13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-08, with 4,520 holding rows worth $12,826,272,000.
- Accession
- 0001580642-16-008021
- Filer
- CIK 1540235
- Filed
- 2016-04-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,717 entries on the cover page, a total value of $12,826,272,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,826,272,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 536 | $14,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 291 | $14,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 12 | $14,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 401 | $14,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,385 | $14,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 444 | $14,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 300 | $14,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 708 | $14,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,100 | $14,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,002 | $14,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,500 | $14,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 500 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $14,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,262 | $14,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 601 | $14,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,000 | $14,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 6,300 | $14,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 431 | $14,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,700 | $14,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 20,000 | $14,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 13,000 | $14,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 385 | $14,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,382 | $14,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,000 | $14,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 5,235 | $14,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 6,150 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 310 | $14,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,000 | $14,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,000 | $14,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 1,650 | $14,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 430 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 568 | $14,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,800 | $13,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 1,500 | $13,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 282 | $13,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 130 | $13,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 400 | $13,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 800 | $13,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 566 | $13,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 300 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 450 | $13,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 500 | $13,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 862 | $13,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 1,425 | $13,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 836 | $13,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 968 | $13,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,350 | $13,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 575 | $13,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,000 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 200 | $13,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 918 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 655 | $13,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 573 | $13,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 600 | $13,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,400 | $13,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $13,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,177 | $13,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 560 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 231 | $13,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,720 | $13,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 586 | $13,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,275 | $13,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 392 | $13,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 360 | $13,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 816 | $13,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 450 | $13,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 717 | $13,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 947 | $13,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,000 | $13,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871106 | COM | 3,306 | $13,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,000 | $13,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,800 | $13,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 3,000 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 550 | $13,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 607 | $13,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 3,000 | $13,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 400 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 670 | $13,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,500 | $13,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 2,500 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 394 | $13,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 250 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 500 | $13,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 2,050 | $13,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 910 | $13,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 10,000 | $13,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F202 | COM | 1,293 | $13,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,200 | $12,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 227 | $12,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 437 | $12,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 405 | $12,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 473 | $12,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 232 | $12,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 700 | $12,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 925 | $12,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 3,000 | $12,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,265 | $12,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 672 | $12,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 500 | $12,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 643 | $12,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,400 | $12,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,800 | $12,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 402 | $12,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 800 | $12,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 609 | $12,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,080 | $12,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 300 | $12,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 375 | $12,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 500 | $12,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,000 | $12,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,695 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 200 | $12,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 955 | $12,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 500 | $12,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 2,502 | $12,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 600 | $12,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 340 | $12,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 10,000 | $12,000 | thousands by filing date | principal |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 412 | $12,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,000 | $12,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 600 | $12,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,934 | $12,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 600 | $12,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 15,800 | $12,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 15,405 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 268 | $12,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 8,355 | $12,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 800 | $12,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,000 | $12,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 1,000 | $12,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 5,000 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 353 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 900 | $12,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 11,000 | $12,000 | thousands by filing date | principal |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 869 | $12,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 501 | $12,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,480 | $12,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,137 | $12,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 445 | $12,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 220 | $12,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 1,125 | $12,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 11,000 | $12,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 145,000 | $11,000 | thousands by filing date | call |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 86 | $11,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 226 | $11,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,740 | $11,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 201 | $11,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 882 | $11,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,000 | $11,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 216 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 468 | $11,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,000 | $11,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 875 | $11,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 332 | $11,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 480 | $11,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 650 | $11,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 300 | $11,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 400 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 683 | $11,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 342 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,024 | $11,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 200 | $11,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 556 | $11,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 539 | $11,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,000 | $11,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 980 | $11,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,000 | $11,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 107 | $11,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 500 | $11,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 975 | $11,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 606 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 330 | $11,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,069 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 160 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 650 | $11,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 200 | $11,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 600 | $11,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 4,500 | $11,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,900 | $11,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $11,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 3,200 | $11,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 481 | $11,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 4,000 | $11,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 1,800 | $11,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 243 | $11,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 9,000 | $11,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 6,468 | $11,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 800 | $11,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $11,000 | thousands by filing date | principal |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 50,000 | $11,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 7,000 | $11,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 185 | $11,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 727 | $11,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 127 | $11,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 20,000 | $11,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,312 | $11,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,019 | $11,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 5,000 | $11,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 200 | $11,000 | thousands by filing date | |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 13,045 | $11,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 2,022 | $11,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 200 | $10,000 | thousands by filing date | call |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 200 | $10,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,100 | $10,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 5,000 | $10,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 196 | $10,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 142 | $10,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 200 | $10,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 20,000 | $10,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,823 | $10,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,475 | $10,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 373 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 500 | $10,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 440 | $10,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 301 | $10,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 649 | $10,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,090 | $10,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,300 | $10,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 500 | $10,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 702 | $10,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 400 | $10,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 5,313 | $10,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,362 | $10,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 870 | $10,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 206 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 355 | $10,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 300 | $10,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 735 | $10,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $10,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,320 | $10,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,241 | $10,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 220 | $10,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 4,620 | $10,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 2,000 | $10,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,000 | $10,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,025 | $10,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 6,000 | $10,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 94 | $10,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 750 | $10,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 5,000 | $10,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,275 | $10,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 360 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 9,000 | $10,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 1,031 | $10,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,334 | $10,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 390 | $10,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 290 | $10,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 11,000 | $10,000 | thousands by filing date | principal |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 500 | $10,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 4,089 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 300 | $10,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,200 | $10,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,000 | $10,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 364 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 300 | $10,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 2,000 | $10,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 491 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 160 | $10,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 411 | $10,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 4,138 | $10,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 541 | $9,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,100 | $9,000 | thousands by filing date | put |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 290 | $9,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 400 | $9,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 50 | $9,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 180 | $9,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 450 | $9,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 56 | $9,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,000 | $9,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 420 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 150 | $9,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 341 | $9,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 272 | $9,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,724 | $9,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 129 | $9,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 135 | $9,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 400 | $9,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 200 | $9,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 125 | $9,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 116 | $9,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 350 | $9,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,250 | $9,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 400 | $9,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 18,500 | $9,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 400 | $9,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 15,812 | $9,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 835 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 300 | $9,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 500 | $9,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 500 | $9,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,699 | $9,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 400 | $9,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 165 | $9,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 900 | $9,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 571 | $9,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 250 | $9,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 500 | $9,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 350 | $9,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $9,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 900 | $9,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 609 | $9,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 12,000 | $9,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 10,000 | $9,000 | thousands by filing date | principal |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 1,820 | $9,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 215 | $9,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 237 | $8,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,500 | $8,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,000 | $8,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 118 | $8,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 600 | $8,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 665 | $8,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 400 | $8,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 425 | $8,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 260 | $8,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,000 | $8,000 | thousands by filing date | call |
| CONMED CORP COM | 207410101 | Stock | 200 | $8,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 600 | $8,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 200 | $8,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 300 | $8,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 100 | $8,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 225 | $8,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,039 | $8,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 437 | $8,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,000 | $8,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 840 | $8,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 887 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 800 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 115 | $8,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 150 | $8,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 168 | $8,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 503 | $8,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 200 | $8,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 120 | $8,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 207 | $8,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 700 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $8,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 275 | $8,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 583 | $8,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 900 | $8,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 500 | $8,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 559 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 925 | $8,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 382 | $8,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,500 | $8,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 224 | $8,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $8,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 648 | $8,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 153 | $8,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 6,000 | $8,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000 | $8,000 | thousands by filing date | principal |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 2,000 | $8,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 5,000 | $8,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $8,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 250 | $8,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,200 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 176 | $8,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 14,000 | $8,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,235 | $8,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,000 | $8,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 546 | $8,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,000 | $8,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,600 | $8,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 837 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 808 | $8,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 4,419 | $8,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 1,500 | $8,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 3,000 | $8,000 | thousands by filing date | principal |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 13,846 | $8,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,100 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 316 | $8,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 13,000 | $8,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 3,000 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 339 | $8,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 482 | $8,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 1,500 | $8,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,000 | $7,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 200 | $7,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 250 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,300 | $7,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 200 | $7,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 380 | $7,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 250 | $7,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 400 | $7,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 131 | $7,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 137 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 238 | $7,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 46 | $7,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 16 | $7,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $7,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 782 | $7,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 400 | $7,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 317 | $7,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 485 | $7,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 260 | $7,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 300 | $7,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 450 | $7,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 242 | $7,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,500 | $7,000 | thousands by filing date | put |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 569 | $7,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 420 | $7,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 588 | $7,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 700 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 375 | $7,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 375 | $7,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $7,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 379 | $7,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 223 | $7,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 128 | $7,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 340 | $7,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 400 | $7,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 295 | $7,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 852 | $7,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 200 | $7,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 300 | $7,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,500 | $7,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 166 | $7,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 533 | $7,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 250 | $7,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 300 | $7,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 121 | $7,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 564 | $7,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 14,971 | $7,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 6,000 | $7,000 | thousands by filing date | principal |
| Cynosure, Inc. | 232577205 | COM | 150 | $7,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,300 | $7,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 255 | $7,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 550 | $7,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 280 | $7,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 500 | $7,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 262 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,292 | $7,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 378 | $7,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 1,063 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 325 | $7,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 732 | $7,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 400 | $7,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 100 | $7,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 300 | $7,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 8,820 | $7,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 1,206 | $7,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 8,000 | $7,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 7,000 | $7,000 | thousands by filing date | principal |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $7,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 471 | $7,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 1,000 | $7,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 10,000 | $7,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 2,000 | $7,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 2,000 | $7,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1,197 | $7,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 400 | $7,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 7,000 | $7,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 7,000 | $7,000 | thousands by filing date | principal |
| UBS AG LONDON BRH | 90270L859 | ETRAC MP2X LEV | 400 | $7,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 2,434 | $7,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 272 | $7,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 6,400 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 728 | $7,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 13,165 | $7,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,450 | $6,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,000 | $6,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 100 | $6,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 120 | $6,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 100 | $6,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $6,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 12 | $6,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 450 | $6,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 600 | $6,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 500 | $6,000 | thousands by filing date | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 97 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 257 | $6,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,600 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 167 | $6,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 355 | $6,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 300 | $6,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 624 | $6,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 300 | $6,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 200 | $6,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 200 | $6,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 293 | $6,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 366 | $6,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 215 | $6,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 400 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 400 | $6,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 500 | $6,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 500 | $6,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,000 | $6,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,200 | $6,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 90 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-008021 | this filing | 2016-04-08 | acceptance time not in the bulk data set |