13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-08, with 4,520 holding rows worth $12,826,272,000.
- Accession
- 0001580642-16-008021
- Filer
- CIK 1540235
- Filed
- 2016-04-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,717 entries on the cover page, a total value of $12,826,272,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,826,272,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AFFYMETRIX INC | 00826T108 | COM | 2,100 | $29,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,367 | $29,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 7,900 | $29,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,044 | $29,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $29,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 477 | $29,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 3,000 | $29,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 32,000 | $29,000 | thousands by filing date | principal |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 221 | $28,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,238 | $28,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 500 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 960 | $28,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,199 | $28,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,539 | $28,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,801 | $28,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,627 | $28,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 6,110 | $28,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 766 | $28,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,491 | $28,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 850 | $28,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,200 | $28,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,001 | $28,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 2,101 | $28,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,102 | $28,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,915 | $28,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,254 | $28,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,800 | $28,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 971 | $28,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 1,000 | $28,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 2,050 | $28,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,500 | $27,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 136 | $27,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 207 | $27,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 935 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 930 | $27,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 705 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,938 | $27,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,369 | $27,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 5,000 | $27,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 260 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,596 | $27,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 430 | $27,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,396 | $27,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 5,000 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 734 | $27,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,199 | $27,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 805 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,158 | $27,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,674 | $27,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 600 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 899 | $27,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 4,222 | $27,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,947 | $27,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,633 | $27,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,802 | $27,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 3,639 | $27,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 2,500 | $27,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,850 | $27,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,028 | $27,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 7,500 | $27,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 1,528 | $27,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 537 | $27,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,500 | $27,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 1,000 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 237 | $26,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,564 | $26,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 3,846 | $26,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 292 | $26,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 530 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,019 | $26,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,027 | $26,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 857 | $26,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,782 | $26,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 3,000 | $26,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 291 | $26,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 500 | $26,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,648 | $26,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 501 | $26,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 800 | $26,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 3,479 | $26,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 516 | $26,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 274 | $26,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,132 | $26,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,940 | $26,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 489 | $26,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 10,500 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 482 | $26,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,000 | $26,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 297 | $26,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 1,915 | $26,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,549 | $26,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,900 | $25,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 260 | $25,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 960 | $25,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 350 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,315 | $25,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,282 | $25,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,312 | $25,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,109 | $25,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,907 | $25,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,312 | $25,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 800 | $25,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 945 | $25,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,536 | $25,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 575 | $25,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 17,400 | $25,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,997 | $25,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,045 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 825 | $25,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 4,746 | $25,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,450 | $25,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,902 | $25,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,200 | $25,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 500 | $25,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,400 | $24,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 3,300 | $24,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 285 | $24,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 200 | $24,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,019 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 639 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 663 | $24,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 514 | $24,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 507 | $24,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 847 | $24,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 503 | $24,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 753 | $24,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,500 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,066 | $24,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,505 | $24,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,400 | $24,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,676 | $24,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,748 | $24,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 27,300 | $24,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 491 | $24,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,522 | $24,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,078 | $24,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 800 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 304 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 400 | $24,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 1,600 | $24,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 622 | $23,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,000 | $23,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 245 | $23,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 402 | $23,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 500 | $23,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 372 | $23,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,262 | $23,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 213 | $23,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 777 | $23,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 394 | $23,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 418 | $23,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 500 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 1,000 | $23,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 11,372 | $23,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 225 | $23,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 29,614 | $23,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 429 | $23,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 10,619 | $23,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 4,300 | $23,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,000 | $23,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,480 | $23,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,910 | $23,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 258 | $23,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 23,800 | $23,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 5,000 | $23,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,615 | $23,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 26,000 | $23,000 | thousands by filing date | principal |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 7,321 | $23,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 3,100 | $23,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 3,500 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 535 | $23,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 775 | $23,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,655 | $23,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,270 | $23,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 686 | $23,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 26,000 | $23,000 | thousands by filing date | principal |
| CEB INC | 125134106 | COM | 357 | $23,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 15,806 | $23,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 9,802 | $23,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 777 | $22,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 800 | $22,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,207 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 918 | $22,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 339 | $22,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 478 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 755 | $22,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,301 | $22,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 440 | $22,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,000 | $22,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,004 | $22,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,605 | $22,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 437 | $22,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 4,011 | $22,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 400 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 432 | $22,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,500 | $22,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,936 | $22,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,543 | $22,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 987 | $22,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 5,169 | $22,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,151 | $22,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,185 | $22,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 1,977 | $22,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 10,109 | $22,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 3,767 | $22,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,400 | $22,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 589 | $22,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 173 | $22,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 23,000 | $22,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 1,400 | $21,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 346 | $21,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 350 | $21,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,141 | $21,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 5,167 | $21,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,100 | $21,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,500 | $21,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,225 | $21,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,301 | $21,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 330 | $21,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 733 | $21,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 372 | $21,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 601 | $21,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,866 | $21,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 605 | $21,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,889 | $21,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 8,823 | $21,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $21,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,375 | $21,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,200 | $21,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,496 | $21,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 488 | $21,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,004 | $21,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 25,000 | $21,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,000 | $21,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 660 | $21,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 821 | $20,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 868 | $20,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,791 | $20,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 744 | $20,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 600 | $20,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 404 | $20,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 126 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 500 | $20,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 379 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 521 | $20,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 528 | $20,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,130 | $20,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 160 | $20,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 815 | $20,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 305 | $20,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,503 | $20,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,386 | $20,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 495 | $20,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,750 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 450 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 500 | $20,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 564 | $20,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 807 | $20,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 800 | $20,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 600 | $20,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 6,100 | $20,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 8,804 | $20,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,022 | $20,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 600 | $20,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 343 | $20,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,104 | $20,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 76,057 | $20,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,363 | $20,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 11,385 | $20,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 20,000 | $20,000 | thousands by filing date | principal |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 150 | $20,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,270 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 500 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 768 | $20,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 900 | $19,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,382 | $19,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 256 | $19,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 254 | $19,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 216 | $19,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 287 | $19,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 390 | $19,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 600 | $19,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 644 | $19,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 26,000 | $19,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 500 | $19,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 447 | $19,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,214 | $19,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 576 | $19,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,500 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,374 | $19,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 416 | $19,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,200 | $19,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,000 | $19,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,000 | $19,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 5,000 | $19,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 535 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 627 | $19,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,600 | $19,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 7,300 | $19,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 19,000 | $19,000 | thousands by filing date | principal |
| CORECIVIC INC | 22025Y407 | COM | 600 | $19,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,300 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 16,717 | $19,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 800 | $19,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 750 | $19,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $19,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,100 | $19,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 700 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 800 | $19,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 5,500 | $19,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 3,300 | $19,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,200 | $18,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,900 | $18,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 500 | $18,000 | thousands by filing date | call |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 850 | $18,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 831 | $18,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 500 | $18,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,126 | $18,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 715 | $18,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 500 | $18,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 650 | $18,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,548 | $18,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,900 | $18,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,225 | $18,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,070 | $18,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,400 | $18,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,500 | $18,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,300 | $18,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 334 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 413 | $18,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 500 | $18,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 644 | $18,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 132 | $18,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,200 | $18,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 6,300 | $18,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 3,595 | $18,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 597 | $18,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 400 | $18,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 4,766 | $18,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 647 | $18,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 4,600 | $18,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 24,140 | $18,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 1,217 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 366 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,100 | $18,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 700 | $18,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,710 | $18,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 3,740 | $18,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,250 | $18,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,744 | $18,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 600 | $18,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 406 | $17,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 800 | $17,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 700 | $17,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 510 | $17,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,280 | $17,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 321 | $17,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 272 | $17,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 341 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 534 | $17,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,300 | $17,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,269 | $17,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,262 | $17,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $17,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,024 | $17,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,172 | $17,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 390 | $17,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 18,000 | $17,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 587 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 250 | $17,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 500 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 511 | $17,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 501 | $17,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $17,000 | thousands by filing date | principal |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,239 | $17,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,884 | $17,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,665 | $17,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 465 | $17,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,000 | $17,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,774 | $17,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 766 | $17,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,400 | $17,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,156 | $17,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,985 | $17,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 9,000 | $17,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 486 | $17,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 2,920 | $17,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 300 | $17,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 800 | $17,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 810 | $17,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,355 | $17,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 7,941 | $17,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,200 | $17,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 2,083 | $17,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 18,000 | $17,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,797 | $17,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 3,700 | $17,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 400 | $16,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,344 | $16,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,000 | $16,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 7,000 | $16,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,198 | $16,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 200 | $16,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,350 | $16,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,850 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 301 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 500 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 374 | $16,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 155 | $16,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 423 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 1,116 | $16,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,831 | $16,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,799 | $16,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,000 | $16,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 502 | $16,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,000 | $16,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 520 | $16,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,043 | $16,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,074 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 31,000 | $16,000 | thousands by filing date | principal |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 656 | $16,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 864 | $16,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 500 | $16,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 527 | $16,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,021 | $16,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,577 | $16,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,400 | $16,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 5,000 | $16,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 20,265 | $16,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,900 | $16,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,073 | $16,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 874 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 500 | $16,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,045 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 1,000 | $16,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 472 | $16,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,879 | $16,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 1,010 | $16,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 2,289 | $16,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 600 | $15,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 163 | $15,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 513 | $15,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 200 | $15,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,700 | $15,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 446 | $15,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,719 | $15,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 2,500 | $15,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 447 | $15,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 280 | $15,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,184 | $15,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 760 | $15,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 791 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 564 | $15,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,400 | $15,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 500 | $15,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 340 | $15,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,521 | $15,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 900 | $15,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 36,200 | $15,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 494 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 237 | $15,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 576 | $15,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,300 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 199 | $15,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 775 | $15,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,300 | $15,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 800 | $15,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 300 | $15,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 396 | $15,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $15,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,106 | $15,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,659 | $15,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 800 | $15,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 681 | $15,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 9,243 | $15,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,600 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 600 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 600 | $15,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $15,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,500 | $15,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 15,000 | $15,000 | thousands by filing date | principal |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 15,000 | $15,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 1,000 | $15,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 5,000 | $15,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 586 | $15,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 2,000 | $15,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,625 | $15,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 2,371 | $15,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 26,000 | $15,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 500 | $14,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 1,000 | $14,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,818 | $14,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 966 | $14,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 301 | $14,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 611 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-008021 | this filing | 2016-04-08 | acceptance time not in the bulk data set |