13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-29, with 4,326 holding rows worth $9,614,678,000.
- Accession
- 0001580642-15-000402
- Filer
- CIK 1540235
- Filed
- 2015-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,461 entries on the cover page, a total value of $9,614,678,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,614,678,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL INC COM | 929089100 | Stock | 282 | $12,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,510 | $12,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 634 | $12,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 500 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 120 | $12,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,000 | $12,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 73 | $12,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 677 | $12,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 500 | $12,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,000 | $12,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,280 | $12,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 618 | $12,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 382 | $12,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 600 | $12,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 700 | $12,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 272 | $12,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 753 | $12,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 80 | $12,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 648 | $12,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 600 | $12,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 840 | $12,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 148 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 167 | $12,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 500 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 500 | $12,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 200 | $12,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 435 | $12,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 146 | $12,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 568 | $12,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1,600 | $12,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,200 | $12,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 3,300 | $12,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 750 | $12,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 740 | $12,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 250 | $12,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 300 | $12,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 800 | $12,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,300 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 300 | $12,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 1,700 | $12,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,150 | $12,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 600 | $12,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 3,290 | $12,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 1,000 | $12,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 5,000 | $12,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 200 | $12,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 3,000 | $12,000 | thousands by filing date | principal |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,200 | $12,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 686 | $12,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 417 | $11,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 86 | $11,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 100 | $11,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 155 | $11,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 300 | $11,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 102 | $11,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 563 | $11,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 400 | $11,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 100 | $11,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 543 | $11,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,200 | $11,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 750 | $11,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 202 | $11,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 400 | $11,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 521 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 472 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 828 | $11,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 491 | $11,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 231 | $11,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,150 | $11,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,000 | $11,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 805 | $11,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 649 | $11,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 4,500 | $11,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 403 | $11,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 375 | $11,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,300 | $11,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,200 | $11,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 300 | $11,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,325 | $11,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 920 | $11,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 2,710 | $11,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 325 | $11,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 255 | $11,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 2,010 | $11,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 12,000 | $11,000 | thousands by filing date | principal |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 704 | $11,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 242 | $11,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,827 | $11,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 390 | $11,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 200 | $11,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 800 | $11,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 4,251 | $11,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 880 | $11,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 338 | $11,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 1,300 | $11,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 2,201 | $11,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 2,000 | $11,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 127 | $11,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,000 | $11,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 4,419 | $11,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,000 | $11,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,100 | $11,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC NEW | 86852R207 | PFD STK SER A | 2,100 | $11,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $10,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 214 | $10,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 403 | $10,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 290 | $10,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 176 | $10,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 300 | $10,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 312 | $10,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 782 | $10,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 800 | $10,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,000 | $10,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 200 | $10,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 14,000 | $10,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 150 | $10,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,000 | $10,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 885 | $10,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,200 | $10,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 625 | $10,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,449 | $10,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,000 | $10,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 667 | $10,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 207 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 400 | $10,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 200 | $10,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 905 | $10,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 509 | $10,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 800 | $10,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 512 | $10,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 500 | $10,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,400 | $10,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 527 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 396 | $10,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,650 | $10,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 1,907 | $10,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 550 | $10,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,400 | $10,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 222 | $10,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 6,915 | $10,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 500 | $10,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 401 | $10,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 3,827 | $10,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 372 | $10,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 660 | $10,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 194 | $10,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 969 | $10,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 1,370 | $10,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 698 | $10,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 21,900 | $10,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,000 | $10,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,000 | $10,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $10,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 2,000 | $10,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 727 | $10,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 14,000 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 300 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 400 | $10,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 400 | $10,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 100 | $9,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,000 | $9,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $9,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 5,000 | $9,000 | thousands by filing date | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 600 | $9,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 253 | $9,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 200 | $9,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 696 | $9,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 380 | $9,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,257 | $9,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 501 | $9,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 145 | $9,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,000 | $9,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 572 | $9,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,320 | $9,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,006 | $9,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 500 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 322 | $9,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,000 | $9,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 337 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 391 | $9,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $9,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 940 | $9,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 583 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 250 | $9,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 600 | $9,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 359 | $9,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 500 | $9,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 166 | $9,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,500 | $9,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 776 | $9,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 800 | $9,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 605 | $9,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 117 | $9,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $9,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 610 | $9,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 300 | $9,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 10,000 | $9,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 184 | $9,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 340 | $9,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 428 | $9,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 500 | $9,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 528 | $9,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 219 | $9,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 100 | $9,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 300 | $9,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 620 | $9,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 9,000 | $9,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 1,100 | $8,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 259 | $8,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,500 | $8,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 100 | $8,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,000 | $8,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,000 | $8,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 200 | $8,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 225 | $8,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 250 | $8,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 200 | $8,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 500 | $8,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 8,000 | $8,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 355 | $8,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 158 | $8,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 200 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 235 | $8,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 237 | $8,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 400 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 500 | $8,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 97 | $8,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 5,000 | $8,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 242 | $8,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 584 | $8,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 200 | $8,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $8,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,000 | $8,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,000 | $8,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 215 | $8,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 606 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $8,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 400 | $8,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 785 | $8,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 641 | $8,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,039 | $8,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,400 | $8,000 | thousands by filing date | put |
| CORECARD CORPORATION | 45816D100 | COM | 5,000 | $8,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,000 | $8,000 | thousands by filing date | call |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 591 | $8,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $8,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 1,900 | $8,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 300 | $8,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,255 | $8,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,000 | $8,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 916 | $8,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 182 | $8,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $8,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 408 | $8,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 571 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 134 | $8,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 3,000 | $8,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 655 | $8,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 200 | $8,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,000 | $8,000 | thousands by filing date | principal |
| EXONE CO | 302104104 | COM | 500 | $8,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,000 | $8,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 560 | $8,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 163 | $8,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,497 | $8,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $8,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $8,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 5,000 | $8,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 7,000 | $8,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 6,000 | $8,000 | thousands by filing date | principal |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 134 | $8,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 325 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 500 | $8,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 14,050 | $8,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 300 | $8,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,288 | $8,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 200 | $8,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 400 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $8,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 570 | $8,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 8,000 | $8,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 404 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 400 | $8,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 630 | $8,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 440 | $8,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 8,000 | $8,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 2,000 | $7,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 108 | $7,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 400 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 144 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,500 | $7,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 253 | $7,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 45 | $7,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 200 | $7,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 550 | $7,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $7,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 900 | $7,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,000 | $7,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 149 | $7,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 400 | $7,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 166 | $7,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 500 | $7,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 300 | $7,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 314 | $7,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 284 | $7,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 500 | $7,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 168 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 200 | $7,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 400 | $7,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 200 | $7,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 635 | $7,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 400 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 500 | $7,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 344 | $7,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 100 | $7,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 600 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 50 | $7,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 975 | $7,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 120 | $7,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $7,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,471 | $7,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 300 | $7,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,421 | $7,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 300 | $7,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 400 | $7,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 200 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 500 | $7,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 250 | $7,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 202 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 6,000 | $7,000 | thousands by filing date | principal |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 4,500 | $7,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 7,000 | $7,000 | thousands by filing date | principal |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 862 | $7,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 150 | $7,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 500 | $7,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 775 | $7,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 800 | $7,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 3,000 | $7,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 210 | $7,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 710 | $7,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,700 | $7,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 2,000 | $7,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 168 | $7,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 2,882 | $7,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,412 | $7,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 200 | $7,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,000 | $7,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 202 | $7,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 301 | $7,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 666 | $7,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 365 | $7,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,500 | $7,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 7,600 | $7,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 499 | $7,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 10,100 | $7,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 500 | $7,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 105 | $7,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 1,635 | $7,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 852 | $7,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 4,100 | $7,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 705 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 500 | $7,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 2,540 | $7,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 430 | $7,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 1,000 | $7,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 226 | $7,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 1,922 | $7,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $7,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 300 | $7,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,000 | $6,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,000 | $6,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 111 | $6,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 300 | $6,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 47 | $6,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 266 | $6,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 98 | $6,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 500 | $6,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 136 | $6,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 250 | $6,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 900 | $6,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 101 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 220 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 77 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 496 | $6,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 100 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 119 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 120 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 100 | $6,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 413 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 800 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 202 | $6,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 213 | $6,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $6,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 500 | $6,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 373 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 580 | $6,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 230 | $6,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 500 | $6,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 70 | $6,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 400 | $6,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 146 | $6,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 400 | $6,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 323 | $6,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 515 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 119 | $6,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 5,000 | $6,000 | thousands by filing date | call |
| MULTI-COLOR | 625383104 | COM | 107 | $6,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 539 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 209 | $6,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 138 | $6,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 700 | $6,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,000 | $6,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 400 | $6,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,337 | $6,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 500 | $6,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 410 | $6,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 450 | $6,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 800 | $6,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 200 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 253 | $6,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,000 | $6,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 300 | $6,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 210 | $6,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 300 | $6,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 89 | $6,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 200 | $6,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 200 | $6,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 420 | $6,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 2,241 | $6,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 200 | $6,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 6,000 | $6,000 | thousands by filing date | principal |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,000 | $6,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 427 | $6,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,000 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 500 | $6,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,212 | $6,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 400 | $6,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 4,000 | $6,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $6,000 | thousands by filing date | principal |
| CHEROKEE INC | 16444H102 | COM | 300 | $6,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 114 | $6,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 300 | $6,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,200 | $6,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 516 | $6,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 750 | $6,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 500 | $6,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 200 | $6,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 600 | $6,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,286 | $6,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 400 | $6,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 500 | $6,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 135 | $5,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 50 | $5,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,000 | $5,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 107 | $5,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 300 | $5,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 200 | $5,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 145 | $5,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 391 | $5,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 176 | $5,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 400 | $5,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 100 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 201 | $5,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 100 | $5,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,000 | $5,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 59 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 177 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 273 | $5,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 159 | $5,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 500 | $5,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 293 | $5,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 200 | $5,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 200 | $5,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 150 | $5,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 300 | $5,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 258 | $5,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 196 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 350 | $5,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 363 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 252 | $5,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 200 | $5,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 213 | $5,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 100 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000402 | this filing | 2015-01-29 | acceptance time not in the bulk data set |