13F-HR filed by Advisory Services Network, LLC
Advisory Services Network, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 3,739 holding rows worth $2,124,868,000.
- Accession
- 0001573876-20-000010
- Filer
- CIK 1573876
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 6,562 entries on the cover page, a total value of $2,124,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,124,868,000 with VALUE read as thousands by filing date, 13F file number 028-15454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAdvisors Asset Management, Inc.
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerCAPRIN ASSET MANAGEMENT LLC /ADV
- included managerClarkston Capital Partners, LLC028-15091
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerENVESTNET ASSET MANAGEMENT INC
- included managerLadenburg Thalmann Asset Management028-13809
- included managerSitrin Capital Management LLC028-17076
- included managerSYNTAX RESEARCH, INC
- included managerMILLER HOWARD INVESTMENTS INC /NY028-03692
- included managerZACKS INVESTMENT MANAGEMENT028-04587
- included managerCharles Schwab Investment Advisory, Inc.028-14153
- included managerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- included managerMANAGED ASSET PORTFOLIOS, LLC028-16090
- included managerAstor Investment Management LLC028-16121
- included managerSt. James Investment Company, LLC028-14071
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
- included managerNATIXIS ADVISORS, L.P.
- included managerRaub Brock Capital Management LP028-15157
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerCopeland Capital Management, LLC028-14668
- included managerNUANCE INVESTMENTS, LLC028-13833
- included manager55IP
- included managerInternal server error. CIK may be invalid.028-16841
- included managerNIEMANN CAPITAL MANAGEMENT INC028-14082
- included managerNAVELLIER & ASSOCIATES INC028-02824
- included managerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- included managerDorsey Wright & Associates028-12076
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CATHAY GEN BANCORP | 149150104 | COM | 438 | $9,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 519 | $9,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 928 | $9,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 838 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 150 | $9,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 400 | $9,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 99 | $9,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,778 | $9,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 135 | $9,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 672 | $9,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,251 | $9,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 391 | $9,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 807 | $9,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 220 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 600 | $9,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 260 | $9,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 125 | $9,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 883 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 185 | $9,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 100 | $9,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,320 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 267 | $9,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 33,378 | $9,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 791 | $9,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 311 | $9,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 910 | $9,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 66 | $9,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 166 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 461 | $9,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 627 | $9,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 360 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 250 | $9,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 5,000 | $9,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORD ADS NEW | 49803V206 | Stock | 1,945 | $9,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 101 | $8,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 42 | $8,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 154 | $8,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 7,900 | $8,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 684 | $8,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 100 | $8,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 196 | $8,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 162 | $8,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 170 | $8,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 127 | $8,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 528 | $8,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,122 | $8,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 115 | $8,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 291 | $8,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,346 | $8,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 659 | $8,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 750 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 516 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 374 | $8,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 656 | $8,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 300 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 250 | $8,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 225 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 150 | $8,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 123 | $8,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 660 | $8,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 152 | $8,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 550 | $8,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 92 | $8,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 186 | $8,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 660 | $8,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 320 | $8,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,018 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 252 | $8,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 195 | $8,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 200 | $8,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,000 | $8,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,746 | $8,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 100 | $8,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 271 | $8,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 139 | $8,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 1,148 | $8,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 324 | $8,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 1,800 | $8,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 375 | $8,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 54 | $8,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 500 | $8,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 577 | $8,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,115 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 240 | $8,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 145 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 500 | $8,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 660 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 230 | $8,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 438 | $8,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 69 | $8,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 391 | $8,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,206 | $8,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 270 | $8,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 316 | $8,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 6,000 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,462 | $8,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 152 | $8,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,348 | $8,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 329 | $8,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 822 | $8,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 624 | $8,000 | thousands by filing date | |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 33,270 | $8,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 500 | $8,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 3,000 | $8,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 120 | $7,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 143 | $7,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 307 | $7,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 304 | $7,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 610 | $7,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 217 | $7,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 154 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 124 | $7,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 543 | $7,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 43 | $7,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 540 | $7,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 118 | $7,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,248 | $7,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,940 | $7,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 964 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 69 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 800 | $7,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 533 | $7,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 503 | $7,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 92 | $7,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 257 | $7,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 786 | $7,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 395 | $7,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,565 | $7,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 643 | $7,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 775 | $7,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 535 | $7,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 882 | $7,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 189 | $7,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 793 | $7,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 57 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 175 | $7,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,080 | $7,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,423 | $7,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 302 | $7,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,155 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,800 | $7,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 150 | $7,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 247 | $7,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 263 | $7,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 500 | $7,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,616 | $7,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 184 | $7,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 332 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 121 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 135 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $7,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 261 | $7,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 262 | $7,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,131 | $7,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 151 | $7,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 590 | $7,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1,006 | $7,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 440 | $7,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 728 | $7,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,174 | $7,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,602 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 210 | $7,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 262 | $7,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 700 | $7,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 150 | $7,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,755 | $7,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,300 | $7,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 300 | $7,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,000 | $7,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 2,000 | $7,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 500 | $7,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 2,764 | $7,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 140 | $6,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 280 | $6,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 189 | $6,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 546 | $6,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 321 | $6,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 250 | $6,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 230 | $6,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 122 | $6,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 85 | $6,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 200 | $6,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 218 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 188 | $6,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 910 | $6,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 511 | $6,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 80 | $6,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 173 | $6,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 175 | $6,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 150 | $6,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,000 | $6,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 710 | $6,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 341 | $6,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 88 | $6,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 154 | $6,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 203 | $6,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 157 | $6,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 250 | $6,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 107 | $6,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 144 | $6,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 113 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 2,600 | $6,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 481 | $6,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 180 | $6,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 157 | $6,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 324 | $6,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 125 | $6,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 819 | $6,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 294 | $6,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 100 | $6,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 400 | $6,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 400 | $6,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 600 | $6,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 475 | $6,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 786 | $6,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 141 | $6,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 150 | $6,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,000 | $6,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 245 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 142 | $6,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 700 | $6,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 209 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 132 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 200 | $6,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 424 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 171 | $6,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 690 | $6,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 232 | $6,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 119 | $6,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 329 | $6,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 2,500 | $6,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 539 | $6,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,000 | $6,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,094 | $6,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 516 | $6,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 164 | $6,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 350 | $5,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 500 | $5,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 100 | $5,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 735 | $5,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 571 | $5,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 95 | $5,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 601 | $5,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 290 | $5,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 100 | $5,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 107 | $5,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 237 | $5,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 302 | $5,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 20 | $5,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 109 | $5,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 180 | $5,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 86 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 119 | $5,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 200 | $5,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 175 | $5,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 268 | $5,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 184 | $5,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 397 | $5,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 200 | $5,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 46 | $5,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 200 | $5,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 63 | $5,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,629 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 255 | $5,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 132 | $5,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,501 | $5,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 173 | $5,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 328 | $5,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 601 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 633 | $5,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 224 | $5,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 350 | $5,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 373 | $5,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 459 | $5,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 516 | $5,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 38 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 216 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 281 | $5,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 130 | $5,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 160 | $5,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 250 | $5,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 173 | $5,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 104 | $5,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 333 | $5,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 1,541 | $5,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 337 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 467 | $5,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,064 | $5,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 150 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 222 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 184 | $5,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 237 | $5,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,000 | $5,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 186 | $5,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,031 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 190 | $5,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 789 | $5,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 424 | $5,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 441 | $5,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,181 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 100 | $5,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 550 | $5,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 600 | $5,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 497 | $5,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,000 | $5,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,000 | $5,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,107 | $5,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 85 | $5,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 584 | $5,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 400 | $5,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 169 | $4,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 58 | $4,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 37 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 107 | $4,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,076 | $4,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 1,208 | $4,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 116 | $4,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 181 | $4,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 59 | $4,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 284 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 404 | $4,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 115 | $4,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 100 | $4,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 492 | $4,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 75 | $4,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,000 | $4,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 206 | $4,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 137 | $4,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,000 | $4,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 368 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 115 | $4,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 1,037 | $4,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 100 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,250 | $4,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 142 | $4,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 41 | $4,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 50 | $4,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 309 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 120 | $4,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 78 | $4,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 100 | $4,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,000 | $4,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 128 | $4,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 400 | $4,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 116 | $4,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 200 | $4,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 192 | $4,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 349 | $4,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 88 | $4,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 206 | $4,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 14 | $4,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 142 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 282 | $4,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 245 | $4,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,016 | $4,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,435 | $4,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 436 | $4,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 101 | $4,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 390 | $4,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 350 | $4,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 334 | $4,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 199 | $4,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 33 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 134 | $4,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 873 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 223 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 789 | $4,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 200 | $4,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 144 | $4,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 92 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 80 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 60 | $4,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 157 | $4,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 512 | $4,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 119 | $4,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 2,529 | $4,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 200 | $4,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 228 | $4,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 90 | $4,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,930 | $4,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 189 | $4,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 345 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 260 | $4,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 1,400 | $4,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,057 | $4,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 300 | $4,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 300 | $4,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 300 | $4,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 295 | $4,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 400 | $4,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 301 | $4,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,947 | $4,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 900 | $4,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 7,713 | $4,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 100 | $4,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,000 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 225 | $4,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 500 | $4,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 400 | $4,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 1,000 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 400 | $4,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 150 | $3,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 200 | $3,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 446 | $3,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 154 | $3,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 38 | $3,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 400 | $3,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 388 | $3,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 62 | $3,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 284 | $3,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 200 | $3,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 38 | $3,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 317 | $3,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 220 | $3,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 8 | $3,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 39 | $3,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 102 | $3,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 500 | $3,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 98 | $3,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 106 | $3,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 233 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 34 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 56 | $3,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 36 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 42 | $3,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 312 | $3,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 100 | $3,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 60 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 138 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 167 | $3,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 66 | $3,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 200 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 102 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 47 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 13 | $3,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 66 | $3,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 70 | $3,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 200 | $3,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 200 | $3,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 400 | $3,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 300 | $3,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 100 | $3,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 382 | $3,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 149 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 86 | $3,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 36 | $3,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 105 | $3,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 69 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 93 | $3,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 835 | $3,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 66 | $3,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 504 | $3,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 657 | $3,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 65 | $3,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 200 | $3,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 100 | $3,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 48 | $3,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 59 | $3,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 468 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 205 | $3,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 270 | $3,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 160 | $3,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 100 | $3,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 207 | $3,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 70 | $3,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,000 | $3,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 233 | $3,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 100 | $3,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 451 | $3,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 31 | $3,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 245 | $3,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 20 | $3,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 200 | $3,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 129 | $3,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 777 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 269 | $3,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 191 | $3,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 226 | $3,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 311 | $3,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 289 | $3,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 416 | $3,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 114 | $3,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 45 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 119 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 60 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001573876-20-000010 | this filing | 2020-11-16 | acceptance time not in the bulk data set |