13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-08, with 4,520 holding rows worth $12,826,272,000.
- Accession
- 0001580642-16-008021
- Filer
- CIK 1540235
- Filed
- 2016-04-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,717 entries on the cover page, a total value of $12,826,272,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,826,272,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDER SYS INC COM | 783549108 | Stock | 1,916 | $124,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 15,353 | $124,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 8,767 | $124,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 23,250 | $124,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,921 | $123,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 5,129 | $123,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,353 | $122,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 2,954 | $122,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 25,513 | $122,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 9,687 | $122,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 5,235 | $122,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 9,319 | $121,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 4,149 | $121,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,001 | $121,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 883 | $121,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 4,297 | $121,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 9,751 | $121,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 5,315 | $120,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 41,123 | $120,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 23,837 | $120,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 36,100 | $120,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,100 | $119,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,195 | $119,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 6,690 | $119,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 694 | $119,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 126,300 | $119,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,600 | $118,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 24,500 | $118,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 6,000 | $118,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,453 | $117,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 6,277 | $117,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,882 | $117,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,930 | $117,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 4,458 | $117,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 981 | $116,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 7,759 | $116,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,233 | $116,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,737 | $116,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 9,740 | $116,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,039 | $115,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,366 | $115,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,252 | $115,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,591 | $115,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,590 | $115,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 7,792 | $115,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 3,011 | $115,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,605 | $114,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 5,770 | $114,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,564 | $113,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 8,787 | $113,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,183 | $113,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 5,783 | $113,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 7,699 | $113,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 7,118 | $113,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 951 | $112,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 7,859 | $112,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,767 | $111,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,100 | $111,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 30,099 | $110,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,252 | $109,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 4,890 | $109,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,651 | $109,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 22,396 | $109,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 5,415 | $109,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 8,614 | $109,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 5,000 | $109,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,269 | $108,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,362 | $108,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 16,588 | $108,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 7,940 | $108,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,000 | $108,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,936 | $108,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,275 | $108,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 10,201 | $108,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 7,422 | $108,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 3,716 | $107,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,679 | $107,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,018 | $107,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 9,700 | $107,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 8,070 | $107,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 15,378 | $107,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,325 | $107,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 3,900 | $107,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 7,804 | $107,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,868 | $106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,477 | $106,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,671 | $106,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,958 | $106,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 19,444 | $106,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,660 | $106,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 2,892 | $106,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 21,205 | $106,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 547 | $105,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,200 | $105,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 6,306 | $105,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 3,250 | $105,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 4,442 | $105,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 87 | $105,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 2,038 | $105,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 3,593 | $105,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,802 | $105,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,797 | $104,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,550 | $104,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,085 | $104,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,081 | $104,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 652 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,847 | $104,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,100 | $104,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 6,469 | $104,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 6,000 | $104,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,877 | $103,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,574 | $103,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 4,451 | $103,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,407 | $103,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 7,904 | $103,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 16,619 | $103,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,780 | $103,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,271 | $102,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 7,473 | $102,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,703 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,732 | $102,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 6,297 | $102,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,917 | $102,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,881 | $102,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 6,551 | $102,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 2,806 | $102,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 1,579 | $102,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,535 | $102,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 7,482 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,530 | $101,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,160 | $101,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 8,174 | $101,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 62,922 | $101,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,189 | $100,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 2,981 | $100,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 6,324 | $100,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,274 | $100,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 6,979 | $100,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,000 | $99,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,908 | $99,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,297 | $99,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 11,112 | $99,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,090 | $99,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,386 | $99,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 5,863 | $99,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,195 | $98,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 6,462 | $98,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 6,952 | $98,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 3,490 | $98,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2,962 | $98,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,049 | $97,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,942 | $97,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 3,373 | $97,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2,154 | $97,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 7,276 | $97,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,153 | $97,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,143 | $97,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 7,059 | $97,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 5,692 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,265 | $96,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 7,125 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,300 | $96,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 4,413 | $96,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 25,683 | $96,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 6,331 | $96,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 4,629 | $96,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,646 | $95,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 12,358 | $95,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 1,272 | $95,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 6,476 | $95,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,006 | $94,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,555 | $94,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 34,417 | $94,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 5,507 | $94,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K364 | DAILY NAT GAS 3X | 4,705 | $94,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,153 | $93,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 18,000 | $93,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,842 | $93,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 1,043 | $93,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 28,300 | $93,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 5,133 | $93,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 5,760 | $92,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,154 | $92,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,099 | $92,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 5,204 | $92,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 3,000 | $92,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 9,336 | $92,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 3,500 | $92,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 50,200 | $92,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 39,000 | $92,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,061 | $91,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,000 | $91,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 2,195 | $91,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,462 | $91,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 3,700 | $91,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,170 | $91,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,100 | $91,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 6,169 | $91,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 1,355 | $90,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,600 | $90,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 17,884 | $90,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,311 | $90,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 8,396 | $90,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,691 | $90,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 329,801 | $90,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 8,276 | $89,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,600 | $89,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 4,332 | $89,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 3,474 | $89,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 4,015 | $89,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,446 | $88,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,081 | $88,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,355 | $88,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,516 | $88,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,327 | $87,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 3,406 | $87,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 3,069 | $87,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 3,136 | $87,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,189 | $86,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 2,048 | $86,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,867 | $86,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 7,941 | $86,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,600 | $85,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,500 | $85,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 7,936 | $85,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,629 | $85,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,307 | $85,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 3,802 | $85,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,465 | $85,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,800 | $85,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 689 | $84,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,508 | $84,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 7,053 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 957 | $84,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,677 | $84,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 10,043 | $84,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,552 | $84,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 5,500 | $84,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 1,751 | $84,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,477 | $83,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,000 | $83,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 8,270 | $83,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,651 | $83,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 50,000 | $83,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 12,395 | $83,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,000 | $83,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 400 | $82,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 3,011 | $82,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,891 | $82,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 5,781 | $82,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,500 | $82,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 4,817 | $82,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 994 | $82,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,398 | $82,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,085 | $81,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 1,475 | $81,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 4,405 | $81,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 7,547 | $81,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,332 | $81,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,000 | $81,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 6,642 | $81,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,130 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,424 | $81,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 26,533 | $81,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 891 | $80,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 7,088 | $80,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 3,500 | $80,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 5,181 | $80,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 8,000 | $80,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,398 | $80,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 8,948 | $80,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 40,640 | $80,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,824 | $80,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 30,000 | $80,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 809 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 2,392 | $79,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,103 | $79,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,375 | $79,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 8,036 | $79,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,524 | $79,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 3,781 | $79,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 2,035 | $78,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,300 | $78,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 5,554 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 947 | $78,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 21,630 | $78,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 4,884 | $78,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 2,106 | $78,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,020 | $77,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,600 | $77,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 2,057 | $77,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,585 | $77,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,448 | $77,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,050 | $77,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 2,340 | $77,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 911 | $77,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 4,748 | $77,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 13,945 | $77,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,055 | $77,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,091 | $77,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 900 | $76,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,982 | $76,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,873 | $76,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 3,379 | $76,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,203 | $76,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 808 | $76,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,148 | $75,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,600 | $75,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 3,100 | $75,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 4,055 | $75,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,261 | $75,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 810 | $75,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,250 | $75,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 986 | $75,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 1,950 | $75,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,575 | $74,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,140 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,331 | $74,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,719 | $74,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 1,039 | $74,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 8,317 | $74,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 8,808 | $74,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 19,145 | $74,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 4,802 | $74,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,028 | $73,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,292 | $73,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 5,621 | $73,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 4,600 | $73,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 7,300 | $73,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 2,962 | $73,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,900 | $73,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 56,340 | $73,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 8,302 | $72,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,854 | $72,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,066 | $72,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,260 | $72,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 20,000 | $72,000 | thousands by filing date | put |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,527 | $72,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 3,440 | $72,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 7,200 | $72,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 3,500 | $72,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 2,106 | $72,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 4,578 | $72,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 4,499 | $72,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 1,348 | $72,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 708 | $71,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,415 | $71,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,084 | $71,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,026 | $71,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,557 | $71,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,400 | $71,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,318 | $71,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 4,259 | $71,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,802 | $71,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 4,518 | $71,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 32,091 | $71,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 15,000 | $71,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 595 | $70,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 935 | $70,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,209 | $70,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 816 | $70,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 600 | $70,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,371 | $70,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,638 | $70,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 3,910 | $70,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,647 | $70,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 4,965 | $70,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 125,588 | $70,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 3,299 | $70,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 16,000 | $70,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 889 | $69,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 209 | $69,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,708 | $69,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,278 | $69,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 763 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,200 | $69,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,939 | $69,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,875 | $69,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,213 | $69,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 767 | $69,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 1,708 | $69,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,792 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 7,132 | $69,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 4,104 | $68,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,145 | $68,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,300 | $68,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,552 | $68,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,068 | $68,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,156 | $68,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,652 | $68,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 12,088 | $68,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5,259 | $67,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,957 | $67,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,500 | $67,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 9,852 | $67,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,000 | $67,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $67,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 3,237 | $67,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,225 | $67,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,100 | $67,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 5,236 | $67,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,411 | $67,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,046 | $66,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 4,839 | $66,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 53,283 | $66,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,340 | $66,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 33,790 | $66,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,298 | $66,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 9,260 | $66,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,069 | $65,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 2,787 | $65,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 3,500 | $65,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,132 | $65,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,158 | $65,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 4,369 | $65,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 54,000 | $65,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 2,000 | $64,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 605 | $64,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 9,704 | $64,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 7,622 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 891 | $64,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,100 | $64,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,739 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,200 | $64,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2,025 | $64,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,310 | $64,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 14,752 | $64,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 777 | $63,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 985 | $63,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 5,535 | $63,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,235 | $63,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,512 | $63,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,000 | $63,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 12,260 | $63,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 968 | $63,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,000 | $62,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 642 | $62,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 560 | $62,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,028 | $62,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,195 | $62,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,240 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,202 | $62,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 65,000 | $62,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 50,000 | $62,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 953 | $62,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 3,750 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,677 | $62,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 12,400 | $62,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 541 | $62,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 610 | $61,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 5,862 | $61,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 8,200 | $61,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 2,346 | $61,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,437 | $61,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,236 | $61,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,500 | $61,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 6,719 | $61,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,595 | $61,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 4,940 | $61,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 3,004 | $61,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 4,573 | $61,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,551 | $61,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 3,326 | $60,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 5,425 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,900 | $60,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,306 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1,330 | $60,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,800 | $59,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 1,333 | $59,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,068 | $59,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,233 | $59,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 8,800 | $59,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 300 | $59,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 814 | $59,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,426 | $59,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 4,545 | $59,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 3,186 | $59,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 5,468 | $59,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,221 | $59,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 2,402 | $59,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 3,726 | $59,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 8,000 | $59,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,400 | $59,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 532 | $59,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,450 | $59,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,638 | $59,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 11,780 | $58,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 8,321 | $58,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,740 | $58,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,500 | $58,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,392 | $58,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 14,677 | $58,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 1,400 | $58,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,126 | $58,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,243 | $58,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,514 | $58,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 12,523 | $58,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 6,300 | $58,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 6,700 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 625 | $57,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-008021 | this filing | 2016-04-08 | acceptance time not in the bulk data set |