13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-11, with 4,617 holding rows worth $12,159,612,000.
- Accession
- 0001580642-16-006237
- Filer
- CIK 1540235
- Filed
- 2016-01-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 5,006 entries on the cover page, a total value of $12,159,612,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,159,612,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRH PLC ADS | 12626K203 | ADR | 260 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,175 | $7,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 501 | $7,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 499 | $7,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 330 | $7,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,000 | $7,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 588 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 375 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 534 | $7,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 190 | $7,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 583 | $7,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 300 | $7,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 120 | $7,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 128 | $7,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,387 | $7,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 300 | $7,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 852 | $7,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $7,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 200 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 240 | $7,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,500 | $7,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 920 | $7,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 4,500 | $7,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $7,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 382 | $7,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 2,500 | $7,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 149 | $7,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,300 | $7,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 450 | $7,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,000 | $7,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 6,800 | $7,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 6,000 | $7,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694305 | COM | 3,500 | $7,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 200 | $7,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 1,063 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 327 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 738 | $7,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 100 | $7,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 7,500 | $7,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,288 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 200 | $7,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 8,000 | $7,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 7,000 | $7,000 | thousands by filing date | principal |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,000 | $7,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 651 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 323 | $7,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 2,605 | $7,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 471 | $7,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,179 | $7,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 1,000 | $7,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 10,000 | $7,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 200 | $7,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 400 | $7,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 4,750 | $7,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 7,000 | $7,000 | thousands by filing date | principal |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 300 | $7,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L859 | ETRAC MP2X LEV | 400 | $7,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 2,000 | $7,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 482 | $7,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 2,000 | $7,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 61 | $6,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,100 | $6,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 109 | $6,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 314 | $6,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 405 | $6,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 200 | $6,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 400 | $6,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $6,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 300 | $6,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 134 | $6,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 200 | $6,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 97 | $6,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 101 | $6,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 139 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 257 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 200 | $6,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 758 | $6,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $6,000 | thousands by filing date | call |
| JBT MAREL CORPORATION | 477839104 | COM | 118 | $6,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 502 | $6,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 200 | $6,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 500 | $6,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 500 | $6,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 394 | $6,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 153 | $6,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $6,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 700 | $6,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 116 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $6,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,000 | $6,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 500 | $6,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 148 | $6,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 340 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $6,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 450 | $6,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,039 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 200 | $6,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 200 | $6,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 300 | $6,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $6,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 2,000 | $6,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 2,165 | $6,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 353 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $6,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 200 | $6,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,200 | $6,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 150 | $6,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 500 | $6,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 648 | $6,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 200 | $6,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,500 | $6,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 31 | $6,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 200 | $6,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 255 | $6,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,100 | $6,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,557 | $6,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 145 | $6,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 600 | $6,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 434 | $6,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 151 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,000 | $6,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 556 | $6,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 600 | $6,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 1,244 | $6,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 2,365 | $6,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 200 | $6,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 200 | $6,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 186 | $6,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 2,187 | $6,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 800 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 1,000 | $6,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 223 | $6,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 300 | $6,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 560 | $6,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 1,023 | $6,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 300 | $6,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 7,000 | $6,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 6,000 | $6,000 | thousands by filing date | principal |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 300 | $6,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,000 | $5,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $5,000 | thousands by filing date | call |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 500 | $5,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 100 | $5,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 95 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 16,000 | $5,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,000 | $5,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 438 | $5,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 500 | $5,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 400 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 752 | $5,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 200 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,023 | $5,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 265 | $5,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 150 | $5,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 83 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 104 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 167 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 159 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 120 | $5,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 400 | $5,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 309 | $5,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 482 | $5,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 200 | $5,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 400 | $5,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 293 | $5,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,221 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 85 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 70 | $5,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 912 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 60 | $5,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 571 | $5,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 215 | $5,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $5,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 42 | $5,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 202 | $5,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 300 | $5,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 300 | $5,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 400 | $5,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 572 | $5,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 259 | $5,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 749 | $5,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,300 | $5,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 18,500 | $5,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 3,012 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 105 | $5,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 200 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 250 | $5,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 120 | $5,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 700 | $5,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 100 | $5,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 2,000 | $5,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,200 | $5,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 183 | $5,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 300 | $5,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 775 | $5,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 54 | $5,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,000 | $5,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 250 | $5,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 109 | $5,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 14,300 | $5,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 10,000 | $5,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 380 | $5,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,700 | $5,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,000 | $5,000 | thousands by filing date | principal |
| SUNEDISON INC | 86732Y109 | COM | 2,000 | $5,000 | thousands by filing date | put |
| IHS INC | 451734107 | CL A | 43 | $5,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 489 | $5,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 190 | $5,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 900 | $5,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 1,404 | $5,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 500 | $5,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 350 | $5,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,100 | $5,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $5,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $5,000 | thousands by filing date | principal |
| CHEROKEE INC | 16444H102 | COM | 300 | $5,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 500 | $5,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $5,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,000 | $5,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 595 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 131 | $5,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 300 | $5,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 250 | $5,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 1,000 | $5,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 750 | $5,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1,000 | $5,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 5,014 | $5,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,000 | $5,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 327 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 400 | $5,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 168 | $5,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 5 | $5,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 3,633 | $5,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 800 | $5,000 | thousands by filing date | put |
| Marine Harvest ASA | 56824R205 | ADR | 400 | $5,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 2,734 | $5,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 6,000 | $5,000 | thousands by filing date | principal |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 13,030 | $5,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,670 | $5,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 650 | $5,000 | thousands by filing date | |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 5,400 | $5,000 | thousands by filing date | principal |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 537 | $5,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 2,000 | $5,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 3,530 | $5,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 200 | $5,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 100 | $4,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 2,300 | $4,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 300 | $4,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 2,200 | $4,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,200 | $4,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 100 | $4,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 54 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $4,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,000 | $4,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 100 | $4,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 500 | $4,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 500 | $4,000 | thousands by filing date | call |
| MSA SAFETY INC COM | 553498106 | Stock | 100 | $4,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 7,400 | $4,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 350 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 220 | $4,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 100 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 77 | $4,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 223 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 65 | $4,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 200 | $4,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 100 | $4,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 121 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 25 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 76 | $4,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 100 | $4,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 366 | $4,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 155 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 233 | $4,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 250 | $4,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 150 | $4,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 200 | $4,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,100 | $4,000 | thousands by filing date | call |
| RMR GROUP INC | 74967R106 | CL A | 291 | $4,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 359 | $4,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 195 | $4,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $4,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,000 | $4,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,232 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,000 | $4,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 600 | $4,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,000 | $4,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 11,320 | $4,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 117 | $4,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 400 | $4,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 500 | $4,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 387 | $4,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 100 | $4,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,002 | $4,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 305 | $4,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 63 | $4,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 35 | $4,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 136 | $4,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 280 | $4,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 14,100 | $4,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 251 | $4,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 196 | $4,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 77 | $4,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 48 | $4,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $4,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,000 | $4,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 646 | $4,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 700 | $4,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 501 | $4,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 500 | $4,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 169 | $4,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 100 | $4,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 3,000 | $4,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 7,200 | $4,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 600 | $4,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 450 | $4,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,000 | $4,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 2,083 | $4,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 200 | $4,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 328 | $4,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 599 | $4,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 800 | $4,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 134 | $4,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 300 | $4,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 500 | $4,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $4,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 112 | $4,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 400 | $4,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,000 | $4,000 | thousands by filing date | principal |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 239 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $4,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $4,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,875 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,900 | $4,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 15,700 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 438 | $4,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 400 | $4,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,093 | $4,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 592 | $4,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 450 | $4,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 500 | $4,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 4,000 | $4,000 | thousands by filing date | principal |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 100 | $4,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 450 | $4,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 201 | $4,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,000 | $4,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 301 | $4,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 96 | $4,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 925 | $4,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 100 | $4,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,000 | $4,000 | thousands by filing date | principal |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 247 | $4,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 370 | $4,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 5,000 | $4,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 280 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 3,000 | $4,000 | thousands by filing date | principal |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 478 | $4,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 300 | $4,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 10,000 | $4,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 262 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 175 | $3,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,000 | $3,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 8,400 | $3,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 30 | $3,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 100 | $3,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 200 | $3,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 130 | $3,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 108 | $3,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 113 | $3,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 78 | $3,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 500 | $3,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 500 | $3,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 25 | $3,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 148 | $3,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 200 | $3,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 366 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 100 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 103 | $3,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 63 | $3,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 400 | $3,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 102 | $3,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 100 | $3,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 200 | $3,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 100 | $3,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 200 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 100 | $3,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 24 | $3,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 80 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 172 | $3,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 100 | $3,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 202 | $3,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 537 | $3,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 65 | $3,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 200 | $3,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 764 | $3,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 49 | $3,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 100 | $3,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 300 | $3,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 200 | $3,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $3,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 738 | $3,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 232 | $3,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 850 | $3,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 200 | $3,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 650 | $3,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 400 | $3,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 60 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 250 | $3,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 500 | $3,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 66 | $3,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 600 | $3,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 2,000 | $3,000 | thousands by filing date | principal |
| IXYS CORP | 46600W106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,120 | $3,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 50 | $3,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 500 | $3,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 3,000 | $3,000 | thousands by filing date | principal |
| VWR CORP | 91843L103 | COM | 100 | $3,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 159 | $3,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,000 | $3,000 | thousands by filing date | principal |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 100 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,000 | $3,000 | thousands by filing date | principal |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,000 | $3,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,000 | $3,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 500 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $3,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,400 | $3,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 35 | $3,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 97 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 90 | $3,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 161 | $3,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,290 | $3,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 225 | $3,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $3,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 200 | $3,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 427 | $3,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 260 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $3,000 | thousands by filing date | principal |
| ELECTRO RENT CORP | 285218103 | COM | 300 | $3,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 100 | $3,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 120 | $3,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 2,000 | $3,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 1,200 | $3,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,000 | $3,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 10,000 | $3,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 300 | $3,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 100 | $3,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 400 | $3,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 3,000 | $3,000 | thousands by filing date | principal |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 1,000 | $3,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 20,000 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 100 | $3,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,100 | $3,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,861 | $3,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 224 | $3,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 2,010 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 62 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 100 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 220 | $3,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 167 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 100 | $3,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 3,000 | $3,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000 | $3,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,000 | $3,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,000 | $3,000 | thousands by filing date | principal |
| ENTELLUS MED INC | 29363K105 | COM | 200 | $3,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| ARCH COAL INC | 039380308 | Common Stock | 3,001 | $3,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 300 | $3,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 2,055 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 200 | $3,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 1,000 | $3,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,000 | $2,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 100 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-006237 | this filing | 2016-01-11 | acceptance time not in the bulk data set |