13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-11, with 4,617 holding rows worth $12,159,612,000.
- Accession
- 0001580642-16-006237
- Filer
- CIK 1540235
- Filed
- 2016-01-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 5,006 entries on the cover page, a total value of $12,159,612,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,159,612,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,121 | $124,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,873 | $124,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 50,200 | $124,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,000 | $123,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 6,500 | $123,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,016 | $123,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 887 | $123,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 8,254 | $123,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,805 | $123,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10,324 | $123,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 19,315 | $123,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 117,304 | $123,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,852 | $122,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 9,116 | $122,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 17,005 | $122,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 3,196 | $122,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,724 | $121,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 16,567 | $121,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,880 | $121,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,046 | $120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 2,064 | $120,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,425 | $120,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,568 | $120,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,201 | $120,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 652 | $119,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,000 | $119,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 5,042 | $119,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,850 | $119,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 2,843 | $119,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 142,100 | $119,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 70,600 | $119,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 27,900 | $118,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 6,602 | $118,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,400 | $118,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,333 | $118,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 81,072 | $118,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,925 | $118,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 9,126 | $117,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 12,000 | $117,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 99,000 | $117,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 1,277 | $116,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 981 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,281 | $116,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 16,328 | $116,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,313 | $116,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 18,625 | $116,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,120 | $116,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 6,000 | $116,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,039 | $115,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,500 | $115,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 8,518 | $115,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,233 | $115,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 3,704 | $115,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 7,459 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,233 | $114,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 6,406 | $114,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 1,208 | $114,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 5,500 | $113,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 8,595 | $113,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 22,396 | $113,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 7,696 | $113,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 32,091 | $113,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 91,741 | $113,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 78,766 | $112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,318 | $112,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 8,640 | $112,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,565 | $111,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 17,578 | $111,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 3,668 | $111,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,213 | $111,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 3,618 | $110,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,900 | $110,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 922 | $110,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 14,682 | $110,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,247 | $110,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 19,122 | $110,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 36,420 | $110,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,930 | $109,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 9,440 | $109,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,874 | $109,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 3,894 | $109,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 4,500 | $109,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 3,700 | $109,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 547 | $108,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,672 | $108,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,044 | $108,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,000 | $108,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 7,462 | $108,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 1,758 | $108,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 9,566 | $107,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 34,400 | $107,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 6,750 | $107,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 12,095 | $107,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 7,884 | $106,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 3,750 | $106,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,107 | $106,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 4,010 | $106,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 3,884 | $106,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 10,644 | $106,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 7,707 | $106,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 3,681 | $105,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 23,300 | $105,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,393 | $105,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,026 | $105,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 4,032 | $105,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 4,939 | $104,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,660 | $104,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 6,518 | $104,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 28,200 | $104,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 6,657 | $104,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1,953 | $103,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,972 | $103,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,820 | $103,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,491 | $103,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 6,434 | $103,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,577 | $103,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3,898 | $103,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1,674 | $102,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,488 | $102,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,110 | $102,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 9,879 | $102,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,918 | $101,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 17,941 | $101,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 919 | $101,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,913 | $100,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 4,516 | $100,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,303 | $100,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 6,290 | $100,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,638 | $100,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 10,216 | $100,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,720 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,407 | $99,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 6,900 | $99,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,445 | $99,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,784 | $99,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 15,761 | $99,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,532 | $98,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,031 | $98,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,100 | $98,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,931 | $98,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 4,595 | $98,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 3,500 | $98,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,417 | $98,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 7,317 | $98,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 4,629 | $98,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 12,186 | $98,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,868 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,528 | $97,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 42,200 | $97,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,432 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,027 | $97,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 5,393 | $97,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,830 | $96,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,550 | $96,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,415 | $96,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,000 | $96,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 3,373 | $96,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2,154 | $96,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 2,081 | $96,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 19,632 | $96,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,112 | $95,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,521 | $95,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 3,490 | $95,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,565 | $95,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 4,100 | $95,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,943 | $95,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 800 | $94,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 7,448 | $94,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 3,339 | $94,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 627 | $94,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,600 | $94,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 18,678 | $94,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 3,469 | $94,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 141,033 | $94,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 6,135 | $94,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,302 | $93,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 9,336 | $93,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 6,747 | $93,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 5,133 | $93,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,354 | $92,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,221 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,265 | $92,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,387 | $92,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,516 | $92,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,868 | $92,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 70,000 | $92,000 | thousands by filing date | principal |
| SEASPAN CORP | Y75638109 | SHS | 5,821 | $92,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 4,691 | $91,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 70,720 | $91,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 3,332 | $91,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 3,564 | $91,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 6,759 | $91,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,243 | $90,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 4,472 | $90,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 21,325 | $90,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,620 | $90,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 8,000 | $90,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,630 | $90,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 50,109 | $90,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 6,350 | $90,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 2,900 | $90,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,574 | $89,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,581 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,119 | $89,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,663 | $89,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 6,860 | $89,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,746 | $89,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 17,584 | $89,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,036 | $88,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,500 | $88,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 7,741 | $88,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,646 | $88,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,400 | $88,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 120,189 | $88,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 6,283 | $88,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 69,552 | $88,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,018 | $87,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,116 | $87,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,020 | $87,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,878 | $87,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 21,330 | $87,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 6,326 | $87,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,086 | $87,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,963 | $86,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,580 | $86,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 2,701 | $86,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,199 | $86,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 5,291 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 957 | $86,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 455 | $86,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,003 | $86,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 7,800 | $86,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,094 | $86,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 7,500 | $86,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,030 | $85,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 7,520 | $85,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 4,817 | $85,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 5,357 | $85,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,512 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 8,842 | $85,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 5,500 | $85,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 7,805 | $85,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 689 | $84,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,590 | $84,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,110 | $84,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,700 | $84,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 2,650 | $84,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 10,915 | $84,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 917 | $83,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,280 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 4,150 | $83,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 1,355 | $82,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,573 | $82,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 5,754 | $82,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 71 | $82,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,084 | $82,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 25,700 | $82,000 | thousands by filing date | call |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 2,278 | $82,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,340 | $82,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 2,084 | $82,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 29,178 | $82,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,580 | $81,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 7,053 | $81,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 5,656 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,450 | $81,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,907 | $81,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,143 | $81,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 81,000 | $81,000 | thousands by filing date | principal |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,000 | $80,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,850 | $80,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 5,737 | $80,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 2,025 | $80,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 190,306 | $80,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 5,011 | $79,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,719 | $79,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 7,936 | $79,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 8,270 | $79,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,600 | $79,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 7,363 | $79,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,975 | $79,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 4,700 | $79,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 696 | $79,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,552 | $79,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,643 | $78,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,945 | $78,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 809 | $78,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 2,269 | $78,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 944 | $78,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,062 | $78,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 56,340 | $78,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,292 | $77,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,651 | $77,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,668 | $77,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 4,906 | $77,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 8,100 | $77,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,400 | $77,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 33,500 | $77,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,935 | $76,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 4,072 | $76,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 7,088 | $76,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 4,935 | $76,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 43,500 | $76,000 | thousands by filing date | call |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,013 | $76,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,527 | $76,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 2,315 | $76,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 6,246 | $76,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,200 | $75,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 855 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 3,060 | $75,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 7,330 | $75,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 948 | $75,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 5,000 | $75,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,142 | $74,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,729 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 947 | $74,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 4,588 | $74,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,543 | $74,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 72,000 | $74,000 | thousands by filing date | principal |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 4,823 | $74,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,193 | $73,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 2,600 | $73,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 5,371 | $73,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 5,431 | $73,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 8,448 | $73,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,000 | $73,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 5,784 | $73,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,030 | $72,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,101 | $72,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 7,406 | $72,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 4,748 | $72,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,001 | $72,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 887 | $72,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 4,319 | $72,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 3,427 | $72,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 1,487 | $72,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,000 | $72,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,720 | $71,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,090 | $71,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 4,585 | $71,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 2,787 | $71,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,550 | $71,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 2,230 | $71,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 65,000 | $71,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,015 | $71,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 37,140 | $71,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 8,885 | $71,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 5,850 | $71,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 1,650 | $71,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 595 | $70,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,635 | $70,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,400 | $70,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,937 | $70,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 12,260 | $70,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 9,826 | $70,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 3,750 | $70,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 15,000 | $70,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 708 | $69,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5,194 | $69,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 5,108 | $69,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 8,800 | $69,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $69,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 736 | $69,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 7,896 | $69,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 1,050 | $69,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 74,000 | $69,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 1,000 | $69,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 67,000 | $69,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 3,955 | $68,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,018 | $68,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 842 | $68,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,891 | $68,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,600 | $68,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 3,167 | $68,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,258 | $68,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 11,000 | $68,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 60,000 | $68,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 73,000 | $68,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 2,018 | $67,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 671 | $67,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 8,587 | $67,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 7,727 | $67,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,062 | $67,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,532 | $67,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 4,259 | $67,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,025 | $67,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 5,101 | $67,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 3,267 | $67,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 23,000 | $67,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,400 | $66,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,353 | $66,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 800 | $66,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 450 | $66,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 5,174 | $66,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,749 | $66,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,900 | $66,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 900 | $66,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 8,308 | $66,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 82,000 | $66,000 | thousands by filing date | principal |
| WESTERN REFNG INC | 959319104 | COM | 1,858 | $66,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 7,659 | $66,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 13,500 | $65,000 | thousands by filing date | call |
| ISHARES TR | 464287523 | COM | 725 | $65,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,209 | $65,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,846 | $65,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 713 | $65,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 6,368 | $65,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,361 | $65,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 4,040 | $65,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 6,665 | $65,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 7,848 | $65,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 7,190 | $65,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,200 | $65,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 4,259 | $64,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 2,605 | $64,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 60,500 | $64,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,345 | $64,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,025 | $64,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,100 | $64,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,300 | $64,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 2,020 | $64,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 6,719 | $64,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,027 | $64,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,805 | $64,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,298 | $64,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,669 | $63,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 208 | $63,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,164 | $63,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 670 | $63,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,700 | $63,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 1,311 | $63,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,759 | $63,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 810 | $63,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,000 | $63,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 33,000 | $63,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,607 | $63,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,310 | $63,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 75,000 | $63,000 | thousands by filing date | principal |
| Foundation Medicine Inc | 350465100 | COM | 3,000 | $63,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 59,000 | $63,000 | thousands by filing date | principal |
| iShares Global Healthcare ETF | 464287325 | SHS | 600 | $62,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 718 | $62,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,657 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 590 | $62,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,163 | $62,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,235 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 819 | $62,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,966 | $62,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 2,158 | $62,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,250 | $62,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 4,100 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,640 | $62,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,925 | $61,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,950 | $61,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,304 | $61,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,748 | $61,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 300 | $61,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,202 | $61,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,585 | $61,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,954 | $61,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 2,618 | $61,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,512 | $61,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,406 | $61,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 63,000 | $61,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,500 | $61,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,846 | $61,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 658 | $60,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,877 | $60,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,108 | $60,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,138 | $60,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 4,588 | $60,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,675 | $60,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 5,155 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 1,200 | $60,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 3,260 | $60,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 3,657 | $60,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 6,424 | $60,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 14,697 | $60,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,894 | $59,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 697 | $59,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,935 | $59,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,700 | $59,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 4,689 | $59,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 8,000 | $59,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 767 | $59,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 4,200 | $59,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,423 | $59,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 5,000 | $59,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 8,807 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1,330 | $59,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,141 | $59,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 722 | $58,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 901 | $58,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 500 | $58,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,033 | $58,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 2,224 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,170 | $58,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,250 | $58,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 3,726 | $58,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 4,000 | $58,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,538 | $58,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-006237 | this filing | 2016-01-11 | acceptance time not in the bulk data set |