13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-11, with 4,617 holding rows worth $12,159,612,000.
- Accession
- 0001580642-16-006237
- Filer
- CIK 1540235
- Filed
- 2016-01-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 5,006 entries on the cover page, a total value of $12,159,612,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,159,612,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMorgan Chase & Co | 46625H100 | COM | 600 | $2,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 500 | $2,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 100 | $2,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 4,000 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,000 | $2,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 38 | $2,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 14,700 | $2,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,000 | $2,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 434 | $2,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 50 | $2,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 29 | $2,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 312 | $2,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 300 | $2,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 150 | $2,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 575 | $2,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 36 | $2,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 500 | $2,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $2,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 120 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 113 | $2,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 200 | $2,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 32 | $2,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 21 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 69 | $2,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 52 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $2,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 55 | $2,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 135 | $2,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 25 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 73 | $2,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 31 | $2,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 90 | $2,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 100 | $2,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 100 | $2,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 300 | $2,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 100 | $2,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $2,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 21 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 40 | $2,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 30 | $2,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 300 | $2,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 26 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 46 | $2,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 65 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 142 | $2,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 27 | $2,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 132 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 142 | $2,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 13 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 286 | $2,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 310 | $2,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 200 | $2,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 150 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 100 | $2,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 87 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 200 | $2,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,000 | $2,000 | thousands by filing date | put |
| EASTERN CO | 276317104 | COM | 132 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 100 | $2,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 120 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 103 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 650 | $2,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 1,800 | $2,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 183 | $2,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 8,100 | $2,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,441 | $2,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 185 | $2,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 3,000 | $2,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 128 | $2,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 300 | $2,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,201 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 8,500 | $2,000 | thousands by filing date | call |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,000 | $2,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,000 | $2,000 | thousands by filing date | principal |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 2,000 | $2,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 300 | $2,000 | thousands by filing date | call |
| RARE ELEMENT RES LTD | 75381M102 | COM | 14,000 | $2,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,300 | $2,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,000 | $2,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 200 | $2,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 60 | $2,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 54 | $2,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 25 | $2,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,242 | $2,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 620 | $2,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 206 | $2,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 316 | $2,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 300 | $2,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 200 | $2,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 96 | $2,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 3,000 | $2,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 24,900 | $2,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 173 | $2,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 217 | $2,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 37 | $2,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 75 | $2,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 5,651 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,700 | $2,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 100 | $2,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 366 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,000 | $2,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 250 | $2,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 2,010 | $2,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,400 | $2,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,150 | $2,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 300 | $2,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 107 | $2,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 102 | $2,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,000 | $2,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 2,150 | $2,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 4,000 | $2,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 1,495 | $2,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 50 | $2,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 554 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 75 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 123 | $2,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 100 | $2,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 134 | $2,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 395 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 100 | $2,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,666 | $2,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 87 | $2,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 1,550 | $2,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 150 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 481 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 800 | $2,000 | thousands by filing date | call |
| EXTERRAN CORP | 30227H106 | COM | 150 | $2,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 286 | $2,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| BLUE HILLS BANCORP INC | 095573101 | COM | 110 | $2,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 587 | $2,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 2,000 | $2,000 | thousands by filing date | principal |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 1,000 | $2,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 500 | $2,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 2,000 | $2,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 300 | $2,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 300 | $2,000 | thousands by filing date | call |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 200 | $2,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 150 | $2,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 53 | $2,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 15 | $2,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 26 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 13 | $2,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 1,250 | $2,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 23 | $2,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,922 | $2,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 200 | $2,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T209 | COM | 100 | $2,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100 | $1,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200 | $1,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,300 | $1,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 100 | $1,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 1,000 | $1,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 1,000 | $1,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,500 | $1,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 183 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $1,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500 | $1,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 83 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 100 | $1,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,000 | $1,000 | thousands by filing date | put |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3 | $1,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 200 | $1,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 15 | $1,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 18 | $1,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 31 | $1,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 20 | $1,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 34 | $1,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,000 | $1,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 300 | $1,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 5,000 | $1,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,000 | $1,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 75 | $1,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 100 | $1,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 57 | $1,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 28 | $1,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 28 | $1,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 37 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 66 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 800 | $1,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 15 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 35 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 80 | $1,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 24 | $1,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 100 | $1,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 37 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 100 | $1,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 400 | $1,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 500 | $1,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 200 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 27 | $1,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 100 | $1,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 100 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50 | $1,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 37 | $1,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 100 | $1,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 38 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 500 | $1,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 33 | $1,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 200 | $1,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 588 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 40 | $1,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 52 | $1,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 80 | $1,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 100 | $1,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 214 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 5,800 | $1,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 24 | $1,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 20 | $1,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 25 | $1,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 300 | $1,000 | thousands by filing date | call |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 100 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 100 | $1,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 50 | $1,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 80 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 600 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 105 | $1,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $1,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 300 | $1,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 3,000 | $1,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 100 | $1,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 93 | $1,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 99 | $1,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 200 | $1,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,000 | $1,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 671 | $1,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,000 | $1,000 | thousands by filing date | principal |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,500 | $1,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 145 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 33 | $1,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 400 | $1,000 | thousands by filing date | call |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 100 | $1,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 152 | $1,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 100 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 100 | $1,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 50 | $1,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 49 | $1,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 500 | $1,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 200 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,500 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 22 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 400 | $1,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,000 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 200 | $1,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 120 | $1,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 200 | $1,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 213 | $1,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 70 | $1,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 2,000 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 120 | $1,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 299 | $1,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 2,225 | $1,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 100 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 24,889 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,000 | $1,000 | thousands by filing date | principal |
| TOWER INTL INC | 891826109 | COM | 35 | $1,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 2,000 | $1,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 19 | $1,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 200 | $1,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 16 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 500 | $1,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 71 | $1,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 98 | $1,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 17 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 4 | $1,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 300 | $1,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 1,000 | $1,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 60 | $1,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 550 | $1,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 100 | $1,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 2,500 | $1,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 1,000 | $1,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 4,000 | $1,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 600 | $1,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 86 | $1,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 75 | $1,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 50 | $1,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 500 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 200 | $1,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 152 | $1,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 28 | $1,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 1,000 | $1,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 200 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 200 | $1,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 99 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,000 | $1,000 | thousands by filing date | call |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 108 | $1,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 10,000 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 150 | $1,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 100 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 2,000 | $1,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 15 | $1,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 3,000 | $1,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 8,000 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 205 | $1,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 200 | $1,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 600 | $1,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 75 | $1,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 3,000 | $1,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 100 | $1,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 400 | $1,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 2,000 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 253 | $1,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 900 | $1,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 400 | $1,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 133 | $1,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 23 | $1,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 2,500 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 811 | $1,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 190 | $1,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 32 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 500 | $1,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 50 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 100 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 100 | $1,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 100 | $1,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 40 | $1,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 82 | $1,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 15 | $1,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 67 | $1,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 1,170 | $1,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 400 | $1,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 250 | $1,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 62 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 62 | $1,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 500 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 14 | $1,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 433 | $1,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 224 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 410 | $1,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 2,100 | $1,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 2,900 | $1,000 | thousands by filing date | |
| DXI ENERGY INC COM | 23286A104 | Stock | 4,850 | $1,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 100 | $1,000 | thousands by filing date | |
| MODSYS INTL LTD | M70378100 | SHS | 375 | $1,000 | thousands by filing date | |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 2,850 | $1,000 | thousands by filing date | |
| HERCULES OFFSHORE INC. | 427093307 | COM | 475 | $1,000 | thousands by filing date | |
| VRINGO INC | 92911N302 | Cmn | 405 | $1,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 106 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 350 | $1,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Adobe Inc | 00724F101 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CME Group Inc. Class A | 12572Q105 | COM | 6,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Deere & Company | 244199105 | COM | 6,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Elevance Health, Inc. | 036752103 | COM | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FISERV INC | 337738108 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HCA Healthcare Inc | 40412C101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464288687 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Lowes Companies,Inc. | 548661107 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Morgan Stanley | 617446448 | COM | 53,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Stryker Corporation | 863667101 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DECKERS OUTDOOR CORP | 243537107 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 3,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WORKDAY INC CL A | 98138H101 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LITHIA MTRS INC COM | 536797103 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| F5 INC COM | 315616102 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOGEN INC COM | 09062X103 | Stock | 9,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 6,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JETBLUE AWYS CORP | 477143101 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHATHAM LODGING TR | 16208T102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 4,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EHEALTH INC | 28238P109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST INTERNET BANCORP | 320557101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CANADIAN SOLAR INC | 136635109 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHTARGET INC | 87874R100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE WIRE CORP | 292562105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AARONS INC | 002535300 | COM PAR $0.50 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEREIT INC | 92339V100 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HMS HLDGS CORP | 40425J101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKECHERS U S A INC | 830566105 | CL A | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PANERA BREAD CO | 69840W108 | CL A | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 7,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLERGAN PLC | G0177J108 | SHS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| G III APPAREL GROUP LTD | 36237H101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITESTONE REIT | 966084204 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B408 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 3,105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVACARE CORP | 461203101 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 282 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID TECHNOLOGY INC | 05367P100 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHILL & CO INC COM | 395259104 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYS CORP CL A NEW | 943526608 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-006237 | this filing | 2016-01-11 | acceptance time not in the bulk data set |