13F-HR filed by Advisory Services Network, LLC
Advisory Services Network, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 3,739 holding rows worth $2,124,868,000.
- Accession
- 0001573876-20-000010
- Filer
- CIK 1573876
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 6,562 entries on the cover page, a total value of $2,124,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,124,868,000 with VALUE read as thousands by filing date, 13F file number 028-15454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAdvisors Asset Management, Inc.
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerCAPRIN ASSET MANAGEMENT LLC /ADV
- included managerClarkston Capital Partners, LLC028-15091
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerENVESTNET ASSET MANAGEMENT INC
- included managerLadenburg Thalmann Asset Management028-13809
- included managerSitrin Capital Management LLC028-17076
- included managerSYNTAX RESEARCH, INC
- included managerMILLER HOWARD INVESTMENTS INC /NY028-03692
- included managerZACKS INVESTMENT MANAGEMENT028-04587
- included managerCharles Schwab Investment Advisory, Inc.028-14153
- included managerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- included managerMANAGED ASSET PORTFOLIOS, LLC028-16090
- included managerAstor Investment Management LLC028-16121
- included managerSt. James Investment Company, LLC028-14071
- included managerPOLEN CAPITAL MANAGEMENT LLC028-03687
- included managerNATIXIS ADVISORS, L.P.
- included managerRaub Brock Capital Management LP028-15157
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerCopeland Capital Management, LLC028-14668
- included managerNUANCE INVESTMENTS, LLC028-13833
- included manager55IP
- included managerInternal server error. CIK may be invalid.028-16841
- included managerNIEMANN CAPITAL MANAGEMENT INC028-14082
- included managerNAVELLIER & ASSOCIATES INC028-02824
- included managerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- included managerDorsey Wright & Associates028-12076
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APYX MEDICAL CORPORATION | 03837C106 | COM | 5,000 | $24,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,084 | $24,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,571 | $24,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 24,000 | $24,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 24,000 | $24,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,186 | $23,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 217 | $23,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 199 | $23,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 440 | $23,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 763 | $23,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 179 | $23,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 411 | $23,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 370 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,589 | $23,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 582 | $23,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,359 | $23,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 500 | $23,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 3,135 | $23,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 1,846 | $23,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,651 | $23,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 989 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 802 | $23,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 556 | $23,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,687 | $23,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,600 | $23,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 18,000 | $23,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 470 | $23,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 398 | $22,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 894 | $22,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,815 | $22,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,952 | $22,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 3,124 | $22,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 360 | $22,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 2,111 | $22,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 374 | $22,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 333 | $22,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,500 | $22,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,218 | $22,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 315 | $22,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 4,328 | $22,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 403 | $22,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 994 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 376 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 560 | $22,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 589 | $22,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,761 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 748 | $22,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 690 | $22,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 3,988 | $22,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,680 | $22,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 6,000 | $22,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 216 | $22,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 111 | $21,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,398 | $21,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 7,714 | $21,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 533 | $21,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 200 | $21,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 600 | $21,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,860 | $21,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 775 | $21,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 3,477 | $21,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 500 | $21,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 359 | $21,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 21,952 | $21,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 423 | $21,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 761 | $21,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 993 | $21,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,410 | $21,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 87 | $21,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,791 | $21,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 658 | $21,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 790 | $21,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 3,800 | $21,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 198 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 371 | $21,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 21,000 | $21,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,000 | $20,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 793 | $20,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 736 | $20,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 689 | $20,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 5,700 | $20,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,027 | $20,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,074 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 202 | $20,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 523 | $20,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,425 | $20,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 132 | $20,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 400 | $20,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 26 | $20,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,055 | $20,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 414 | $20,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,892 | $20,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 323 | $20,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 737 | $20,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 708 | $20,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,618 | $20,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 662 | $19,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 89 | $19,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,361 | $19,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 448 | $19,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 299 | $19,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,239 | $19,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,435 | $19,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 772 | $19,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,211 | $19,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 1,194 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 246 | $19,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 688 | $19,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 207 | $19,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 180 | $19,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 629 | $19,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 107 | $19,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 4,008 | $19,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 640 | $19,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 3,932 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 368 | $19,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,425 | $19,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 7,250 | $19,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 19,000 | $19,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 21,000 | $19,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,319 | $19,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 750 | $19,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 436 | $18,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 100 | $18,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 207 | $18,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 9,865 | $18,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 649 | $18,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 797 | $18,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,960 | $18,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 484 | $18,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,193 | $18,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 399 | $18,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 765 | $18,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 925 | $18,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 920 | $18,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,681 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 351 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 619 | $18,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 6,549 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 920 | $18,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 938 | $18,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 827 | $18,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 2,881 | $18,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 254 | $18,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 7,032 | $18,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,571 | $18,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 838 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 892 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 260 | $18,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,200 | $18,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,150 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 188 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 148 | $18,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 403 | $18,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,204 | $18,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 363 | $17,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 67 | $17,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 815 | $17,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,604 | $17,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,215 | $17,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 493 | $17,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 552 | $17,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 155 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 819 | $17,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 649 | $17,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 2,114 | $17,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,517 | $17,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 5,224 | $17,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 1,108 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 971 | $17,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 317 | $17,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,855 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 321 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 516 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 580 | $17,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 809 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 447 | $17,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 8,457 | $17,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 392 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 530 | $16,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 6,070 | $16,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,274 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,907 | $16,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 58 | $16,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,227 | $16,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 378 | $16,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 112 | $16,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,611 | $16,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 383 | $16,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 367 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,159 | $16,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 568 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 212 | $16,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 598 | $16,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 551 | $16,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 5,299 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 180 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 431 | $16,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 300 | $16,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 949 | $16,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 2,470 | $16,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 518 | $16,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 1,501 | $16,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 66 | $15,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 1,803 | $15,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 267 | $15,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 250 | $15,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 950 | $15,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 290 | $15,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 164 | $15,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 5,966 | $15,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 350 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 688 | $15,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 7,218 | $15,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 141 | $15,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,237 | $15,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 490 | $15,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 2,088 | $15,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 3,925 | $15,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,056 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 985 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 520 | $15,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 676 | $15,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 531 | $15,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 17,450 | $15,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,101 | $15,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 557 | $14,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 600 | $14,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 889 | $14,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 34 | $14,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 259 | $14,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 242 | $14,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 170 | $14,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 445 | $14,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 863 | $14,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 39 | $14,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 341 | $14,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 235 | $14,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 926 | $14,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 619 | $14,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 489 | $14,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 1,185 | $14,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 155 | $14,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 349 | $14,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 3,150 | $14,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 327 | $14,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 354 | $14,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,016 | $14,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 3,000 | $14,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 700 | $14,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 482 | $14,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 860 | $14,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 2,050 | $14,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 947 | $14,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 1,363 | $14,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 2,115 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 741 | $14,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,250 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 200 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 182 | $14,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 286 | $14,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 5,350 | $14,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,700 | $14,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,007 | $14,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 14,000 | $14,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 315 | $14,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 625 | $14,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 213 | $14,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 1,728 | $14,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 300 | $14,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 469 | $13,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 778 | $13,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 328 | $13,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 307 | $13,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 296 | $13,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 127 | $13,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 94 | $13,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,278 | $13,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 45 | $13,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 240 | $13,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 718 | $13,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,433 | $13,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 291 | $13,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 264 | $13,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 500 | $13,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 189 | $13,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 163 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 222 | $13,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,330 | $13,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 500 | $13,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 225 | $13,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 740 | $13,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,438 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 217 | $13,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 763 | $13,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 332 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 231 | $13,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 458 | $13,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,050 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 302 | $13,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 726 | $13,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 341 | $13,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 469 | $13,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,583 | $13,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 580 | $13,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 3,162 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 550 | $13,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 900 | $13,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 851 | $13,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 12,000 | $13,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,410 | $13,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 478 | $13,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 600 | $13,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 341 | $12,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 513 | $12,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 101 | $12,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,111 | $12,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 82 | $12,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 109 | $12,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 518 | $12,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 542 | $12,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,860 | $12,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 921 | $12,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 255 | $12,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 806 | $12,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,000 | $12,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 505 | $12,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,110 | $12,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1,723 | $12,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 256 | $12,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 147 | $12,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,012 | $12,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 278 | $12,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 82 | $12,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 200 | $12,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 200 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 100 | $12,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 580 | $12,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 239 | $12,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 343 | $12,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 6,000 | $12,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 829 | $12,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 600 | $12,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 349 | $12,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 152 | $12,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 668 | $12,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 925 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,466 | $12,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 262 | $12,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 382 | $12,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 950 | $12,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 784 | $12,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 2,477 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 440 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 214 | $12,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 500 | $12,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 630 | $12,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 545 | $12,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 250 | $12,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 457 | $12,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 876 | $12,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,734 | $12,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 202 | $12,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 1,543 | $12,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 700 | $12,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 1,800 | $12,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,843 | $11,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 208 | $11,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,162 | $11,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,328 | $11,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 50 | $11,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 200 | $11,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 200 | $11,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 149 | $11,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 228 | $11,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,255 | $11,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 400 | $11,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 291 | $11,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 111 | $11,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 905 | $11,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 400 | $11,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 244 | $11,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 282 | $11,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,000 | $11,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 321 | $11,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 300 | $11,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 225 | $11,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 671 | $11,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,044 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 3,000 | $11,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 939 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 390 | $11,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 783 | $11,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 204 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 207 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 480 | $11,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,706 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 80 | $11,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 1,600 | $11,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,500 | $11,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 519 | $11,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,713 | $11,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 701 | $11,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,044 | $11,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 450 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,019 | $11,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 214 | $11,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 1,000 | $11,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 160 | $10,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 123 | $10,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 233 | $10,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 68 | $10,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 317 | $10,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 172 | $10,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 251 | $10,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 184 | $10,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 116 | $10,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,411 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 119 | $10,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 750 | $10,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 3,540 | $10,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 302 | $10,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 344 | $10,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,000 | $10,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 400 | $10,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,100 | $10,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 250 | $10,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 142 | $10,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,003 | $10,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 104 | $10,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 126 | $10,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 187 | $10,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 670 | $10,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,003 | $10,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 759 | $10,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 795 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 217 | $10,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 589 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 380 | $10,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 326 | $10,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 200 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 168 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 267 | $10,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,274 | $10,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,590 | $10,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 600 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 365 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 257 | $10,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 459 | $10,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 366 | $10,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 934 | $10,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 2,200 | $10,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,500 | $10,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 10,000 | $10,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 4,300 | $10,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 685 | $10,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 1,014 | $10,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 93 | $9,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 171 | $9,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 667 | $9,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 170 | $9,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 91 | $9,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 124 | $9,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 339 | $9,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 513 | $9,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 130 | $9,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 171 | $9,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 384 | $9,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 228 | $9,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 140 | $9,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 587 | $9,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 179 | $9,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 179 | $9,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,176 | $9,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 200 | $9,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,223 | $9,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 123 | $9,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 947 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 90 | $9,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 654 | $9,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,050 | $9,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 369 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 200 | $9,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 364 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 67 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 100 | $9,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3,286 | $9,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 361 | $9,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 98 | $9,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 148 | $9,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 352 | $9,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 214 | $9,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 295 | $9,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 634 | $9,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 750 | $9,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 841 | $9,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 972 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001573876-20-000010 | this filing | 2020-11-16 | acceptance time not in the bulk data set |