13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-29, with 4,326 holding rows worth $9,614,678,000.
- Accession
- 0001580642-15-000402
- Filer
- CIK 1540235
- Filed
- 2015-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,461 entries on the cover page, a total value of $9,614,678,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,614,678,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANON INC-ADR | 138006309 | SPONSORED ADR | 782 | $25,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,700 | $25,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,700 | $25,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,823 | $25,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 502 | $25,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,130 | $25,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 719 | $25,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 623 | $25,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,569 | $25,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 516 | $25,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,750 | $25,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 2,228 | $25,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 423 | $25,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,650 | $25,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 11,000 | $25,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 4,200 | $25,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,768 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 244 | $24,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 400 | $24,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 275 | $24,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 324 | $24,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 818 | $24,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,000 | $24,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 862 | $24,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 625 | $24,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,500 | $24,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 400 | $24,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,000 | $24,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 996 | $24,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 234 | $24,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 965 | $24,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,255 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 563 | $24,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,000 | $24,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,626 | $24,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,136 | $24,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 5,027 | $24,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 900 | $24,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,000 | $24,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 3,335 | $24,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,427 | $24,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 2,411 | $24,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 6,089 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 450 | $24,000 | thousands by filing date | |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 36,505 | $24,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,282 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 825 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 671 | $23,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,095 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,327 | $23,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 368 | $23,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,225 | $23,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 915 | $23,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,786 | $23,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,782 | $23,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 633 | $23,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 877 | $23,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,350 | $23,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,000 | $23,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,208 | $23,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,574 | $23,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,192 | $23,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 630 | $23,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,200 | $23,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 712 | $23,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,200 | $23,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 917 | $23,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 660 | $23,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 5,000 | $23,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 754 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 535 | $23,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 660 | $23,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 200 | $22,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,747 | $22,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 3,000 | $22,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,023 | $22,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 11,599 | $22,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,041 | $22,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 621 | $22,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,200 | $22,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,317 | $22,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 4,591 | $22,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,000 | $22,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,458 | $22,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 4,220 | $22,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,879 | $22,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 700 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,000 | $22,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 9,600 | $22,000 | thousands by filing date | call |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 629 | $22,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,487 | $22,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,000 | $22,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 22,436 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 638 | $22,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,820 | $22,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 12,385 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 400 | $22,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 5,300 | $22,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 874 | $22,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 1,000 | $22,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 600 | $22,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,800 | $21,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 600 | $21,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 280 | $21,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 382 | $21,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 404 | $21,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,333 | $21,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 377 | $21,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 694 | $21,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 580 | $21,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,797 | $21,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 7,800 | $21,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 419 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 598 | $21,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 437 | $21,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 550 | $21,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,000 | $21,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 19,500 | $21,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 1,398 | $21,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 3,370 | $21,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 792 | $21,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,926 | $21,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,400 | $21,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,100 | $21,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 25,400 | $21,000 | thousands by filing date | put |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 20,000 | $21,000 | thousands by filing date | principal |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 209 | $21,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 300 | $21,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 4,200 | $21,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 1,627 | $21,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,250 | $21,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 1,700 | $21,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 16,504 | $21,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 306 | $21,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 5,000 | $21,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 3,497 | $21,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,100 | $21,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 13,100 | $21,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 858 | $20,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 616 | $20,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 23 | $20,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 264 | $20,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 21,400 | $20,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,200 | $20,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 754 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 500 | $20,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 661 | $20,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 500 | $20,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 2,372 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 190 | $20,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 900 | $20,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 149 | $20,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,461 | $20,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 799 | $20,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,262 | $20,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 190 | $20,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 500 | $20,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,600 | $20,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 525 | $20,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 4,112 | $20,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 20,000 | $20,000 | thousands by filing date | principal |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,600 | $20,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,100 | $20,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,375 | $20,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 410 | $20,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 615 | $20,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 400 | $20,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 13,304 | $20,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 1,223 | $20,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,700 | $20,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 11,442 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 810 | $20,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 4,625 | $20,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,500 | $19,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 610 | $19,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 318 | $19,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 659 | $19,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 600 | $19,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 205 | $19,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 775 | $19,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 300 | $19,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,707 | $19,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 395 | $19,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 272 | $19,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,602 | $19,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 250 | $19,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 420 | $19,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 300 | $19,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 225 | $19,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,364 | $19,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,000 | $19,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 374 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 150 | $19,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,000 | $19,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 5,700 | $19,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 900 | $19,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,500 | $19,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 500 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 560 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 233 | $19,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,695 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 496 | $19,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,571 | $19,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 956 | $19,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,900 | $19,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,300 | $19,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 504 | $19,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 6,300 | $19,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 130 | $19,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,500 | $19,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 723 | $19,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 2,000 | $19,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 2,700 | $19,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 20,800 | $19,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,270 | $19,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 2,902 | $19,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 8,100 | $19,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 6,637 | $19,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,363 | $19,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,538 | $19,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,200 | $19,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 473 | $19,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 254 | $19,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 600 | $19,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 553 | $18,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,203 | $18,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 302 | $18,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 432 | $18,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 612 | $18,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,008 | $18,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 973 | $18,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 446 | $18,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 390 | $18,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 2,000 | $18,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,312 | $18,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,400 | $18,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,000 | $18,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 500 | $18,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,015 | $18,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,000 | $18,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1,204 | $18,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 800 | $18,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 2,000 | $18,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,552 | $18,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 815 | $18,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 882 | $18,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,525 | $18,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 400 | $18,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 1,346 | $18,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 735 | $18,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 897 | $18,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 810 | $18,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 20,000 | $18,000 | thousands by filing date | principal |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,416 | $18,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 7,838 | $18,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 9,200 | $17,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 146 | $17,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,000 | $17,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 5,150 | $17,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,000 | $17,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 390 | $17,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 1,600 | $17,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 600 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 180 | $17,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 660 | $17,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,562 | $17,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 381 | $17,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,119 | $17,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 592 | $17,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,503 | $17,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 275 | $17,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,000 | $17,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 998 | $17,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 260 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 249 | $17,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,070 | $17,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,350 | $17,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 550 | $17,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 119 | $17,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 750 | $17,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 402 | $17,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 16,000 | $17,000 | thousands by filing date | principal |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 86,400 | $17,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,994 | $17,000 | thousands by filing date | |
| 38259p508 | COM | 1,200 | $17,000 | thousands by filing date | call | |
| VERITIV CORP | 923454102 | COM | 337 | $17,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 571 | $17,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,300 | $17,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 500 | $17,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 800 | $17,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 1,000 | $17,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 175 | $17,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,600 | $17,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 450 | $17,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 1,012 | $17,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 4,500 | $17,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 22,790 | $17,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 7,537 | $17,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 6,468 | $17,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,090 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 500 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 800 | $17,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,515 | $17,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 598 | $17,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,700 | $16,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 449 | $16,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 580 | $16,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 119 | $16,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 450 | $16,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 200 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 150 | $16,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 500 | $16,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 742 | $16,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 285 | $16,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 649 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 562 | $16,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,000 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,000 | $16,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 228 | $16,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,000 | $16,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $16,000 | thousands by filing date | principal |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 510 | $16,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 803 | $16,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,500 | $16,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 650 | $16,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,373 | $16,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 605 | $16,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 520 | $16,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000 | $16,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 455 | $16,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 600 | $16,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 500 | $16,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 450 | $16,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 628 | $16,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 13,000 | $16,000 | thousands by filing date | principal |
| Galena Biopharma Inc | 363256108 | COM | 10,500 | $16,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 5,010 | $16,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,265 | $16,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 15,000 | $16,000 | thousands by filing date | principal |
| BALTIC TRADING LTD | Y0553W103 | COM | 6,500 | $16,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 861 | $16,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 2,000 | $16,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,000 | $15,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 300 | $15,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 7,600 | $15,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 773 | $15,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,429 | $15,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 624 | $15,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 215 | $15,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 502 | $15,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 750 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 409 | $15,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,400 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 487 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 252 | $15,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 600 | $15,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,600 | $15,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 800 | $15,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 968 | $15,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,224 | $15,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,100 | $15,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 906 | $15,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,000 | $15,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 487 | $15,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,072 | $15,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,435 | $15,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $15,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,838 | $15,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 600 | $15,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 769 | $15,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 606 | $15,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,100 | $15,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 705 | $15,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 450 | $15,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,400 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 550 | $15,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 103 | $15,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 200 | $15,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 1,063 | $15,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 1,000 | $15,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 10,050 | $15,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 15,000 | $15,000 | thousands by filing date | principal |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 500 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 394 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 1,000 | $15,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 8,000 | $15,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 250 | $15,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 1,129 | $15,000 | thousands by filing date | |
| Ivanhoe Energy Inc | 465790509 | Common Stock | 28,020 | $15,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 1,446 | $14,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 4,390 | $14,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 125 | $14,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 9,200 | $14,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 265 | $14,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,000 | $14,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $14,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 700 | $14,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 300 | $14,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 139 | $14,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 300 | $14,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,000 | $14,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,350 | $14,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,140 | $14,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 500 | $14,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 633 | $14,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 49 | $14,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 519 | $14,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,821 | $14,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 100 | $14,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 200 | $14,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 400 | $14,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 400 | $14,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 600 | $14,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 340 | $14,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 975 | $14,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 415 | $14,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,000 | $14,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,300 | $14,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 572 | $14,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,300 | $14,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 459 | $14,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,000 | $14,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 600 | $14,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 717 | $14,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $14,000 | thousands by filing date | principal |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 443 | $14,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 3,510 | $14,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,025 | $14,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 14,000 | $14,000 | thousands by filing date | principal |
| TELETECH HOLDINGS INC | 879939106 | COM | 609 | $14,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 600 | $14,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,000 | $14,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 502 | $14,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 262 | $14,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 1,000 | $14,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,000 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 590 | $14,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 20,000 | $14,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 9,000 | $14,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 260 | $14,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 11,000 | $14,000 | thousands by filing date | principal |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 1,650 | $14,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 800 | $14,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,000 | $13,000 | thousands by filing date | call |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 1,000 | $13,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,646 | $13,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,200 | $13,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 925 | $13,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 150 | $13,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 200 | $13,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 394 | $13,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 485 | $13,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 4,000 | $13,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 791 | $13,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 230 | $13,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 489 | $13,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 270 | $13,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 538 | $13,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 400 | $13,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,540 | $13,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,550 | $13,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 4,620 | $13,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 1,011 | $13,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 450 | $13,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,075 | $13,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 712 | $13,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 684 | $13,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,205 | $13,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $13,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,775 | $13,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 12,000 | $13,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,500 | $13,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,400 | $13,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 400 | $13,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 600 | $13,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 5,000 | $13,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 380 | $13,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 7,786 | $13,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 171 | $13,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 300 | $13,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,000 | $13,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 503 | $13,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 174 | $13,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 5,000 | $13,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,500 | $13,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,700 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 247 | $13,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,221 | $13,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 150 | $13,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 4,000 | $13,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,000 | $13,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 17,500 | $13,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 200 | $13,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,000 | $12,000 | thousands by filing date | put |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 129 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000402 | this filing | 2015-01-29 | acceptance time not in the bulk data set |