13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-08, with 4,520 holding rows worth $12,826,272,000.
- Accession
- 0001580642-16-008021
- Filer
- CIK 1540235
- Filed
- 2016-04-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,717 entries on the cover page, a total value of $12,826,272,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,826,272,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,400 | $6,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,039 | $6,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 236 | $6,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $6,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,500 | $6,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 2,265 | $6,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 353 | $6,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,500 | $6,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 920 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $6,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 2,573 | $6,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 149 | $6,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,300 | $6,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 150 | $6,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 429 | $6,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 900 | $6,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 200 | $6,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 357 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 200 | $6,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,500 | $6,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,000 | $6,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 425 | $6,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,700 | $6,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 31 | $6,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 16,805 | $6,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,000 | $6,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 350 | $6,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 180 | $6,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 398 | $6,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,557 | $6,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 145 | $6,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 122 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 413 | $6,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 1,244 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,288 | $6,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,000 | $6,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $6,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,000 | $6,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 153 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 375 | $6,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 3,100 | $6,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 4,261 | $6,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 633 | $6,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 300 | $6,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 5,250 | $6,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 411 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 7,000 | $6,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 6,000 | $6,000 | thousands by filing date | principal |
| AMEDICA CORP COM PAR | 023435209 | Stock | 3,598 | $6,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 2,500 | $6,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 258 | $5,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,000 | $5,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 95 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 200 | $5,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 396 | $5,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 400 | $5,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 143 | $5,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 200 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 546 | $5,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 300 | $5,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 100 | $5,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 120 | $5,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 350 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 104 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 220 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 120 | $5,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 496 | $5,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 175 | $5,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 400 | $5,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 500 | $5,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 153 | $5,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $5,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 500 | $5,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 97 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 195 | $5,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 200 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 60 | $5,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 53 | $5,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 514 | $5,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $5,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 301 | $5,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 217 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 125 | $5,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 150 | $5,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 2,000 | $5,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 572 | $5,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 219 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 600 | $5,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 216 | $5,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 5,100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 105 | $5,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 200 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 265 | $5,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 200 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 66 | $5,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,170 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 120 | $5,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 11,320 | $5,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 700 | $5,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 2,000 | $5,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 400 | $5,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 733 | $5,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 600 | $5,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 100 | $5,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 131 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 6,000 | $5,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,040 | $5,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 2,500 | $5,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 2,000 | $5,000 | thousands by filing date | principal |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,200 | $5,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,000 | $5,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $5,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 500 | $5,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 675 | $5,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,000 | $5,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 700 | $5,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 22,000 | $5,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 43 | $5,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 1,147 | $5,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 350 | $5,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 12,200 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,000 | $5,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 5,010 | $5,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 200 | $5,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $5,000 | thousands by filing date | principal |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 5,000 | $5,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 500 | $5,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 180 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 143 | $5,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 300 | $5,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 436 | $5,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 1,000 | $5,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,000 | $5,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 680 | $5,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,007 | $5,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 5,014 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 200 | $5,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 2,187 | $5,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 200 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 200 | $5,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 420 | $5,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 5 | $5,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 7,000 | $5,000 | thousands by filing date | principal |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 2,734 | $5,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 6,000 | $5,000 | thousands by filing date | principal |
| Deutsche Global High Income | 25158V108 | 0 | 601 | $5,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 2,000 | $5,000 | thousands by filing date | |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 5,400 | $5,000 | thousands by filing date | principal |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 300 | $5,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 500 | $5,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 200 | $5,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 500 | $4,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 4,000 | $4,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 75 | $4,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500 | $4,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 109 | $4,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 171 | $4,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 100 | $4,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,000 | $4,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 400 | $4,000 | thousands by filing date | call |
| APTARGROUP INC COM | 038336103 | Stock | 54 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $4,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 200 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 200 | $4,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 300 | $4,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 400 | $4,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 160 | $4,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 70 | $4,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 58 | $4,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 100 | $4,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 118 | $4,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 88 | $4,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 200 | $4,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 200 | $4,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 159 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 50 | $4,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 121 | $4,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 912 | $4,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 129 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 76 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 140 | $4,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 389 | $4,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 33 | $4,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 375 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 38 | $4,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 537 | $4,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 800 | $4,000 | thousands by filing date | call |
| AMERISAFE INC | 03071H100 | COM | 80 | $4,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 866 | $4,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 122 | $4,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 111 | $4,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 65 | $4,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 320 | $4,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 136 | $4,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 73 | $4,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 100 | $4,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 50 | $4,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 425 | $4,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 100 | $4,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 786 | $4,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $4,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 350 | $4,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,000 | $4,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 700 | $4,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,000 | $4,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 387 | $4,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 305 | $4,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 35 | $4,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 173 | $4,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 280 | $4,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 385 | $4,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 203 | $4,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 196 | $4,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 384 | $4,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 77 | $4,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 48 | $4,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 501 | $4,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 500 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 400 | $4,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 5,311 | $4,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 450 | $4,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 90 | $4,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 500 | $4,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 217 | $4,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 134 | $4,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,100 | $4,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 800 | $4,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $4,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 92 | $4,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,000 | $4,000 | thousands by filing date | principal |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 700 | $4,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 800 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $4,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,000 | $4,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 317 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,900 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 438 | $4,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 400 | $4,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 290 | $4,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 603 | $4,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 635 | $4,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,000 | $4,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 7,500 | $4,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $4,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 450 | $4,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 500 | $4,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 4,000 | $4,000 | thousands by filing date | principal |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 450 | $4,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 334 | $4,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 100 | $4,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 200 | $4,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 117 | $4,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 500 | $4,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 300 | $4,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 150 | $4,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 226 | $4,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 370 | $4,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 1,700 | $4,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 3,633 | $4,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 984 | $4,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000 | $4,000 | thousands by filing date | principal |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 200 | $4,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 300 | $4,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 200 | $4,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 200 | $3,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 79 | $3,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 30 | $3,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 27 | $3,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 135 | $3,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 300 | $3,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 500 | $3,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 205 | $3,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 100 | $3,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 500 | $3,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,000 | $3,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 400 | $3,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 75 | $3,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 49 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 50 | $3,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 400 | $3,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 218 | $3,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 102 | $3,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 200 | $3,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 500 | $3,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 22 | $3,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 300 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 80 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 172 | $3,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 300 | $3,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 82 | $3,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 200 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 200 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 42 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 200 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 49 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 217 | $3,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $3,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 202 | $3,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 100 | $3,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 200 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 900 | $3,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 132 | $3,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 213 | $3,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 850 | $3,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $3,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 650 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 150 | $3,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 600 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 250 | $3,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $3,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 66 | $3,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 200 | $3,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 100 | $3,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 200 | $3,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 600 | $3,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 2,000 | $3,000 | thousands by filing date | principal |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 120,000 | $3,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 560 | $3,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 100 | $3,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 300 | $3,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 64 | $3,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 100 | $3,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 202 | $3,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,000 | $3,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 100 | $3,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 92 | $3,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,000 | $3,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 380 | $3,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 270 | $3,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,000 | $3,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 2,083 | $3,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 6,700 | $3,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 500 | $3,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 200 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $3,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 97 | $3,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,000 | $3,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 100 | $3,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,000 | $3,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $3,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,875 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 120 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| LMI AEROSPACE INC | 502079106 | COM | 400 | $3,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 300 | $3,000 | thousands by filing date | |
| PUREFUNDS ISE JUNIOR SILV | 30304R308 | COM | 331 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,000 | $3,000 | thousands by filing date | call |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,353 | $3,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,000 | $3,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 200 | $3,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 1,200 | $3,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 3,000 | $3,000 | thousands by filing date | principal |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 175 | $3,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 750 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 200 | $3,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 3,000 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 481 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 76 | $3,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 100 | $3,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 250 | $3,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 1,000 | $3,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 62 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| MOBILEIRON INC | 60739U204 | COM NEW | 600 | $3,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 134 | $3,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,000 | $3,000 | thousands by filing date | principal |
| LA QUINTA HLDGS INC | 50420D108 | COM | 200 | $3,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 567 | $3,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 5,000 | $3,000 | thousands by filing date | principal |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 100 | $3,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 300 | $3,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 200 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 100 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 2,000 | $3,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,670 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 3,000 | $3,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 3,000 | $3,000 | thousands by filing date | principal |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 200 | $3,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,000 | $3,000 | thousands by filing date | principal |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 6,005 | $3,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 650 | $3,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 53 | $3,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 300 | $3,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 200 | $3,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 2,055 | $3,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 200 | $3,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 262 | $3,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 400 | $2,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 8,000 | $2,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 700 | $2,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 500 | $2,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,000 | $2,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $2,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 2,300 | $2,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 600 | $2,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 100 | $2,000 | thousands by filing date | call |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 28 | $2,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 200 | $2,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 1,100 | $2,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,000 | $2,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,500 | $2,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $2,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 500 | $2,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 49 | $2,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| REGENCY CTRS CORP COM | 758849103 | REIT | 28 | $2,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25 | $2,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 314 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 53 | $2,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 37 | $2,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 16 | $2,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $2,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 120 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 81 | $2,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 32 | $2,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 50 | $2,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 300 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 29 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 69 | $2,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,070 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 214 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 233 | $2,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 53 | $2,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 100 | $2,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 35 | $2,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 100 | $2,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 25 | $2,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 21 | $2,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 200 | $2,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 100 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,000 | $2,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 205 | $2,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 400 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 142 | $2,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $2,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 132 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $2,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 232 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 165 | $2,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 310 | $2,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 200 | $2,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 400 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 100 | $2,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 150 | $2,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 200 | $2,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 100 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,000 | $2,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 50 | $2,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 132 | $2,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 120 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $2,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 55 | $2,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 200 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 10,000 | $2,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 650 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,300 | $2,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,700 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-008021 | this filing | 2016-04-08 | acceptance time not in the bulk data set |