13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-29, with 4,326 holding rows worth $9,614,678,000.
- Accession
- 0001580642-15-000402
- Filer
- CIK 1540235
- Filed
- 2015-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,461 entries on the cover page, a total value of $9,614,678,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,614,678,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICELL COM COM | 68213N109 | Stock | 1,500 | $50,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 858 | $50,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 963 | $50,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 674 | $50,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 800 | $50,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 325 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 5,077 | $50,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 612 | $50,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1,980 | $50,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,132 | $50,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 5,633 | $50,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,471 | $50,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 913 | $49,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $49,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 808 | $49,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 432 | $49,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 499 | $49,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,882 | $49,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 464 | $49,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,482 | $49,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 3,500 | $49,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 410 | $49,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,034 | $49,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,481 | $49,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,910 | $49,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 600 | $49,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,082 | $49,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 3,300 | $49,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,385 | $48,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,735 | $48,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 956 | $48,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,156 | $48,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 7,274 | $48,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 5,200 | $48,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 910 | $48,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 5,772 | $48,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 2,880 | $48,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 9,555 | $48,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,645 | $47,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,000 | $47,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,300 | $47,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,869 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,958 | $47,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 535 | $47,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,750 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,010 | $47,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 800 | $47,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 4,169 | $47,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,335 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,598 | $47,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,000 | $47,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 1,000 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 982 | $47,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 886 | $47,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 1,890 | $47,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,281 | $47,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,220 | $47,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 870 | $47,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 46,000 | $47,000 | thousands by filing date | principal |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,519 | $46,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 806 | $46,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,001 | $46,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,755 | $46,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 3,095 | $46,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 740 | $46,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,660 | $46,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 5,427 | $46,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 640 | $46,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 611 | $46,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 5,026 | $46,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,708 | $46,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,390 | $46,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $46,000 | thousands by filing date | principal |
| OSHKOSH CORP COM | 688239201 | Stock | 932 | $45,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 511 | $45,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 432 | $45,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 800 | $45,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,880 | $45,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,400 | $45,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 510 | $45,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,233 | $45,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,107 | $45,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,787 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,240 | $45,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,598 | $45,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 4,806 | $44,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,641 | $44,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 4,900 | $44,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,190 | $44,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 878 | $44,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 145 | $44,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,579 | $44,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 849 | $44,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,300 | $44,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,062 | $44,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,535 | $44,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 815 | $44,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 39,900 | $44,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 3,223 | $44,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 11,130 | $44,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 2,100 | $43,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,900 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 699 | $43,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,600 | $43,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,902 | $43,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,450 | $43,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 5,387 | $43,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,091 | $43,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,092 | $43,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,125 | $43,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 4,500 | $43,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,191 | $43,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,264 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 910 | $43,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,800 | $43,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,555 | $42,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 700 | $42,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,506 | $42,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 3,109 | $42,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,700 | $42,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 795 | $42,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,790 | $42,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,000 | $42,000 | thousands by filing date | call |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,955 | $42,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 223 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $42,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 5,125 | $42,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 365 | $42,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 5,000 | $42,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 5,408 | $42,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 1,600 | $42,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $42,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 3,300 | $42,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,275 | $42,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,500 | $41,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 525 | $41,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 2,300 | $41,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,000 | $41,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 853 | $41,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,823 | $41,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 595 | $41,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,447 | $41,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,396 | $41,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,718 | $41,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 6,290 | $41,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 530 | $40,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 2,207 | $40,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 610 | $40,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 189 | $40,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,425 | $40,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,131 | $40,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,148 | $40,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 956 | $40,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 975 | $40,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 3,468 | $40,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,201 | $40,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 100 | $40,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,181 | $40,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 15,000 | $40,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 1,892 | $40,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,250 | $40,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 4,980 | $40,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 2,851 | $40,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 38,000 | $40,000 | thousands by filing date | principal |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 2,640 | $40,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,400 | $40,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 357 | $40,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,700 | $39,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,386 | $39,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,000 | $39,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,500 | $39,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,200 | $39,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,100 | $39,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 700 | $39,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 9,972 | $39,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 1,041 | $39,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,742 | $39,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 535 | $39,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 3,477 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,005 | $39,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 231 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,501 | $38,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,751 | $38,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 705 | $38,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,601 | $38,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 6,008 | $38,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,009 | $38,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 3,200 | $38,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,847 | $38,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 878 | $38,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 741 | $37,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 750 | $37,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,059 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 738 | $37,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,480 | $37,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 403 | $37,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,865 | $37,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 667 | $37,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 556 | $37,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,605 | $37,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 602 | $37,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 864 | $37,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,300 | $37,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 387 | $37,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 515 | $37,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 2,000 | $37,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $37,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 2,500 | $37,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 977 | $36,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,183 | $36,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,634 | $36,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,672 | $36,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,205 | $36,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 2,600 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,224 | $36,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,193 | $36,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 7,251 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,255 | $36,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,664 | $36,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 4,891 | $36,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 1,074 | $36,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 480 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 2,239 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,184 | $36,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,775 | $36,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 1,009 | $36,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 31,000 | $36,000 | thousands by filing date | principal |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1,300 | $35,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 385 | $35,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,171 | $35,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,001 | $35,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,062 | $35,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,900 | $35,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 235 | $35,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 766 | $35,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 526 | $35,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 534 | $35,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 700 | $35,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,422 | $35,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,600 | $35,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,609 | $35,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,000 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,178 | $35,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,600 | $35,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,098 | $35,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 939 | $35,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,740 | $35,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 3,800 | $35,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,470 | $35,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 23,000 | $35,000 | thousands by filing date | principal |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 8,594 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 692 | $35,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 37,357 | $35,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 4,000 | $35,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,784 | $35,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 775 | $35,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,058 | $35,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 11,000 | $35,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 911 | $34,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,755 | $34,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,350 | $34,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 2,156 | $34,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,969 | $34,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,272 | $34,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 4,195 | $34,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 437 | $34,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 1,300 | $34,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 1,000 | $34,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 751 | $34,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $34,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,729 | $34,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 2,000 | $33,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 431 | $33,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 652 | $33,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,670 | $33,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 559 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 185 | $33,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,034 | $33,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,500 | $33,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 15,812 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $33,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,154 | $33,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,700 | $33,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 429 | $33,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,750 | $33,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,500 | $33,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,078 | $33,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,829 | $33,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,101 | $33,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 2,500 | $33,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 2,396 | $33,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 5,316 | $33,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,189 | $33,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 2,000 | $33,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 7,050 | $33,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 315 | $33,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 471 | $32,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 390 | $32,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,208 | $32,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 538 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 725 | $32,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 631 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,230 | $32,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 900 | $32,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,050 | $32,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,580 | $32,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,666 | $32,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 593 | $32,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 2,208 | $32,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,518 | $32,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 3,000 | $32,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 1,056 | $32,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 722 | $32,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 4,949 | $32,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,171 | $32,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 2,310 | $32,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 800 | $31,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,603 | $31,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,018 | $31,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,809 | $31,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 30,000 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,150 | $31,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 6,850 | $31,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 268 | $31,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,000 | $31,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,048 | $31,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 574 | $31,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,800 | $31,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 775 | $31,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,417 | $31,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,584 | $31,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 8,500 | $31,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 488 | $31,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,310 | $31,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 1,500 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 22,000 | $31,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 7,000 | $30,000 | thousands by filing date | call |
| RLI CORP COM | 749607107 | Stock | 615 | $30,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 880 | $30,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 810 | $30,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 596 | $30,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,921 | $30,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 250 | $30,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 947 | $30,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 522 | $30,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,986 | $30,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,250 | $30,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,049 | $30,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 500 | $30,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 557 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 605 | $30,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,300 | $30,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,700 | $30,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,602 | $30,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,000 | $30,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,863 | $30,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 330 | $30,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 684 | $30,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 725 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 600 | $30,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,169 | $30,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 66,444 | $30,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,218 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 2,470 | $30,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 22,500 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 1,439 | $30,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,500 | $29,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 396 | $29,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 940 | $29,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,557 | $29,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 385 | $29,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 620 | $29,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 3,116 | $29,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,100 | $29,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,400 | $29,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,900 | $29,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,109 | $29,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,139 | $29,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 7,500 | $29,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 705 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,040 | $29,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 2,000 | $29,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,100 | $29,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 597 | $29,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 920 | $29,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 6,818 | $29,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,500 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,844 | $29,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 7,546 | $29,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,232 | $29,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,270 | $29,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,000 | $28,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 3,300 | $28,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,459 | $28,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 760 | $28,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 365 | $28,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 632 | $28,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,000 | $28,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,040 | $28,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,801 | $28,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 347 | $28,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 500 | $28,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 518 | $28,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 44 | $28,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,000 | $28,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 3,179 | $28,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 9,351 | $28,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,811 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 5,332 | $28,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,691 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $28,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 945 | $28,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,081 | $28,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,935 | $28,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 274 | $28,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 243 | $28,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 889 | $28,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,822 | $28,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 602 | $28,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 3,810 | $28,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 389 | $28,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 32,100 | $28,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 3,521 | $28,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 5,457 | $28,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 4,714 | $28,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 461 | $28,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 4,801 | $28,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 2,380 | $28,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,900 | $27,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 410 | $27,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,896 | $27,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 809 | $27,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 4,042 | $27,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,199 | $27,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,100 | $27,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,100 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,000 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,780 | $27,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 2,121 | $27,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,106 | $27,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 749 | $27,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,410 | $27,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,667 | $27,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,027 | $27,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 9,259 | $27,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,375 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $27,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,500 | $27,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 6,800 | $27,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,675 | $27,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 452 | $27,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 4,929 | $27,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,425 | $27,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 2,044 | $27,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1,907 | $27,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $27,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 17,225 | $27,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $27,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,500 | $27,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 500 | $26,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 434 | $26,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,565 | $26,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 470 | $26,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,500 | $26,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,007 | $26,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,940 | $26,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,961 | $26,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 519 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 619 | $26,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,327 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,000 | $26,000 | thousands by filing date | call |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 500 | $26,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 235 | $26,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,600 | $26,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 2,031 | $26,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 480 | $26,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 42,496 | $26,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 938 | $26,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 7,139 | $26,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,413 | $26,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 520 | $26,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,881 | $26,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 600 | $26,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 5,938 | $26,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 25,000 | $26,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 4,771 | $26,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,330 | $26,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 993 | $26,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 1,000 | $26,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 2,172 | $26,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 351 | $25,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,435 | $25,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 485 | $25,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,794 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 910 | $25,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 400 | $25,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,000 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,607 | $25,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 600 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000402 | this filing | 2015-01-29 | acceptance time not in the bulk data set |