13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-11, with 4,617 holding rows worth $12,159,612,000.
- Accession
- 0001580642-16-006237
- Filer
- CIK 1540235
- Filed
- 2016-01-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 5,006 entries on the cover page, a total value of $12,159,612,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,159,612,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 7,300 | $16,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,373 | $16,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,000 | $16,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 600 | $16,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,859 | $16,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 606 | $16,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 347 | $16,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 500 | $16,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 7,100 | $16,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 15,337 | $16,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 1,085 | $16,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 4,500 | $16,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 800 | $16,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $16,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 1,000 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 310 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 500 | $16,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,045 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 1,000 | $16,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 308 | $16,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 700 | $16,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 2,550 | $16,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,480 | $16,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 375 | $16,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,500 | $15,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 446 | $15,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 253 | $15,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,280 | $15,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,080 | $15,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 509 | $15,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 23,650 | $15,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,400 | $15,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,000 | $15,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,400 | $15,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 500 | $15,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 862 | $15,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 422 | $15,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 5,313 | $15,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,346 | $15,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,799 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 237 | $15,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 682 | $15,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 520 | $15,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 600 | $15,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 375 | $15,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,884 | $15,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,500 | $15,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,000 | $15,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 4,000 | $15,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 10,905 | $15,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 5,000 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 667 | $15,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 15,000 | $15,000 | thousands by filing date | principal |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 874 | $15,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 1,000 | $15,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 2,018 | $15,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,000 | $14,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,000 | $14,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 5,500 | $14,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 8,564 | $14,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 146 | $14,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 122 | $14,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 960 | $14,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,000 | $14,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 800 | $14,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 531 | $14,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 32 | $14,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 372 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 487 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 500 | $14,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 340 | $14,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 284 | $14,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 300 | $14,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 606 | $14,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 500 | $14,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 782 | $14,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 4,100 | $14,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 589 | $14,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 1,887 | $14,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $14,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 400 | $14,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,300 | $14,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 3,200 | $14,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 727 | $14,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,500 | $14,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 1,800 | $14,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 2,500 | $14,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 30,000 | $14,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 550 | $14,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 13,000 | $14,000 | thousands by filing date | principal |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 837 | $14,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 580 | $14,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,383 | $14,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 14,000 | $14,000 | thousands by filing date | principal |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 5,000 | $14,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 4,900 | $14,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 430 | $14,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,000 | $13,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 400 | $13,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 491 | $13,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 351 | $13,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 200 | $13,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 473 | $13,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 360 | $13,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 201 | $13,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 447 | $13,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,184 | $13,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 297 | $13,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 750 | $13,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,350 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 300 | $13,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 733 | $13,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 8,673 | $13,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 341 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 419 | $13,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 12 | $13,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 488 | $13,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 116 | $13,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 275 | $13,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 575 | $13,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 230 | $13,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 467 | $13,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 567 | $13,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 708 | $13,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 600 | $13,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,080 | $13,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 500 | $13,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,400 | $13,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,000 | $13,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,002 | $13,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 752 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 172 | $13,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,000 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 567 | $13,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,720 | $13,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 2,100 | $13,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 800 | $13,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,275 | $13,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 146 | $13,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $13,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 816 | $13,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 576 | $13,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,235 | $13,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,500 | $13,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 336 | $13,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 559 | $13,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 871 | $13,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,000 | $13,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 290 | $13,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 250 | $13,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 400 | $13,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 250 | $13,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 447 | $13,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 312 | $13,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 600 | $13,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,400 | $13,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 6,468 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 300 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 394 | $13,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 200 | $13,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,145 | $13,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,000 | $13,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 6,400 | $13,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 1,650 | $13,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,800 | $12,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 211 | $12,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 322 | $12,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,100 | $12,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 162 | $12,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 882 | $12,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 900 | $12,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 280 | $12,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 100 | $12,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 180 | $12,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 925 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 450 | $12,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 291 | $12,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,000 | $12,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 335 | $12,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 432 | $12,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 400 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 780 | $12,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 800 | $12,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 300 | $12,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 609 | $12,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 945 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,500 | $12,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 600 | $12,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 975 | $12,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 309 | $12,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 300 | $12,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 500 | $12,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 500 | $12,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 800 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $12,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,000 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,000 | $12,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 152 | $12,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,524 | $12,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 411 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 15,000 | $12,000 | thousands by filing date | principal |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 360 | $12,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,420 | $12,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,200 | $12,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 400 | $12,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 428 | $12,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 740 | $12,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,923 | $12,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,200 | $12,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,850 | $12,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,292 | $12,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,000 | $12,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 12,050 | $12,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,315 | $12,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 10,050 | $12,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 800 | $12,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 5,000 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 900 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 250 | $12,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 11,000 | $12,000 | thousands by filing date | principal |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 2,300 | $12,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 20,000 | $12,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 2,000 | $12,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,000 | $12,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 1,820 | $12,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 2,500 | $12,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 200 | $11,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 400 | $11,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 300 | $11,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,400 | $11,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 211 | $11,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 433 | $11,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 200 | $11,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 400 | $11,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 32,360 | $11,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 3,000 | $11,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 129 | $11,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 643 | $11,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,790 | $11,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 208 | $11,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 100 | $11,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,362 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 683 | $11,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 600 | $11,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2,000 | $11,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 256 | $11,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,000 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 2,000 | $11,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 839 | $11,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 580 | $11,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $11,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,320 | $11,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 750 | $11,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 863 | $11,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,022 | $11,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 200 | $11,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,500 | $11,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 450 | $11,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,300 | $11,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 600 | $11,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 2,920 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 268 | $11,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 6,900 | $11,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 330 | $11,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 9,000 | $11,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,500 | $11,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 4,089 | $11,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 228 | $11,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 1,000 | $11,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $11,000 | thousands by filing date | principal |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 937 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 300 | $11,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 127 | $11,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 869 | $11,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 2,000 | $11,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,100 | $10,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 100 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 100 | $10,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,740 | $10,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 136 | $10,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 476 | $10,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 400 | $10,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,231 | $10,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 167 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 500 | $10,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 175 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 591 | $10,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 426 | $10,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 160 | $10,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 400 | $10,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 519 | $10,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 200 | $10,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 3,000 | $10,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 635 | $10,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 400 | $10,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 400 | $10,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 340 | $10,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 800 | $10,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 854 | $10,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 159 | $10,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 285 | $10,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,600 | $10,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 850 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 375 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 354 | $10,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,350 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 308 | $10,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 583 | $10,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,695 | $10,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 600 | $10,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 500 | $10,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 6,000 | $10,000 | thousands by filing date | principal |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | principal |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,100 | $10,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,041 | $10,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $10,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,018 | $10,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 2,706 | $10,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 319 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 9,000 | $10,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 400 | $10,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 233 | $10,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 11,000 | $10,000 | thousands by filing date | principal |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 28,874 | $10,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,000 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 500 | $10,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,000 | $10,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 727 | $10,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 12,000 | $10,000 | thousands by filing date | principal |
| SIGNAL GENETICS INC | 826640104 | Cmn | 13,165 | $10,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 500 | $9,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 700 | $9,000 | thousands by filing date | call |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 79 | $9,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 290 | $9,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 142 | $9,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 109 | $9,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,500 | $9,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 56 | $9,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 600 | $9,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 110 | $9,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 10,099 | $9,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 500 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 150 | $9,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 338 | $9,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,112 | $9,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 299 | $9,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 649 | $9,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 300 | $9,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 650 | $9,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 600 | $9,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 440 | $9,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 206 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 115 | $9,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 300 | $9,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 2,117 | $9,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 525 | $9,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 300 | $9,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 4,620 | $9,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 225 | $9,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,211 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 106 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 300 | $9,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,206 | $9,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 392 | $9,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 28 | $9,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 392 | $9,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,900 | $9,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 571 | $9,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 153 | $9,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000 | $9,000 | thousands by filing date | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 481 | $9,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,000 | $9,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 8,050 | $9,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 390 | $9,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 800 | $9,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 500 | $9,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 700 | $9,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 399 | $9,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,000 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 150 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 650 | $9,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 300 | $9,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1,197 | $9,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 2,000 | $9,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 2,050 | $9,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 7,941 | $9,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 500 | $9,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 1,106 | $9,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 492 | $8,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,200 | $8,000 | thousands by filing date | put |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 150 | $8,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 161 | $8,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 500 | $8,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 380 | $8,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 77 | $8,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,800 | $8,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 400 | $8,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 425 | $8,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,000 | $8,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 129 | $8,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 800 | $8,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 225 | $8,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 840 | $8,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 135 | $8,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,636 | $8,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 221 | $8,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 590 | $8,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 414 | $8,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 125 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 603 | $8,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 300 | $8,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 887 | $8,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 730 | $8,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 605 | $8,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 445 | $8,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 191 | $8,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 300 | $8,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 500 | $8,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 400 | $8,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,750 | $8,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,200 | $8,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 207 | $8,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,850 | $8,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 400 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 200 | $8,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 15,812 | $8,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,000 | $8,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,400 | $8,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 275 | $8,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 500 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 373 | $8,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 199 | $8,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,040 | $8,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 533 | $8,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 481 | $8,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 900 | $8,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 215 | $8,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 300 | $8,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 230 | $8,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 700 | $8,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $8,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 360 | $8,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,000 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 150 | $8,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 571 | $8,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,175 | $8,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 22,100 | $8,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,000 | $8,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 570 | $8,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 480 | $8,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 5,000 | $8,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $8,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 500 | $8,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 176 | $8,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1,800 | $8,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,000 | $8,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,200 | $8,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 145 | $8,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 250 | $8,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 100 | $8,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 4,419 | $8,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 1,500 | $8,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 1,000 | $8,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 23,258 | $8,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 3,000 | $8,000 | thousands by filing date | principal |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 412 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 316 | $8,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 608 | $8,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 400 | $8,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 215 | $8,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,500 | $7,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 200 | $7,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,500 | $7,000 | thousands by filing date | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 76 | $7,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 800 | $7,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 118 | $7,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,000 | $7,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,719 | $7,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 24,800 | $7,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 243 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 310 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,300 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 300 | $7,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 624 | $7,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 882 | $7,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 200 | $7,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 300 | $7,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 503 | $7,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,200 | $7,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 500 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-006237 | this filing | 2016-01-11 | acceptance time not in the bulk data set |