13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-11, with 4,617 holding rows worth $12,159,612,000.
- Accession
- 0001580642-16-006237
- Filer
- CIK 1540235
- Filed
- 2016-01-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 5,006 entries on the cover page, a total value of $12,159,612,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,159,612,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 5,104 | $58,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,770 | $58,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 18,854 | $58,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 30,520 | $58,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,047 | $58,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,680 | $58,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,638 | $58,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 5,198 | $58,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 24,000 | $57,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 617 | $57,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,648 | $57,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2,955 | $57,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,979 | $57,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 2,333 | $57,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,977 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 841 | $57,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 856 | $57,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,041 | $57,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,591 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,031 | $57,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 557 | $57,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,421 | $57,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,512 | $57,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7,624 | $57,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 608 | $57,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 15,000 | $57,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 774 | $56,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,067 | $56,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,203 | $56,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,810 | $56,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 8,235 | $56,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,054 | $56,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,127 | $56,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 3,775 | $56,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,473 | $56,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 4,987 | $56,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 3,000 | $56,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 2,381 | $55,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 835 | $55,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 292 | $55,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 161 | $55,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 555 | $55,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 850 | $55,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,530 | $55,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,064 | $55,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 2,672 | $55,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,561 | $55,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 867 | $55,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 6,000 | $55,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,581 | $55,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 4,815 | $55,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 4,938 | $55,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,270 | $54,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 897 | $54,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,736 | $54,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,373 | $54,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,233 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2,000 | $54,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 3,000 | $54,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 696 | $54,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 2,481 | $54,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,550 | $54,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 7,800 | $54,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,300 | $54,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 64,000 | $54,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 2,852 | $53,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3,250 | $53,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 500 | $53,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 7,911 | $53,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,471 | $53,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,046 | $53,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,036 | $53,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 830 | $53,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,177 | $53,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 12,259 | $53,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 8,524 | $53,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 3,185 | $53,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 4,125 | $53,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 436 | $52,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 4,200 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 487 | $52,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 19,425 | $52,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 21,181 | $52,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 4,000 | $52,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,650 | $52,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,175 | $52,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,300 | $52,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,140 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,390 | $52,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 9,054 | $52,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 7,112 | $52,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 4,200 | $52,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,903 | $52,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 15,318 | $52,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 7,700 | $52,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,148 | $52,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 58,000 | $52,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 40,000 | $52,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 5,000 | $52,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 2,000 | $52,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,040 | $51,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 564 | $51,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 767 | $51,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,007 | $51,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,778 | $51,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,592 | $51,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 2,312 | $51,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 7,425 | $51,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 22,800 | $51,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 1,000 | $51,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,063 | $51,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 3,608 | $51,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 8,125 | $51,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 700 | $51,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,410 | $51,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 3,300 | $51,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D381 | Cmn | 21,000 | $51,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 390 | $50,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,119 | $50,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 797 | $50,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,052 | $50,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,689 | $50,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 742 | $50,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,300 | $50,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 801 | $50,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,921 | $50,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,238 | $50,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 2,382 | $50,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 8,000 | $50,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 7,500 | $50,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 65,000 | $50,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 303,250 | $50,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,341 | $50,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 6,029 | $50,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,309 | $50,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 3,805 | $50,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,475 | $50,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 3,020 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 3,269 | $50,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 53,000 | $50,000 | thousands by filing date | principal |
| CHEMOURS CO COM | 163851108 | Stock | 9,058 | $49,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,072 | $49,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,865 | $49,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,440 | $49,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,878 | $49,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 432 | $49,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,150 | $49,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 3,450 | $49,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 1,348 | $49,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,300 | $48,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,225 | $48,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 374 | $48,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,333 | $48,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,781 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,272 | $48,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 4,518 | $48,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 3,072 | $48,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 4,000 | $48,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 18,317 | $48,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 7,900 | $48,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,598 | $48,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,230 | $47,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 686 | $47,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,000 | $47,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,116 | $47,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,664 | $47,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 584 | $47,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 511 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 600 | $47,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,600 | $47,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3,655 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,570 | $47,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 5,000 | $47,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,000 | $47,000 | thousands by filing date | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,600 | $47,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 9,000 | $47,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 18,779 | $47,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 13,016 | $47,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 39,000 | $47,000 | thousands by filing date | principal |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 6,138 | $47,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,150 | $46,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 496 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 516 | $46,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 2,379 | $46,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,342 | $46,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 2,408 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $46,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,064 | $46,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 3,600 | $46,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 5,959 | $46,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 6,648 | $45,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,811 | $45,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,845 | $45,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 5,100 | $45,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,231 | $45,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 6,830 | $45,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 503 | $45,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 6,653 | $45,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 800 | $45,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 3,223 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 900 | $45,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 3,340 | $45,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 22,000 | $45,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,800 | $45,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 747 | $44,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 945 | $44,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,050 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,460 | $44,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,250 | $44,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,483 | $44,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,574 | $44,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,459 | $44,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,284 | $44,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,047 | $44,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 774 | $44,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 950 | $44,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 24,450 | $44,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,600 | $44,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 4,000 | $44,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 730 | $44,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 700 | $44,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,717 | $44,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,441 | $44,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 475 | $44,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 3,000 | $44,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,275 | $44,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 45,000 | $44,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 1,032 | $43,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,032 | $43,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,130 | $43,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 662 | $43,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,508 | $43,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,442 | $43,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,655 | $43,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 4,034 | $43,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 2,090 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,003 | $43,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,535 | $43,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,068 | $43,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 3,400 | $43,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 39,000 | $43,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 23,083 | $43,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 9,500 | $43,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 40,799 | $43,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,447 | $43,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 29,100 | $43,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 3,765 | $43,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 4,995 | $43,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $43,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 944 | $42,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $42,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,363 | $42,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 2,023 | $42,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,343 | $42,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,151 | $42,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,301 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,076 | $42,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 3,165 | $42,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,076 | $42,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 8,484 | $42,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,050 | $42,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 240,802 | $42,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 14,000 | $42,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,000 | $42,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,500 | $42,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 1,000 | $42,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 800 | $42,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 7,850 | $42,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 43,000 | $42,000 | thousands by filing date | principal |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,024 | $41,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 700 | $41,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 505 | $41,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,536 | $41,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 2,315 | $41,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 407 | $41,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,437 | $41,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 907 | $41,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 5,000 | $41,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 6,000 | $41,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,973 | $41,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 4,154 | $41,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,931 | $41,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 3,054 | $41,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 886 | $41,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 811 | $41,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 21,500 | $41,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,524 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 849 | $41,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 2,050 | $41,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $41,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 546 | $40,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 641 | $40,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 541 | $40,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 800 | $40,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,768 | $40,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,249 | $40,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,150 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,293 | $40,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,130 | $40,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,200 | $40,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 25,000 | $40,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 15,872 | $40,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 5,659 | $40,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 800 | $40,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,004 | $40,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 707 | $40,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,300 | $40,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 199,784 | $40,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 2,722 | $40,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,870 | $40,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 2,851 | $40,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 2,655 | $40,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 19,376 | $40,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 43,000 | $40,000 | thousands by filing date | principal |
| DIGI INTL INC | 253798102 | COM | 3,400 | $39,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,062 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 3,333 | $39,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,500 | $39,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,400 | $39,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,914 | $39,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,798 | $39,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,785 | $39,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 602 | $39,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,500 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,300 | $39,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,721 | $39,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 22,302 | $39,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 15,671 | $39,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 658 | $39,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,200 | $39,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 865 | $39,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 1,450 | $39,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 28,851 | $39,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 40,000 | $39,000 | thousands by filing date | principal |
| NUVEEN GA DIVID | 67072B107 | COM | 2,925 | $39,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 1,500 | $39,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 3,713 | $39,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 308 | $38,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 520 | $38,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 3,916 | $38,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 795 | $38,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,947 | $38,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,139 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 3,648 | $38,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 3,000 | $38,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 1,272 | $38,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 2,563 | $38,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 20,065 | $38,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 2,210 | $38,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 625 | $38,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 1,500 | $38,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,500 | $38,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 615 | $38,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,350 | $37,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 455 | $37,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 525 | $37,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,364 | $37,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,050 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 699 | $37,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 625 | $37,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 9,000 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,341 | $37,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,131 | $37,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,005 | $37,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,982 | $37,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,000 | $37,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 924 | $37,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 2,000 | $37,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,172 | $37,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,200 | $37,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 232 | $37,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 949 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,307 | $37,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 4,732 | $37,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 2,000 | $37,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 466 | $37,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,000 | $37,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $37,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 42,000 | $37,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 36,000 | $37,000 | thousands by filing date | principal |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 1,063 | $37,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 5,869 | $37,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,500 | $36,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,175 | $36,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 5,000 | $36,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,000 | $36,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,000 | $36,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,922 | $36,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,585 | $36,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,571 | $36,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,731 | $36,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,046 | $36,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 4,636 | $36,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 350 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 437 | $36,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 257 | $36,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 30,000 | $36,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 2,746 | $36,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,766 | $36,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 500 | $36,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 500 | $36,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 40,000 | $36,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 41,000 | $36,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 350 | $35,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 863 | $35,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,408 | $35,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,212 | $35,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 591 | $35,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 399 | $35,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,920 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 747 | $35,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 268 | $35,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 400 | $35,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,300 | $35,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 4,569 | $35,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,111 | $35,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 650 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 616 | $35,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 893 | $35,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,300 | $35,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,900 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 2,239 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 1,437 | $35,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 5,290 | $34,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 315 | $34,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,600 | $34,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,088 | $34,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,479 | $34,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 6,741 | $34,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,000 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,600 | $34,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 2,669 | $34,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,281 | $34,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 31,000 | $34,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 471 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 2,196 | $34,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 27,853 | $34,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,468 | $34,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 665 | $34,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 2,700 | $34,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,100 | $33,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,834 | $33,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 427 | $33,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 701 | $33,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 650 | $33,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,588 | $33,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 5,303 | $33,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 5,682 | $33,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,181 | $33,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,080 | $33,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 5,200 | $33,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,000 | $33,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 710 | $33,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 3,177 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 2,000 | $33,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,400 | $33,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 38,000 | $33,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,300 | $33,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,862 | $33,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 37,000 | $33,000 | thousands by filing date | principal |
| TALEN ENERGY CORP | 87422J105 | COM | 5,326 | $33,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 3,000 | $33,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,400 | $33,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,200 | $32,000 | thousands by filing date | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,000 | $32,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 756 | $32,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 530 | $32,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 474 | $32,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 385 | $32,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,014 | $32,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,148 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,361 | $32,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,300 | $32,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 444 | $32,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,725 | $32,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,888 | $32,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 44 | $32,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 935 | $32,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 710 | $32,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,000 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 603 | $32,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,132 | $32,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 20,000 | $32,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 81,818 | $32,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 3,000 | $32,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 4,995 | $32,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 2,725 | $32,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 12,162 | $32,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 4,200 | $32,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,000 | $32,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 76,057 | $32,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,000 | $32,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 5,345 | $32,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 1,550 | $32,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,159 | $32,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 826 | $32,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 4,746 | $32,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 4,488 | $32,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,600 | $31,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 1,000 | $31,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-006237 | this filing | 2016-01-11 | acceptance time not in the bulk data set |