13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-29, with 4,326 holding rows worth $9,614,678,000.
- Accession
- 0001580642-15-000402
- Filer
- CIK 1540235
- Filed
- 2015-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,461 entries on the cover page, a total value of $9,614,678,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,614,678,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKDALE SR LIVING INC | 112463104 | COM | 147 | $5,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $5,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 500 | $5,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,000 | $5,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 506 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 137 | $5,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 42 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 140 | $5,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,312 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 120 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 50 | $5,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 100 | $5,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 200 | $5,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 500 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 124 | $5,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 481 | $5,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,315 | $5,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 465 | $5,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,000 | $5,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,100 | $5,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 266 | $5,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 500 | $5,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 200 | $5,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 300 | $5,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 600 | $5,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 1,538 | $5,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 197 | $5,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 200 | $5,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 374 | $5,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 43 | $5,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 900 | $5,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 500 | $5,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 210 | $5,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 200 | $5,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 197 | $5,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 191 | $5,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 300 | $5,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,363 | $5,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 72 | $5,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 325 | $5,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 350 | $5,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 940 | $5,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 33,000 | $5,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,550 | $5,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 352 | $5,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 5,000 | $5,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 86 | $5,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 2,900 | $5,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 200 | $5,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 308 | $5,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 100 | $5,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 185 | $5,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 200 | $5,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 400 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 419 | $5,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 3,000 | $5,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 2,000 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 200 | $5,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 5,000 | $5,000 | thousands by filing date | principal |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 1,900 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 272 | $5,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 800 | $5,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 1,000 | $5,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 124 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X384 | MSCI AUS STRTGIC | 100 | $5,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 850 | $5,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 5,000 | $5,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 500 | $4,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,000 | $4,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 46 | $4,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,500 | $4,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,000 | $4,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 109 | $4,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 55 | $4,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 103 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 187 | $4,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 200 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $4,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 304 | $4,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 850 | $4,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 103 | $4,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 317 | $4,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 600 | $4,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 100 | $4,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,000 | $4,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 5,000 | $4,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 46 | $4,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 46 | $4,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 100 | $4,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 153 | $4,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 38 | $4,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 400 | $4,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 150 | $4,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 88 | $4,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,100 | $4,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 300 | $4,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 45 | $4,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $4,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 500 | $4,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 150 | $4,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 92 | $4,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 166 | $4,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 713 | $4,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 195 | $4,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 860 | $4,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 82 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 258 | $4,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,500 | $4,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 157 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 160 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 50 | $4,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 100 | $4,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,000 | $4,000 | thousands by filing date | call |
| MAGNETEK INC | 559424403 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 411 | $4,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 10,570 | $4,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 335 | $4,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 50 | $4,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 100 | $4,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,000 | $4,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 196 | $4,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,000 | $4,000 | thousands by filing date | principal |
| CIBER INC | 17163B102 | COM | 1,163 | $4,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 100 | $4,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 73 | $4,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 2,000 | $4,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 400 | $4,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 500 | $4,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 187 | $4,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 846 | $4,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 400 | $4,000 | thousands by filing date | call |
| ANADIGICS INC | 032515108 | COM | 5,000 | $4,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 200 | $4,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 70 | $4,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 260 | $4,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 217 | $4,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 117 | $4,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $4,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 280 | $4,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 84 | $4,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 750 | $4,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 410 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $4,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 400 | $4,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 24,250 | $4,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 1,200 | $4,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 300 | $4,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 73 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 74 | $4,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 159 | $4,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 200 | $4,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 5,000 | $4,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 375 | $4,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 600 | $4,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 301 | $4,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 201 | $4,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 450 | $4,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 490 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 200 | $4,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 150 | $4,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 556 | $4,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 211 | $4,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 200 | $4,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 300 | $4,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 1,000 | $4,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 4,000 | $4,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 175 | $3,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,600 | $3,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 2,100 | $3,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 54 | $3,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 500 | $3,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 333 | $3,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 100 | $3,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 50 | $3,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 52 | $3,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 104 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 100 | $3,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 100 | $3,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 800 | $3,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 61 | $3,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 121 | $3,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 912 | $3,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 500 | $3,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $3,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 25 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,700 | $3,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,000 | $3,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 201 | $3,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 100 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 200 | $3,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 211 | $3,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 200 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 700 | $3,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 50 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 200 | $3,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 202 | $3,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 100 | $3,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 100 | $3,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 800 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,563 | $3,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 408 | $3,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 132 | $3,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 600 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 65 | $3,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,200 | $3,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 70 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 300 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 500 | $3,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 66 | $3,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 44 | $3,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 300 | $3,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 52 | $3,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 6,000 | $3,000 | thousands by filing date | principal |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 48 | $3,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 300 | $3,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 100 | $3,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 200 | $3,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 2,100 | $3,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 17,000 | $3,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 472 | $3,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 83 | $3,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 810 | $3,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 2,500 | $3,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 40 | $3,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,575 | $3,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 80 | $3,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 920 | $3,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 200 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 163 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 54 | $3,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 200 | $3,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 150 | $3,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 41 | $3,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 650 | $3,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 425 | $3,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 200 | $3,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,670 | $3,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 1,800 | $3,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 592 | $3,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,000 | $3,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 395 | $3,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 1,800 | $3,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 550 | $3,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 2,000 | $3,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 119 | $3,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 181 | $3,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 108 | $3,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $3,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 200 | $3,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 1,278 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 66 | $3,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 100 | $3,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 5,465 | $3,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 190 | $3,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 855 | $3,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 309 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 100 | $3,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 1,000 | $3,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,011 | $3,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 1,000 | $3,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 216 | $3,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 387 | $3,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 5,000 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y719 | INTL BEAR ETF | 150 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 800 | $2,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 3,000 | $2,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $2,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 400 | $2,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 70 | $2,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,000 | $2,000 | thousands by filing date | call |
| MIDDLEBYCORP | 596278101 | STOK | 200 | $2,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 100 | $2,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 22 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $2,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 14 | $2,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 45 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 150 | $2,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,000 | $2,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 178 | $2,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 200 | $2,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 288 | $2,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 54 | $2,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 100 | $2,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 20 | $2,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,000 | $2,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 395 | $2,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 32 | $2,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 38 | $2,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5,000 | $2,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 46 | $2,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 200 | $2,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 40 | $2,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 414 | $2,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,100 | $2,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,500 | $2,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 100 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 105 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 4,300 | $2,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 7,500 | $2,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 310 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 900 | $2,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100 | $2,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 68 | $2,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 129 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 113 | $2,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 410 | $2,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 43 | $2,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 400 | $2,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 200 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 19 | $2,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 120 | $2,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 500 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $2,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 30 | $2,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,000 | $2,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 100 | $2,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 671 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 135 | $2,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 13 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 173 | $2,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 4,000 | $2,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 2,509 | $2,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 177 | $2,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 210 | $2,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 500 | $2,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 16 | $2,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 200 | $2,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 100 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 7,000 | $2,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 4,000 | $2,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 100 | $2,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 400 | $2,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 3,000 | $2,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,000 | $2,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,000 | $2,000 | thousands by filing date | call |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 4,524 | $2,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 100 | $2,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 225 | $2,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 602 | $2,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 54 | $2,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 100 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,000 | $2,000 | thousands by filing date | principal |
| ARUBA NETWORKS INC | 043176106 | COM | 100 | $2,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 213 | $2,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 300 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,000 | $2,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 450 | $2,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 92 | $2,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,934 | $2,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 25 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 46 | $2,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 200 | $2,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 200 | $2,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 100 | $2,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 2,300 | $2,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 300 | $2,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 150 | $2,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 250 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 100 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 100 | $2,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 88 | $2,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 77 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| INFOSONICS CORP | 456784107 | COM | 1,495 | $2,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $2,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 100 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 200 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 30 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 123 | $2,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 35 | $2,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 100 | $2,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 1,200 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 192 | $2,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 200 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 150 | $2,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 87 | $2,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 500 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 100 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $2,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 300 | $2,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 100 | $2,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 150 | $2,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 1,500 | $2,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 1,000 | $2,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 1,754 | $2,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 600 | $2,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 100 | $2,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 166 | $2,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 500 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 50 | $2,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 82 | $2,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 108 | $2,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 1,170 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 2,000 | $2,000 | thousands by filing date | principal |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 888 | $2,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 47 | $2,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 101 | $2,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 420 | $2,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 600 | $2,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 300 | $1,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 100 | $1,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 500 | $1,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $1,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 100 | $1,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 500 | $1,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 181 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200 | $1,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 654 | $1,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3 | $1,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 18 | $1,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 40 | $1,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 84,000 | $1,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 200 | $1,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 61 | $1,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 300 | $1,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 157 | $1,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 13 | $1,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 13 | $1,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,000 | $1,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 33 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 43 | $1,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 14 | $1,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 15 | $1,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 500 | $1,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 112 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 21 | $1,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,000 | $1,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 66 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 35 | $1,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 39 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 29 | $1,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14 | $1,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 9 | $1,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 13 | $1,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 200 | $1,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 100 | $1,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 700 | $1,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 18 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 27 | $1,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 53 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 50 | $1,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100 | $1,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 29 | $1,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 75 | $1,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 42 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 40 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 121 | $1,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 109 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200 | $1,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 100 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 109 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 10 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 40 | $1,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 440 | $1,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 87 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 100 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 73 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000402 | this filing | 2015-01-29 | acceptance time not in the bulk data set |