13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-11, with 4,617 holding rows worth $12,159,612,000.
- Accession
- 0001580642-16-006237
- Filer
- CIK 1540235
- Filed
- 2016-01-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 5,006 entries on the cover page, a total value of $12,159,612,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,159,612,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 523 | $31,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 3,122 | $31,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,223 | $31,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 4,000 | $31,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,858 | $31,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,623 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 2,174 | $31,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 6,831 | $31,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,200 | $31,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,500 | $31,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,507 | $31,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,000 | $31,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 5,500 | $31,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 3,160 | $31,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 404 | $31,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 29,000 | $31,000 | thousands by filing date | principal |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 589 | $30,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,954 | $30,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,300 | $30,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 600 | $30,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,024 | $30,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 6,850 | $30,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,067 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 728 | $30,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 560 | $30,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,050 | $30,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 600 | $30,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,155 | $30,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,339 | $30,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,850 | $30,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 561 | $30,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 2,159 | $30,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 2,095 | $30,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,605 | $30,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,275 | $30,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 20,000 | $30,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $30,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 6,900 | $30,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 575 | $30,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 285 | $30,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,100 | $30,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 737 | $30,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,921 | $30,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 4,295 | $30,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,709 | $30,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,400 | $30,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 3,000 | $30,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 390 | $30,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,200 | $30,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 1,000 | $30,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 5,521 | $30,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,132 | $30,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 23,000 | $30,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,169 | $30,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 3,000 | $30,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 12,828 | $30,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,100 | $30,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,853 | $30,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 53,000 | $30,000 | thousands by filing date | principal |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 15,806 | $30,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,900 | $29,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 1,434 | $29,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 375 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,112 | $29,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,539 | $29,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,816 | $29,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 2,163 | $29,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 956 | $29,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,200 | $29,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 2,000 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,310 | $29,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,396 | $29,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,199 | $29,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 830 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,000 | $29,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 1,606 | $29,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 25,200 | $29,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 250 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,005 | $29,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,800 | $29,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,704 | $29,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 976 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,247 | $29,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 2,210 | $29,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 3,300 | $29,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 764 | $28,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 207 | $28,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 826 | $28,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,029 | $28,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,214 | $28,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,007 | $28,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 954 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 1,797 | $28,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 2,200 | $28,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,203 | $28,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,194 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 734 | $28,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,000 | $28,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 4,000 | $28,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 8,000 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $28,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,001 | $28,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,733 | $28,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 1,710 | $28,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,687 | $28,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,367 | $28,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 1,115 | $28,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 477 | $28,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 863 | $28,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,000 | $27,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 713 | $27,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 149 | $27,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,000 | $27,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 900 | $27,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,801 | $27,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,150 | $27,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,270 | $27,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,643 | $27,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 855 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,158 | $27,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 2,000 | $27,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,315 | $27,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 750 | $27,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,910 | $27,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 22,300 | $27,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 26,800 | $27,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 1,049 | $27,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $27,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 537 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 1,000 | $27,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,238 | $26,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,296 | $26,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 580 | $26,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 521 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 249 | $26,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 534 | $26,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 576 | $26,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 8,365 | $26,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 872 | $26,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,175 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,938 | $26,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,100 | $26,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 273 | $26,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 925 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,000 | $26,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 945 | $26,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,009 | $26,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 827 | $26,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,665 | $26,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 1,202 | $26,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,240 | $26,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 15,117 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 482 | $26,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,118 | $26,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 24,840 | $26,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,044 | $26,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 1,528 | $26,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,551 | $26,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 3,500 | $26,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 599 | $26,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 1,600 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 625 | $26,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 1,600 | $26,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 1,000 | $26,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 7,000 | $25,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 381 | $25,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 750 | $25,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 599 | $25,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,199 | $25,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 500 | $25,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 5,183 | $25,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 705 | $25,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,340 | $25,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 2,439 | $25,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 225 | $25,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $25,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 501 | $25,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 430 | $25,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,121 | $25,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 864 | $25,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 690 | $25,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,602 | $25,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,713 | $25,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 727 | $25,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 890 | $25,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 320 | $25,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,000 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 478 | $25,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 1,161 | $25,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 57,000 | $25,000 | thousands by filing date | put |
| BNC Bancorp | 05566T101 | Com | 1,004 | $25,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,997 | $25,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,600 | $25,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 8,100 | $25,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 8,820 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 535 | $25,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,270 | $25,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 1,481 | $25,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,902 | $25,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 3,700 | $25,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,850 | $25,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 7,000 | $24,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 500 | $24,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 753 | $24,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 3,276 | $24,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 5,000 | $24,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 6,763 | $24,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 684 | $24,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,531 | $24,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 2,266 | $24,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,500 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,581 | $24,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,626 | $24,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 600 | $24,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 4,000 | $24,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 750 | $24,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,032 | $24,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,000 | $24,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 17,000 | $24,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 742 | $24,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 750 | $24,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,375 | $24,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 13,600 | $24,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,632 | $24,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 2,350 | $24,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,066 | $24,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 1,923 | $24,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 304 | $24,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,625 | $24,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 4,822 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 1,000 | $24,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 5,000 | $24,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,200 | $24,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 500 | $24,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 385 | $23,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,810 | $23,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 338 | $23,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,023 | $23,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 412 | $23,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 200 | $23,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 516 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 132 | $23,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 700 | $23,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,312 | $23,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 500 | $23,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 222 | $23,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,989 | $23,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 437 | $23,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,200 | $23,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 119 | $23,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 560 | $23,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 431 | $23,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 429 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,163 | $23,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,202 | $23,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 5,741 | $23,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 491 | $23,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,078 | $23,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 64,034 | $23,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 4,600 | $23,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,735 | $23,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 904 | $23,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,450 | $23,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K752 | Cmn | 1,075 | $23,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 778 | $22,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 800 | $22,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,207 | $22,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,500 | $22,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 685 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 580 | $22,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,260 | $22,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 766 | $22,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,000 | $22,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,866 | $22,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,750 | $22,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 900 | $22,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 3,905 | $22,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 4,005 | $22,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 400 | $22,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 430 | $22,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 737 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 432 | $22,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 965 | $22,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 2,560 | $22,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 3,488 | $22,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 2,000 | $22,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 740 | $22,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,000 | $22,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 10,000 | $22,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,485 | $22,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,000 | $22,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 25,000 | $22,000 | thousands by filing date | principal |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 12,385 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 400 | $22,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,416 | $22,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 23,000 | $22,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,200 | $21,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,282 | $21,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 638 | $21,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 427 | $21,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 710 | $21,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 372 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 500 | $21,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 245 | $21,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 189 | $21,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,721 | $21,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 242 | $21,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,503 | $21,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 5,400 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 450 | $21,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,000 | $21,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 578 | $21,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,879 | $21,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 807 | $21,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 5,000 | $21,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,260 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 534 | $21,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,536 | $21,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 702 | $21,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 639 | $21,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 727 | $21,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,027 | $21,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 363 | $21,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 2,500 | $21,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,422 | $21,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,382 | $21,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 488 | $21,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,400 | $21,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 660 | $21,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 775 | $21,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 173 | $21,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,250 | $21,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 57,400 | $21,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 2,675 | $21,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 1,125 | $21,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,000 | $20,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,100 | $20,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,544 | $20,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 3,250 | $20,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 658 | $20,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 548 | $20,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 500 | $20,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 775 | $20,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,516 | $20,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 447 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 639 | $20,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,500 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 699 | $20,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,200 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1,322 | $20,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 330 | $20,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,109 | $20,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 452 | $20,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 353 | $20,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 800 | $20,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,300 | $20,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 779 | $20,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 19,825 | $20,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 597 | $20,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 5,000 | $20,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 3,200 | $20,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 400 | $20,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 1,559 | $20,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 4,000 | $20,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $20,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,483 | $20,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1,407 | $20,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 17,225 | $20,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 1,700 | $20,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 25,000 | $20,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 4,248 | $20,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 20,045 | $20,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 20,000 | $20,000 | thousands by filing date | principal |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 582 | $20,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,897 | $20,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 700 | $19,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,888 | $19,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 400 | $19,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 250 | $19,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,973 | $19,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 600 | $19,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,941 | $19,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 585 | $19,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,000 | $19,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,281 | $19,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 390 | $19,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,205 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 500 | $19,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 982 | $19,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 500 | $19,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 198 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 511 | $19,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 579 | $19,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 5,000 | $19,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,748 | $19,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,456 | $19,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,332 | $19,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 300 | $19,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 300 | $19,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,363 | $19,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,778 | $19,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,100 | $19,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 17,000 | $19,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 3,500 | $19,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 19,000 | $19,000 | thousands by filing date | principal |
| BARRACUDA NETWORKS INC | 068323104 | COM | 1,010 | $19,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,250 | $19,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 600 | $19,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 203 | $18,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $18,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 314 | $18,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 390 | $18,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 700 | $18,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 115 | $18,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,125 | $18,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,054 | $18,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 697 | $18,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 122 | $18,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 402 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,374 | $18,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1,000 | $18,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,225 | $18,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,262 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 413 | $18,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 500 | $18,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 717 | $18,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,774 | $18,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 8,300 | $18,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,072 | $18,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 3,000 | $18,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,070 | $18,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 528 | $18,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 10,550 | $18,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,353 | $18,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,710 | $18,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,683 | $18,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 18,000 | $18,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 16,005 | $18,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 638 | $17,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 400 | $17,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,298 | $17,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 300 | $17,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,214 | $17,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 150 | $17,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 620 | $17,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 400 | $17,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,682 | $17,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,780 | $17,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 400 | $17,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,362 | $17,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 225 | $17,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 223 | $17,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,000 | $17,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 460 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 639 | $17,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 501 | $17,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $17,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 392 | $17,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 644 | $17,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,332 | $17,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,796 | $17,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 9,243 | $17,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 450 | $17,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 333 | $17,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 13,000 | $17,000 | thousands by filing date | principal |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 13,588 | $17,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 1,166 | $17,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 2,515 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,300 | $16,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,000 | $16,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 400 | $16,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,200 | $16,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 901 | $16,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 32 | $16,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 726 | $16,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 510 | $16,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,500 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 301 | $16,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 870 | $16,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,600 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 500 | $16,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,636 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 564 | $16,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 524 | $16,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,000 | $16,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,646 | $16,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,141 | $16,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,000 | $16,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 539 | $16,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,000 | $16,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,000 | $16,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 487 | $16,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,000 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 487 | $16,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,100 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 31,000 | $16,000 | thousands by filing date | principal |
| RELX NV | 75955B102 | SPONSORED ADR | 922 | $16,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,159 | $16,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 500 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-006237 | this filing | 2016-01-11 | acceptance time not in the bulk data set |