13F-HR filed by Advisory Services Network, LLC
Advisory Services Network, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 3,739 holding rows worth $2,124,868,000.
- Accession
- 0001573876-20-000010
- Filer
- CIK 1573876
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 6,562 entries on the cover page, a total value of $2,124,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,124,868,000 with VALUE read as thousands by filing date, 13F file number 028-15454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAdvisors Asset Management, Inc.
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerCAPRIN ASSET MANAGEMENT LLC /ADV
- included managerClarkston Capital Partners, LLC028-15091
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerENVESTNET ASSET MANAGEMENT INC
- included managerLadenburg Thalmann Asset Management028-13809
- included managerSitrin Capital Management LLC028-17076
- included managerSYNTAX RESEARCH, INC
- included managerMILLER HOWARD INVESTMENTS INC /NY028-03692
- included managerZACKS INVESTMENT MANAGEMENT028-04587
- included managerCharles Schwab Investment Advisory, Inc.028-14153
- included managerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- included managerMANAGED ASSET PORTFOLIOS, LLC028-16090
- included managerAstor Investment Management LLC028-16121
- included managerSt. James Investment Company, LLC028-14071
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
- included managerNATIXIS ADVISORS, L.P.
- included managerRaub Brock Capital Management LP028-15157
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerCopeland Capital Management, LLC028-14668
- included managerNUANCE INVESTMENTS, LLC028-13833
- included manager55IP
- included managerInternal server error. CIK may be invalid.028-16841
- included managerNIEMANN CAPITAL MANAGEMENT INC028-14082
- included managerNAVELLIER & ASSOCIATES INC028-02824
- included managerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- included managerDorsey Wright & Associates028-12076
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 745 | $59,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 551 | $59,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,741 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,432 | $59,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,955 | $59,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 998 | $59,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,586 | $59,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 2,334 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 950 | $58,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 2,285 | $58,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 1,470 | $58,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 4,980 | $58,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,963 | $58,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 569 | $58,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 6,740 | $58,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 2,140 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,000 | $58,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,963 | $58,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 1,150 | $57,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 807 | $57,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 750 | $57,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,653 | $57,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 8,589 | $57,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 928 | $57,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 639 | $57,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 5,512 | $57,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 3,104 | $57,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,133 | $57,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 7,145 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 589 | $56,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 2,329 | $56,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 993 | $56,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 6,187 | $56,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 5,821 | $56,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,892 | $56,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 9,408 | $56,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 544 | $55,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 3,537 | $55,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 2,567 | $55,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 4,079 | $55,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 3,987 | $55,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 1,647 | $55,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,238 | $55,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,261 | $55,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 890 | $55,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 5,608 | $55,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 3,000 | $55,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 299 | $54,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,576 | $54,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 607 | $54,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 367 | $54,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,900 | $54,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 6,430 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 4,000 | $54,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 8,428 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,539 | $54,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 5,151 | $54,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 434 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,830 | $53,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 4,151 | $53,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,060 | $53,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 2,811 | $53,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 1,958 | $53,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 785 | $53,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,492 | $52,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 1,214 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,993 | $52,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,910 | $52,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,021 | $52,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 651 | $52,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,568 | $52,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 2,045 | $52,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 1,859 | $52,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 5,000 | $52,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 1,905 | $52,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,694 | $51,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 499 | $51,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 152 | $51,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 834 | $51,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 6,816 | $51,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 4,987 | $51,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 4,226 | $51,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11,990 | $51,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 851 | $51,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 4,000 | $51,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,200 | $51,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 10,747 | $51,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 6,097 | $50,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 580 | $50,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 484 | $50,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 441 | $50,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,426 | $50,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,232 | $50,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,041 | $50,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 408 | $49,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 115 | $49,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 1,877 | $49,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 972 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,234 | $49,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 8,513 | $49,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,243 | $49,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 6,517 | $49,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 4,924 | $49,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 670 | $49,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 557 | $49,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 311 | $49,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 643 | $48,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 491 | $48,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 1,494 | $48,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,919 | $48,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 924 | $48,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 941 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 871 | $48,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 812 | $48,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,158 | $48,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 18,581 | $48,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 320 | $47,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 6,543 | $47,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 927 | $47,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,116 | $47,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,861 | $47,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 451 | $47,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 6,727 | $47,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 432 | $47,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,418 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,492 | $47,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 3,413 | $47,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 218 | $47,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 4,010 | $47,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 486 | $47,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,281 | $47,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 870 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 715 | $47,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 6,144 | $47,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 4,085 | $46,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 529 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,504 | $46,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 550 | $46,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 706 | $46,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,405 | $46,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 4,098 | $46,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,025 | $46,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,985 | $46,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,657 | $46,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 574 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 270 | $45,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 1,813 | $45,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 872 | $45,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 833 | $45,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,183 | $45,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,500 | $45,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,856 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 3,493 | $45,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 5,000 | $45,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,567 | $45,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 446 | $44,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 566 | $44,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,314 | $44,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 801 | $44,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 181 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 1,595 | $44,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 3,150 | $44,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,725 | $44,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 3,131 | $44,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 722 | $43,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 841 | $43,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 671 | $43,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 250 | $43,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 3,851 | $43,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 409 | $43,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 872 | $43,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,285 | $43,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 371 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,579 | $43,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 687 | $43,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 454 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 807 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 1,294 | $43,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 6,425 | $43,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 2,990 | $43,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,476 | $42,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 256 | $42,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,350 | $42,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,065 | $42,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 1,711 | $42,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 278 | $42,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,341 | $41,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 339 | $41,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 693 | $41,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 530 | $41,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,994 | $41,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 3,505 | $41,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 4,768 | $41,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 639 | $41,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,024 | $41,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 254 | $41,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,739 | $41,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,646 | $41,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 1,043 | $41,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 6,566 | $41,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 775 | $41,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 600 | $40,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,657 | $40,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 503 | $40,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 2,893 | $40,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,100 | $40,000 | thousands by filing date | |
| RH | 74967X103 | COM | 105 | $40,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,876 | $40,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 950 | $40,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,255 | $40,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 1,295 | $40,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 7,370 | $40,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 8,000 | $40,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 645 | $39,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 2,132 | $39,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 2,542 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,534 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 330 | $39,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,152 | $39,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 5,114 | $39,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 32,375 | $39,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 7,609 | $38,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 834 | $38,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 1,337 | $38,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,300 | $38,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,193 | $38,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 4,713 | $38,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 2,000 | $38,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,000 | $37,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,138 | $37,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 725 | $37,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 610 | $37,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1,805 | $37,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,358 | $37,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 400 | $37,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 500 | $37,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,500 | $37,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,088 | $37,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,621 | $37,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 543 | $37,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,734 | $37,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 4,576 | $37,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 3,578 | $37,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,500 | $37,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 2,800 | $37,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 7,500 | $37,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,539 | $36,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 775 | $36,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 255 | $36,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 551 | $36,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,838 | $36,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 736 | $36,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,932 | $36,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 189 | $36,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 518 | $36,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,781 | $36,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 310 | $36,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 719 | $36,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,413 | $36,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,806 | $36,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 576 | $36,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 1,000 | $35,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 655 | $35,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 1,270 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 745 | $35,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,000 | $35,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,543 | $35,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 383 | $35,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 3,662 | $35,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 886 | $34,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 310 | $34,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 410 | $34,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,562 | $34,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,162 | $34,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 832 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 510 | $34,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 907 | $34,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 863 | $34,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 942 | $34,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 23 | $34,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,834 | $34,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 646 | $34,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,490 | $34,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,000 | $34,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,196 | $34,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,950 | $34,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 5,580 | $34,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 13,250 | $34,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,152 | $33,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 2,366 | $33,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 382 | $33,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 370 | $33,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 535 | $33,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 991 | $33,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 4,138 | $33,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 194 | $33,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 657 | $33,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,500 | $33,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 2,000 | $33,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 2,542 | $33,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 875 | $33,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,244 | $32,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 862 | $32,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,726 | $32,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 381 | $32,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 158 | $32,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 350 | $32,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 515 | $32,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 780 | $32,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 1,140 | $32,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,510 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 971 | $32,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 3,246 | $32,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 2,066 | $32,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 518 | $32,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 417 | $32,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 482 | $32,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 2,304 | $32,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 625 | $32,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,677 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 500 | $32,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 3,461 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 888 | $32,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 713 | $32,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,784 | $32,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 500 | $32,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 25,697 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,304 | $32,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 796 | $31,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,307 | $31,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 793 | $31,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,398 | $31,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 1,117 | $31,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 119 | $31,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 275 | $31,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 234 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 188 | $31,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,394 | $31,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 2,033 | $31,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 425 | $31,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 23 | $31,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 420 | $31,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 529 | $31,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 759 | $31,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 57 | $31,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 600 | $31,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,560 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 1,305 | $31,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 1,545 | $31,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 21 | $31,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,086 | $30,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 867 | $30,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 884 | $30,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 669 | $30,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,132 | $30,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 234 | $30,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,320 | $30,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 1,571 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 389 | $30,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 4,174 | $30,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 319 | $30,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 392 | $30,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 174 | $30,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 812 | $30,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 612 | $30,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 164 | $30,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,425 | $30,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,169 | $30,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 522 | $30,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 905 | $30,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 675 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,812 | $30,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1,200 | $30,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 4,192 | $30,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 5,002 | $30,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 1,600 | $30,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 700 | $30,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 805 | $29,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 197 | $29,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 141 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 174 | $29,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 438 | $29,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 520 | $29,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 113 | $29,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,057 | $29,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 743 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,083 | $29,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 3,276 | $29,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 5,300 | $29,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,630 | $29,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,516 | $29,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 8,700 | $29,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 723 | $28,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 498 | $28,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 716 | $28,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 574 | $28,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 347 | $28,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 211 | $28,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 149 | $28,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 796 | $28,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 286 | $28,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 246 | $28,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,507 | $28,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 361 | $28,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,956 | $28,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,856 | $28,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 3,007 | $28,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 1,195 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 484 | $28,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 1,043 | $28,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 1,002 | $28,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,147 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 700 | $28,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,063 | $28,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 1,000 | $28,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 520 | $27,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 343 | $27,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 375 | $27,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 215 | $27,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,401 | $27,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 559 | $27,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 249 | $27,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,457 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 709 | $27,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,550 | $27,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,214 | $27,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 1,059 | $27,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 2,000 | $27,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 5,309 | $27,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 444 | $27,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 746 | $27,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,030 | $27,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,970 | $27,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,272 | $27,000 | thousands by filing date | |
| AARONS HOLDINGS COMPANY INC | 00258R109 | COM | 477 | $27,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 112 | $26,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 1,444 | $26,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 358 | $26,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 277 | $26,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 213 | $26,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 277 | $26,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,422 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 782 | $26,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,484 | $26,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,498 | $26,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 3,366 | $26,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2,140 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 741 | $26,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 1,500 | $26,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 521 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,962 | $26,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 2,225 | $26,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 11,719 | $26,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 7,600 | $26,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,500 | $25,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 700 | $25,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 200 | $25,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 108 | $25,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 216 | $25,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,708 | $25,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,359 | $25,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 4,658 | $25,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 602 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 509 | $25,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 103 | $25,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 13 | $25,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,502 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 744 | $25,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 75 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 327 | $25,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 168 | $25,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,493 | $25,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 712 | $25,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 469 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,668 | $25,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,500 | $25,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,868 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 1,105 | $25,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,261 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 3,204 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 25,000 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,923 | $24,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,521 | $24,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 134 | $24,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 195 | $24,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 427 | $24,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 5,722 | $24,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 1,311 | $24,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 194 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 1,028 | $24,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 548 | $24,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 6,828 | $24,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 717 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 179 | $24,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 1,515 | $24,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 245 | $24,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,727 | $24,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,124 | $24,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,797 | $24,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 735 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001573876-20-000010 | this filing | 2020-11-16 | acceptance time not in the bulk data set |