13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-08, with 4,520 holding rows worth $12,826,272,000.
- Accession
- 0001580642-16-008021
- Filer
- CIK 1540235
- Filed
- 2016-04-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,717 entries on the cover page, a total value of $12,826,272,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,826,272,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PVH CORPORATION COM | 693656100 | Stock | 571 | $57,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,384 | $57,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,323 | $57,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 6,700 | $57,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,871 | $57,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 880 | $57,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,615 | $57,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,892 | $57,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,640 | $57,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 59,300 | $57,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 774 | $56,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 700 | $56,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,500 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,170 | $56,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 360 | $56,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 2,477 | $56,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 5,155 | $56,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,452 | $56,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,770 | $56,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 811 | $56,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 4,961 | $56,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,629 | $56,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 3,807 | $56,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 11,500 | $56,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 908 | $55,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 2,864 | $55,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,167 | $55,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,316 | $55,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,448 | $55,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,651 | $55,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,440 | $55,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 4,000 | $55,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 602 | $55,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 832 | $55,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 4,200 | $55,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 15,425 | $55,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,000 | $55,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,551 | $54,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 821 | $54,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,975 | $54,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 5,350 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2,000 | $54,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,096 | $54,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,600 | $54,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,116 | $54,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 6,140 | $54,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,038 | $54,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,068 | $54,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,910 | $54,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,405 | $54,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,577 | $53,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,030 | $53,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,085 | $53,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 994 | $53,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,024 | $53,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,983 | $53,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,592 | $53,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,047 | $53,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 2,588 | $53,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 16,950 | $53,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 7,500 | $53,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 3,269 | $53,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,600 | $53,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 4,883 | $53,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 695 | $52,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 787 | $52,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,285 | $52,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 286 | $52,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 800 | $52,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 151 | $52,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,072 | $52,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,724 | $52,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,041 | $52,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,762 | $52,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 3,000 | $52,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,300 | $52,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,883 | $52,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,903 | $52,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,605 | $52,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,571 | $52,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,993 | $52,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 3,450 | $52,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 2,600 | $52,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 2,000 | $52,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 30,550 | $52,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,410 | $52,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 2,120 | $52,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,000 | $51,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,933 | $51,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,819 | $51,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 801 | $51,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,090 | $51,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 704 | $51,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 3,000 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,390 | $51,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 4,000 | $51,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 1,838 | $51,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 2,000 | $51,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,900 | $51,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,350 | $51,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 700 | $51,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,063 | $51,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 15,000 | $51,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 490 | $50,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 390 | $50,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,800 | $50,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 6,378 | $50,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,594 | $50,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,116 | $50,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,900 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,272 | $50,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,200 | $50,000 | thousands by filing date | put |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 2,617 | $50,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,618 | $50,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 4,800 | $50,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 6,041 | $50,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 7,900 | $50,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 4,500 | $50,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 700 | $50,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 1,309 | $50,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 897 | $49,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 8,278 | $49,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 3,564 | $49,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 800 | $49,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 728 | $49,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 6,835 | $49,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 4,507 | $49,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,500 | $49,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 3,997 | $49,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 91,741 | $49,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,300 | $48,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 716 | $48,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,548 | $48,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 507 | $48,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,577 | $48,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,664 | $48,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,181 | $48,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,122 | $48,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 21,731 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 949 | $48,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $47,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,964 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 3,333 | $47,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,100 | $47,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,928 | $47,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,500 | $47,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,503 | $47,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,185 | $47,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,000 | $47,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,424 | $47,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,341 | $47,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 2,832 | $47,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,500 | $46,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,699 | $46,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,112 | $46,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,111 | $46,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 7,911 | $46,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 584 | $46,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 5,368 | $46,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 6,000 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 3,036 | $46,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,311 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,003 | $46,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 5,659 | $46,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,500 | $46,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 30,325 | $46,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,504 | $46,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,000 | $46,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,598 | $46,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $46,000 | thousands by filing date | principal |
| TELEFLEX INCORPORATED | 879369106 | COM | 288 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 400 | $45,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 4,686 | $45,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 18,170 | $45,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,685 | $45,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,072 | $45,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 4,547 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 1,500 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $45,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,000 | $45,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,076 | $45,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 7,995 | $45,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 8,000 | $45,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 9,700 | $45,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 1,759 | $45,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,309 | $44,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 520 | $44,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,150 | $44,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,300 | $44,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 907 | $44,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,900 | $44,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 3,512 | $44,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,000 | $44,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,351 | $44,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,300 | $44,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,038 | $44,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 5,000 | $44,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 675 | $44,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,500 | $44,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,717 | $44,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,441 | $44,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,973 | $44,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,719 | $43,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 400 | $43,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 800 | $43,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 18,900 | $43,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 3,375 | $43,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,673 | $43,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 2,090 | $43,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,459 | $43,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,342 | $43,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,890 | $43,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 4,797 | $43,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,422 | $43,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,231 | $42,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,035 | $42,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 700 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 382 | $42,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,200 | $42,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 7,084 | $42,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,134 | $42,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 432 | $42,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 1,000 | $42,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,300 | $42,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,774 | $42,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 7,774 | $42,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 57,000 | $42,000 | thousands by filing date | put |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 4,406 | $41,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 535 | $41,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,350 | $41,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 742 | $41,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,363 | $41,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 4,453 | $41,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,763 | $41,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,795 | $41,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,228 | $41,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,600 | $41,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 8,604 | $41,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,880 | $41,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 2,677 | $41,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 770 | $41,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 644 | $41,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,100 | $41,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 5,763 | $41,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,309 | $41,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $41,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,947 | $41,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 3,713 | $41,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,023 | $40,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 985 | $40,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 651 | $40,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 4,125 | $40,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,000 | $40,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 5,322 | $40,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,865 | $40,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,483 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,139 | $40,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 3,319 | $40,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,766 | $40,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 1,900 | $40,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 74,070 | $40,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,346 | $40,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 1,500 | $40,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 866 | $39,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,034 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 519 | $39,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,034 | $39,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 900 | $39,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 625 | $39,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,785 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,300 | $39,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 4,200 | $39,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 658 | $39,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,900 | $39,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 3,340 | $39,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 2,150 | $39,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 3,500 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,097 | $39,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 3,097 | $39,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 984 | $38,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 923 | $38,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,417 | $38,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 407 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 699 | $38,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,106 | $38,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,033 | $38,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,914 | $38,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,798 | $38,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,905 | $38,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 1,612 | $38,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 850 | $38,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 3,488 | $38,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,600 | $38,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 35,000 | $38,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 960 | $38,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 15,000 | $38,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,497 | $38,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 500 | $38,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 500 | $38,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,000 | $38,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 5,388 | $38,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,810 | $37,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 530 | $37,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 928 | $37,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,164 | $37,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 277 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,255 | $37,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,069 | $37,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,002 | $37,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,731 | $37,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 3,000 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,909 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,059 | $37,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,400 | $37,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 437 | $37,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 23,000 | $37,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,065 | $37,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 1,525 | $37,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,500 | $37,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 354 | $36,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 756 | $36,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 64,460 | $36,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 525 | $36,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,564 | $36,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,241 | $36,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 717 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,040 | $36,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,117 | $36,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,640 | $36,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,130 | $36,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $36,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,172 | $36,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,909 | $36,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 2,252 | $36,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 4,000 | $36,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,789 | $36,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 972 | $36,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 800 | $36,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $36,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,477 | $36,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 12,500 | $35,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,212 | $35,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 335 | $35,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 6,114 | $35,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,547 | $35,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 400 | $35,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,888 | $35,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 44 | $35,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 3,002 | $35,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 900 | $35,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 5,000 | $35,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,324 | $35,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 553 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,600 | $35,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,671 | $35,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 766 | $35,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 65,000 | $35,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 41,000 | $35,000 | thousands by filing date | principal |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,123 | $35,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 21,987 | $35,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 35,000 | $35,000 | thousands by filing date | principal |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 668 | $34,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 3,500 | $34,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 4,154 | $34,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 350 | $34,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 277 | $34,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,753 | $34,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,688 | $34,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,488 | $34,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 5,000 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,156 | $34,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,817 | $34,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 6,741 | $34,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,000 | $34,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 839 | $34,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 474 | $34,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 240 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 2,239 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 900 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,312 | $34,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,985 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 401 | $34,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 5,021 | $34,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 3,636 | $34,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 600 | $33,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 461 | $33,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 394 | $33,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 753 | $33,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 854 | $33,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,363 | $33,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,962 | $33,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,623 | $33,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,516 | $33,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,040 | $33,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 93,217 | $33,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 674 | $33,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 924 | $33,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 855 | $33,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 35,000 | $33,000 | thousands by filing date | principal |
| HATTERAS FINL CORP | 41902R103 | COM | 2,293 | $33,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 5,653 | $33,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 3,160 | $33,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 32,290 | $33,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 29,000 | $33,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 42,000 | $33,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 32,000 | $33,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 5,053 | $32,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 764 | $32,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 477 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,333 | $32,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,216 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,351 | $32,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,986 | $32,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,068 | $32,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,001 | $32,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,200 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1,714 | $32,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,000 | $32,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,249 | $32,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 3,320 | $32,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 31,153 | $32,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 35,000 | $32,000 | thousands by filing date | principal |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 609 | $31,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 701 | $31,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,067 | $31,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 17,000 | $31,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 2,022 | $31,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,840 | $31,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,200 | $31,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 832 | $31,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 159 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $31,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,908 | $31,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 4,295 | $31,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 770 | $31,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 6,347 | $31,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 550 | $31,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,672 | $31,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,687 | $31,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 742 | $31,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 15,241 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 471 | $31,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 23,100 | $31,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 255 | $31,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 826 | $31,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 12,712 | $31,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 7,723 | $31,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 31,000 | $31,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57061R247 | HIGH INCOME MLP | 7,648 | $31,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 693 | $30,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 465 | $30,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,400 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 174 | $30,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 956 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,310 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,141 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 2,026 | $30,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,748 | $30,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,121 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 603 | $30,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 669 | $30,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 756 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $30,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,106 | $30,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,500 | $30,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 737 | $30,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 78,818 | $30,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,000 | $30,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,300 | $30,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 846 | $30,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 25,380 | $30,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 10,500 | $30,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 23,000 | $30,000 | thousands by filing date | principal |
| CASCADE BANCORP | 147154207 | COM | 5,198 | $30,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 1,550 | $30,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 976 | $30,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,075 | $30,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 57,100 | $30,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 482 | $29,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,019 | $29,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 307 | $29,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,000 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,116 | $29,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 946 | $29,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 516 | $29,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,000 | $29,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 783 | $29,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,000 | $29,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,613 | $29,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,050 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 526 | $29,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,408 | $29,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,636 | $29,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 287 | $29,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 943 | $29,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,115 | $29,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 15,400 | $29,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 27,000 | $29,000 | thousands by filing date | principal |
| FEI CO | 30241L109 | COM | 330 | $29,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 30,000 | $29,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-008021 | this filing | 2016-04-08 | acceptance time not in the bulk data set |