,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,215 | $113,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,850 | $113,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 26,100 | $112,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,199 | $112,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,233 | $112,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 5,309 | $112,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 9,336 | $112,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 2,551 | $112,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,833 | $112,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,138 | $111,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4,067 | $111,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 3,226 | $111,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 11,579 | $111,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 9,708 | $110,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 8,782 | $110,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 4,865 | $110,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 4,044 | $110,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,034 | $110,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 98,000 | $110,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12,521 | $109,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 3,349 | $109,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 5,389 | $109,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,677 | $109,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 35,303 | $109,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,796 | $109,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,041 | $108,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 4,410 | $108,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,275 | $108,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 3,400 | $108,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,930 | $108,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 5,934 | $108,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 892 | $107,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,389 | $107,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,954 | $107,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 828 | $107,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,061 | $106,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,700 | $106,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,181 | $106,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,344 | $106,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,506 | $105,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,965 | $105,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,283 | $105,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,452 | $105,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,984 | $105,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 5,619 | $105,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,187 | $104,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 12,798 | $104,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 18,381 | $104,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 6,283 | $104,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 56,234 | $104,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 6,648 | $104,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,700 | $103,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,195 | $103,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,683 | $103,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 7,000 | $103,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 7,937 | $103,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P506 | COM PAR NEW | 20,861 | $103,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,504 | $102,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 3,534 | $102,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,822 | $102,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 90,317 | $102,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 33,000 | $102,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 1,399 | $102,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 7,439 | $102,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,125 | $101,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,609 | $101,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 694 | $101,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,098 | $101,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,936 | $101,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,100 | $101,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,960 | $101,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 4,817 | $101,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 11,940 | $101,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 26,000 | $101,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,700 | $101,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 600 | $100,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,638 | $100,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 12,757 | $100,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 894 | $100,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,213 | $100,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 28,851 | $100,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 37,000 | $100,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,926 | $99,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,365 | $99,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,825 | $99,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 1,474 | $99,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 5,513 | $99,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 10,000 | $99,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 3,362 | $98,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 732 | $98,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,914 | $98,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 2,983 | $98,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,165 | $98,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,704 | $98,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 4,387 | $98,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,777 | $98,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 2,460 | $98,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 8,625 | $98,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,727 | $97,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,193 | $97,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,270 | $97,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,009 | $97,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 7,175 | $97,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,900 | $97,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,306 | $97,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 3,206 | $97,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 2,327 | $97,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 5,141 | $97,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3,749 | $97,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 5,000 | $97,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,081 | $96,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,127 | $96,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,386 | $96,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 7,295 | $96,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 1,054 | $96,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,993 | $95,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,700 | $95,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,981 | $95,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 3,082 | $95,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,473 | $95,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,335 | $95,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,587 | $95,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 49,000 | $95,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,456 | $95,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 70,000 | $95,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,775 | $94,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 3,922 | $94,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 709 | $94,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 5,000 | $94,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 7,630 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,200 | $94,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 4,668 | $93,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,238 | $93,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,569 | $93,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 7,000 | $93,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,511 | $93,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 4,796 | $93,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,079 | $92,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,193 | $92,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 2,687 | $92,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 1,672 | $92,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,600 | $92,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,174 | $92,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,687 | $92,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,295 | $91,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,732 | $91,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,660 | $91,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,033 | $91,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,000 | $90,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 8,500 | $90,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 5,941 | $90,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 957 | $90,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 5,648 | $90,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 50,000 | $90,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 977 | $90,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,660 | $90,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,992 | $89,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 7,816 | $89,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 809 | $89,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 5,774 | $89,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 787 | $89,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 5,860 | $89,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 4,744 | $89,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 21,808 | $89,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 2,000 | $88,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 4,300 | $88,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $88,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 5,861 | $88,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 9,009 | $88,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 9,300 | $88,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 21,649 | $88,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 4,689 | $88,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 9,440 | $88,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,408 | $87,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,182 | $87,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 34,535 | $87,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,020 | $87,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,218 | $86,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 5,440 | $86,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 5,937 | $86,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 65,000 | $86,000 | thousands by filing date | principal |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,593 | $86,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 127,066 | $86,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,796 | $85,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 27,278 | $85,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 8,048 | $85,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 3,462 | $85,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,500 | $85,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,403 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 5,780 | $85,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,542 | $85,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 2,588 | $85,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 9,150 | $85,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 50,000 | $85,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,100 | $85,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2,481 | $84,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,007 | $84,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,154 | $84,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,585 | $84,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,400 | $84,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 5,507 | $84,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 6,200 | $84,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 8,270 | $84,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,823 | $84,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 11,880 | $84,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,006 | $83,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 9,000 | $83,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 6,675 | $83,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,250 | $82,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 547 | $82,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,121 | $82,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,328 | $82,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-000125 | this filing | 2017-01-09 | acceptance time not in the bulk data set |