13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-29, with 4,326 holding rows worth $9,614,678,000.
- Accession
- 0001580642-15-000402
- Filer
- CIK 1540235
- Filed
- 2015-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,461 entries on the cover page, a total value of $9,614,678,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,614,678,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 3,292 | $111,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,294 | $111,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 3,024 | $111,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 4,851 | $111,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 6,615 | $111,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,991 | $111,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 11,353 | $111,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 25,972 | $111,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,052 | $110,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,291 | $110,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,840 | $110,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 8,529 | $110,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 8,784 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,513 | $110,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,809 | $110,000 | thousands by filing date | |
| DB-X FUNDS | 233052505 | XTRAK INDEP TRGT | 3,926 | $110,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,000 | $109,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,421 | $109,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 4,035 | $109,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 9,394 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 2,562 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,357 | $108,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 950 | $107,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,760 | $107,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 5,564 | $107,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,370 | $105,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,340 | $105,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 3,729 | $105,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 803 | $105,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 6,873 | $105,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 8,597 | $105,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,804 | $105,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,038 | $104,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,637 | $104,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,055 | $104,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 7,821 | $104,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 11,892 | $104,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 5,292 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 8,756 | $103,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 2,640 | $103,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,005 | $102,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,172 | $102,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,400 | $102,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,859 | $102,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,442 | $102,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 2,050 | $102,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 35,168 | $102,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,646 | $101,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,228 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,675 | $101,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,180 | $101,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 828 | $101,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 14,300 | $100,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 901 | $100,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,303 | $100,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 5,794 | $100,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 7,271 | $99,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 4,135 | $99,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,825 | $98,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 3,300 | $98,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,668 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,306 | $98,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,963 | $98,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,501 | $97,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 2,000 | $97,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 3,000 | $97,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 4,094 | $97,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,000 | $96,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,522 | $96,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,511 | $96,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,869 | $96,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 1,217 | $96,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,451 | $95,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 3,765 | $95,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,494 | $95,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 5,766 | $95,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,897 | $95,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,755 | $95,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 17,331 | $95,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 6,224 | $95,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,191 | $94,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 2,055 | $94,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 4,597 | $94,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 4,627 | $94,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 2,322 | $94,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,576 | $94,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 3,825 | $94,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,075 | $93,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 8,247 | $93,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 8,208 | $93,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 14,900 | $93,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 6,528 | $92,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 5,407 | $92,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,486 | $92,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 7,860 | $92,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 4,111 | $92,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 12,750 | $91,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,420 | $91,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,118 | $91,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 34,000 | $91,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 3,552 | $91,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,065 | $90,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,756 | $90,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 4,468 | $90,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 26,517 | $90,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 2,661 | $90,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 32,692 | $90,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,000 | $89,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,353 | $89,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,974 | $89,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,300 | $89,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 7,475 | $89,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,532 | $89,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,033 | $89,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,679 | $89,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,762 | $88,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 2,471 | $88,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,119 | $88,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 9,087 | $88,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 3,097 | $88,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 5,817 | $88,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,700 | $87,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,175 | $87,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 21,019 | $87,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,338 | $86,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 6,403 | $86,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 14,155 | $86,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 21,320 | $86,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,415 | $86,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,300 | $86,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 9,759 | $86,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,057 | $85,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 7,491 | $85,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 2,379 | $85,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,054 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,603 | $85,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 954 | $85,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,700 | $85,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,204 | $85,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 7,723 | $85,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 883 | $84,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,045 | $84,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,601 | $84,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,487 | $84,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 2,597 | $83,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,606 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 919 | $83,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,000 | $83,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,435 | $83,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,152 | $83,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 5,677 | $83,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 5,000 | $83,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 720 | $83,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 2,200 | $83,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 67,000 | $83,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 65,000 | $83,000 | thousands by filing date | principal |
| EMCLAIRE FINL CORP | 290828102 | COM | 3,335 | $83,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 971 | $82,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,693 | $82,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 809 | $82,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,300 | $82,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,323 | $82,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 77,262 | $82,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,480 | $82,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 947 | $81,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,454 | $81,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,013 | $81,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 13,356 | $81,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,800 | $81,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,221 | $81,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,000 | $81,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 7,100 | $81,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 67,203 | $81,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 11,225 | $81,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,222 | $80,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,419 | $80,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 919 | $80,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 5,101 | $80,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,199 | $80,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 10,000 | $80,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 6,064 | $79,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 4,955 | $79,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 300 | $79,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 5,379 | $79,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 7,754 | $79,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,568 | $79,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 20,250 | $79,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,626 | $79,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 9,416 | $79,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 3,063 | $79,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 9,961 | $79,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,000 | $79,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,039 | $78,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 785 | $78,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,718 | $78,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 8,116 | $78,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,702 | $78,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,317 | $78,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 23,659 | $78,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,210 | $78,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 12,191 | $78,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 3,000 | $78,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 5,538 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2,506 | $77,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,800 | $77,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 5,762 | $77,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,425 | $77,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,238 | $76,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,657 | $76,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,473 | $76,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 5,350 | $76,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,000 | $76,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 4,294 | $76,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 3,000 | $76,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 4,220 | $76,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,917 | $76,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,370 | $76,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 496 | $76,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 7,376 | $75,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,315 | $75,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,326 | $75,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,420 | $75,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 729 | $75,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 4,793 | $75,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,665 | $75,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,047 | $75,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 7,936 | $75,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 6,994 | $75,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,250 | $75,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,409 | $75,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 59,000 | $75,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,663 | $74,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,332 | $74,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,420 | $74,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,585 | $74,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 19,016 | $74,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 2,666 | $73,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,770 | $73,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 2,061 | $73,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 3,000 | $73,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,017 | $73,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 60,000 | $73,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,260 | $72,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,239 | $72,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 5,370 | $72,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,730 | $72,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,271 | $72,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 3,047 | $72,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 12,260 | $72,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 5,762 | $72,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,825 | $72,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,452 | $72,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,231 | $71,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,045 | $71,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,837 | $71,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,424 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 960 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,400 | $71,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,368 | $71,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 5,000 | $71,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 3,815 | $71,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 2,638 | $71,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 8,720 | $71,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 700 | $70,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,755 | $70,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 790 | $70,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,091 | $70,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 4,100 | $70,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 6,300 | $70,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,696 | $70,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,699 | $70,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 6,141 | $70,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $70,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,055 | $70,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,853 | $70,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 1,000 | $70,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 4,400 | $70,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 2,760 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 1,000 | $70,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,743 | $69,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 23,400 | $69,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 536 | $69,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 3,559 | $69,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,992 | $69,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,100 | $69,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,071 | $69,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 19,077 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 3,300 | $69,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 2,700 | $69,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 15,477 | $69,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,584 | $68,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 5,000 | $68,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 3,419 | $68,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 22,535 | $68,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,505 | $68,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 3,000 | $68,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 5,000 | $68,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 2,489 | $68,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,914 | $68,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 8,707 | $68,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,400 | $67,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 6,615 | $67,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,070 | $67,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,557 | $67,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 5,873 | $67,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,755 | $67,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 11,500 | $67,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,300 | $67,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,695 | $67,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 66,000 | $67,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,325 | $66,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 781 | $66,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 6,880 | $66,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 622 | $66,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 4,259 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,980 | $66,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,293 | $66,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,144 | $66,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,040 | $66,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 926 | $66,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 3,756 | $66,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,207 | $65,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,400 | $65,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,811 | $65,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 4,905 | $65,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 3,000 | $65,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 7,500 | $65,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 9,475 | $65,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 3,093 | $65,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,310 | $65,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 63,000 | $65,000 | thousands by filing date | principal |
| iShares Global 100 ETF | 464287572 | SHS | 844 | $64,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 44,133 | $64,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 949 | $64,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 584 | $64,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 8,496 | $64,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,467 | $64,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 36,200 | $64,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,832 | $64,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 8,700 | $64,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 962 | $64,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,170 | $63,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 531 | $63,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 2,152 | $63,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,511 | $63,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 610 | $63,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,774 | $63,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 4,682 | $63,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 2,799 | $63,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 15,000 | $63,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,141 | $62,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,026 | $62,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,312 | $62,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 5,310 | $62,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,600 | $62,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,522 | $62,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 2,040 | $62,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,801 | $62,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 12,665 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 2,050 | $62,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 4,091 | $62,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,300 | $62,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 67,000 | $62,000 | thousands by filing date | principal |
| CELADON GROUP INC | 150838100 | COM | 2,750 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 530 | $62,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,508 | $61,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1,000 | $61,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,500 | $61,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 5,034 | $61,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,237 | $61,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,900 | $61,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 5,260 | $61,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,212 | $61,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,050 | $61,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 3,683 | $61,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 22,400 | $61,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 5,420 | $61,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 6,552 | $61,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 27,925 | $60,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,001 | $60,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,687 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,191 | $60,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 3,082 | $60,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 75,400 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,605 | $60,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 800 | $60,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,759 | $60,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 4,050 | $60,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 1,100 | $60,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,840 | $60,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 4,000 | $60,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 1,109 | $59,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 2,980 | $59,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,600 | $59,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 5,000 | $59,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,495 | $59,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 745 | $59,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1,880 | $59,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,300 | $58,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,011 | $58,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 700 | $58,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,549 | $58,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,600 | $58,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 4,000 | $58,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 50,000 | $58,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 1,003 | $58,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 1,258 | $58,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,000 | $58,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,675 | $58,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,415 | $58,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,280 | $58,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 12,000 | $57,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,117 | $57,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,000 | $57,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,619 | $57,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,125 | $57,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,150 | $57,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 4,050 | $57,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 4,085 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,366 | $57,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 3,023 | $57,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 970 | $57,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,000 | $57,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 4,523 | $57,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,045 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 2,500 | $57,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 2,200 | $57,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,000 | $56,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,352 | $56,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,296 | $56,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,510 | $56,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,500 | $56,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 6,000 | $56,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 2,300 | $56,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 9,490 | $56,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 2,200 | $56,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 859 | $56,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 1,430 | $56,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 3,074 | $56,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 6,600 | $56,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 6,500 | $56,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,300 | $56,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 4,350 | $56,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,040 | $55,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 935 | $55,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 701 | $55,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,534 | $55,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,759 | $55,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 4,518 | $55,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 411 | $55,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 2,000 | $55,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 497 | $55,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 3,100 | $55,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,340 | $55,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 50,000 | $55,000 | thousands by filing date | principal |
| WESTERN REFNG INC | 959319104 | COM | 1,459 | $55,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,183 | $55,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,000 | $55,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,432 | $55,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 3,800 | $55,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,743 | $55,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 607 | $55,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 855 | $54,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 617 | $54,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,016 | $54,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 907 | $54,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 6,000 | $54,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 6,300 | $54,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,561 | $54,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 3,367 | $54,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 1,519 | $53,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 4,150 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 962 | $53,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,509 | $53,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,645 | $53,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 645 | $53,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 784 | $53,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 4,500 | $53,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,118 | $52,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,725 | $52,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 29,653 | $52,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 5,815 | $52,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 523 | $52,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,959 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,400 | $52,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 3,600 | $52,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 3,750 | $52,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,788 | $52,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 6,103 | $52,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,000 | $51,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 812 | $51,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,130 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 334 | $51,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,450 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 910 | $51,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 5,600 | $51,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,131 | $51,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 241,750 | $51,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 11,500 | $51,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 3,243 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000402 | this filing | 2015-01-29 | acceptance time not in the bulk data set |