13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,270 holding rows worth $969,060,922,000.
- Accession
- 0001567619-21-020307
- Filer
- CIK 70858
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 27,444 entries on the cover page, a total value of $969,060,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $969,060,922,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 65,638 | $1,875,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 50,000 | $1,874,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 93,323 | $1,871,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 37,475 | $1,867,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 258,715 | $1,865,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 76,943 | $1,861,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 536,108 | $1,860,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 223,028 | $1,856,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 58,495 | $1,854,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 189,442 | $1,851,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 30,900 | $1,849,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 138,669 | $1,847,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 137,488 | $1,844,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 80,856 | $1,842,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 231,660 | $1,841,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 2,165,000 | $1,841,000 | thousands by filing date | principal |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 19,956 | $1,840,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,100 | $1,837,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 292,582 | $1,837,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 130,018 | $1,833,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 137,425 | $1,832,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 36,458 | $1,829,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 72,692 | $1,828,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 217,470 | $1,828,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 44,056 | $1,827,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 180,025 | $1,825,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 206,528 | $1,824,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 170,556 | $1,823,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,200 | $1,822,000 | thousands by filing date | put |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 218,483 | $1,822,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 48,218 | $1,821,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 65,567 | $1,820,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,500 | $1,820,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 25,000 | $1,815,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 34,121 | $1,812,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 34,079 | $1,808,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 415,283 | $1,806,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 35,188 | $1,805,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 34,800 | $1,804,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 151,132 | $1,804,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 184,688 | $1,804,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 41,221 | $1,803,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 70,571 | $1,802,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M101 | COM CL A | 184,439 | $1,801,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 73,095 | $1,794,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 311,160 | $1,792,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,600 | $1,790,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 35,972 | $1,790,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 25,610 | $1,785,000 | thousands by filing date | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 67,981 | $1,782,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 182,325 | $1,780,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 112,134 | $1,776,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 135,300 | $1,774,000 | thousands by filing date | call |
| TRAEGER INC | 89269P103 | COMMON STOCK | 84,638 | $1,772,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 79,501 | $1,771,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 24,600 | $1,766,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 112,172 | $1,763,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 61,248 | $1,763,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 90,101 | $1,762,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 68,749 | $1,761,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 31,302 | $1,761,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 42,780 | $1,760,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 32,684 | $1,759,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 80,505 | $1,759,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 97,367 | $1,759,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 518,284 | $1,757,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 62,549 | $1,754,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 21,895 | $1,753,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 84,567 | $1,745,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 1,539,000 | $1,745,000 | thousands by filing date | principal |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 45,500 | $1,744,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 35,053 | $1,743,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 31,557 | $1,736,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 175,475 | $1,730,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 17,647 | $1,729,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 67,719 | $1,728,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 248,325 | $1,728,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 40,088 | $1,727,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 184,369 | $1,726,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 172,648 | $1,726,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690206 | UNIT 99/99/9999 | 174,900 | $1,725,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 42,799 | $1,724,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 90,177 | $1,723,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 30,696 | $1,722,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 225,911 | $1,721,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 15,200 | $1,720,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 195,242 | $1,718,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 51,188 | $1,716,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 94,165 | $1,715,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 35,400 | $1,714,000 | thousands by filing date | call |
| GROUPON INC | 399473206 | COM NEW | 75,119 | $1,714,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 48,685 | $1,711,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 96,966 | $1,709,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 90,373 | $1,702,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 221,179 | $1,698,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 118,977 | $1,694,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,700 | $1,693,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 20,779 | $1,691,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 13,615 | $1,689,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 324,655 | $1,685,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 35,017 | $1,681,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 170,000 | $1,680,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 8,100 | $1,679,000 | thousands by filing date | put |
| NOVAVAX INC | 670002401 | COM NEW | 8,100 | $1,679,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,000 | $1,675,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 41,300 | $1,670,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 316,322 | $1,664,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 9,400 | $1,663,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 25,000 | $1,661,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 61,418 | $1,655,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 185,766 | $1,653,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 38,769 | $1,651,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 31,869 | $1,651,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,500 | $1,650,000 | thousands by filing date | put |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 96,158 | $1,650,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 75,300 | $1,649,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 34,400 | $1,649,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 237,038 | $1,647,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 5,200 | $1,645,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 25,260 | $1,645,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 359,727 | $1,643,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 256,304 | $1,642,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 298,600 | $1,642,000 | thousands by filing date | call |
| SELECTQUOTE INC | 816307300 | COM | 126,983 | $1,642,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 8,649 | $1,640,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 138,468 | $1,640,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 248,887 | $1,639,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 52,490 | $1,636,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 63,551 | $1,633,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 167,846 | $1,630,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 95,904 | $1,629,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 24,639 | $1,628,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 209,863 | $1,627,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 266,686 | $1,624,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 56,658 | $1,624,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 166,523 | $1,622,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 73,692 | $1,621,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 7,694 | $1,620,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 60,580 | $1,619,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 73,864 | $1,617,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 292,714 | $1,616,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 45,308 | $1,616,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 26,454 | $1,609,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 44,266 | $1,607,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 63,947 | $1,606,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 67,170 | $1,605,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 34,228 | $1,603,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 105,425 | $1,600,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 172,162 | $1,598,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 149,950 | $1,595,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 30,459 | $1,593,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N102 | COM | 163,998 | $1,592,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 35,511 | $1,586,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 74,875 | $1,580,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 47,136 | $1,578,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 41,653 | $1,576,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 39,503 | $1,570,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 8,000 | $1,568,000 | thousands by filing date | put |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 127,753 | $1,567,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 35,079 | $1,566,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 143,916 | $1,565,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 30,670 | $1,563,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,700 | $1,562,000 | thousands by filing date | call |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 83,929 | $1,562,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 73,959 | $1,561,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 19,692 | $1,560,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 160,000 | $1,560,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 124,545 | $1,559,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 25,901 | $1,556,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 40,659 | $1,548,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 1,000,000 | $1,548,000 | thousands by filing date | principal |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 82,303 | $1,547,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 22,804 | $1,546,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 303,516 | $1,545,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 115,561 | $1,544,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 7,700 | $1,541,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 68,105 | $1,539,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 117,318 | $1,535,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 29,742 | $1,534,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 156,865 | $1,534,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 46,833 | $1,529,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 55,936 | $1,528,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 334,221 | $1,527,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 190,131 | $1,526,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 23,084 | $1,522,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 39,842 | $1,520,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 225,725 | $1,519,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 81,079 | $1,518,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 17,422 | $1,515,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 29,898 | $1,514,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 27,324 | $1,513,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,000 | $1,512,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 92,276 | $1,512,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 164,161 | $1,510,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 7,971 | $1,507,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 62,039 | $1,506,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 52,530 | $1,504,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 139,801 | $1,504,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 20,742 | $1,502,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 47,800 | $1,501,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 67,733 | $1,500,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 135,291 | $1,496,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 150,833 | $1,496,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 109,615 | $1,493,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 85,476 | $1,491,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 16,500 | $1,490,000 | thousands by filing date | put |
| BANDWIDTH INC | 05988J103 | COM CL A | 16,500 | $1,490,000 | thousands by filing date | call |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 57,866 | $1,487,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 134,368 | $1,484,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 104,316 | $1,481,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,400 | $1,479,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 6,800 | $1,479,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 824,283 | $1,479,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 27,171 | $1,478,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 53,382 | $1,473,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 150,442 | $1,473,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,415,000 | $1,471,000 | thousands by filing date | principal |
| INMODE LTD SHS | M5425M103 | Stock | 9,221 | $1,469,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T103 | SHS CL A | 150,296 | $1,468,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 150,173 | $1,467,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B101 | SHS CL A | 150,000 | $1,467,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,900 | $1,466,000 | thousands by filing date | put |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 150,000 | $1,466,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 233,375 | $1,465,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 81,811 | $1,463,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 150,000 | $1,460,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,700 | $1,457,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 109,771 | $1,456,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 149,274 | $1,455,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 119,279 | $1,454,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 61,681 | $1,452,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 317,223 | $1,450,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T102 | COM | 150,000 | $1,449,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 150,000 | $1,449,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 23,019 | $1,446,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 132,916 | $1,445,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 86,864 | $1,445,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 90,000 | $1,444,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 68,031 | $1,444,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 31,861 | $1,441,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 28,923 | $1,441,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 107,365 | $1,440,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 24,953 | $1,435,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,000 | $1,435,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 10,000 | $1,435,000 | thousands by filing date | call |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 49,669 | $1,435,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 63,300 | $1,435,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 21,718 | $1,434,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 146,626 | $1,434,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 84,686 | $1,431,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 48,010 | $1,431,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 78,322 | $1,430,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 54,141 | $1,427,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 26,051 | $1,426,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 58,743 | $1,425,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 17,310 | $1,423,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 26,360 | $1,423,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 26,560 | $1,414,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 14,058 | $1,410,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 12,989 | $1,409,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 42,929 | $1,409,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 45,648 | $1,408,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 54,923 | $1,404,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 21,320 | $1,402,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 19,592 | $1,402,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 10,600 | $1,400,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 27,798 | $1,397,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 34,033 | $1,396,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 51,111 | $1,396,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 20,000 | $1,394,000 | thousands by filing date | put |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 20,974 | $1,394,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 142,440 | $1,392,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 22,918 | $1,391,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 80,961 | $1,384,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 125,900 | $1,384,000 | thousands by filing date | put |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 65,520 | $1,383,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 56,885 | $1,383,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 211,960 | $1,383,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 81,351 | $1,381,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 27,409 | $1,378,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 78,422 | $1,376,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 174,634 | $1,374,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 235,915 | $1,373,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 13,368 | $1,372,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 152,604 | $1,371,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 16,577 | $1,370,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100,000 | $1,367,000 | thousands by filing date | call |
| LOVESAC COMPANY | 54738L109 | COM | 20,683 | $1,366,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 83,978 | $1,364,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 187,958 | $1,359,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 70,767 | $1,358,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 100,509 | $1,357,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 189,119 | $1,354,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 53,688 | $1,352,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 7,386 | $1,352,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 32,049 | $1,349,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 82,307 | $1,348,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 92,078 | $1,346,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 57,903 | $1,346,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 42,077 | $1,345,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 43,807 | $1,343,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 264,245 | $1,340,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 185,656 | $1,338,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 139,671 | $1,337,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 241,530 | $1,336,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 8,900 | $1,335,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 12,600 | $1,332,000 | thousands by filing date | call |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 136,277 | $1,332,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 16,847 | $1,331,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 51,196 | $1,328,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 295,630 | $1,327,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 40,214 | $1,325,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 40,000 | $1,324,000 | thousands by filing date | call |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 48,609 | $1,323,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 27,451 | $1,323,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 136,725 | $1,320,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 35,926 | $1,318,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 83,474 | $1,317,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 48,773 | $1,317,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 86,708 | $1,317,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,919 | $1,312,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 68,800 | $1,309,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 37,806 | $1,309,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 216,102 | $1,305,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 116,077 | $1,303,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 778,456 | $1,300,000 | thousands by filing date | |
| DBX ETF TR | 233051135 | CMN | 16,115 | $1,298,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 54,587 | $1,294,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 399,500 | $1,294,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 26,752 | $1,292,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 209,097 | $1,287,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A101 | CMN | 131,743 | $1,287,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 51,340 | $1,285,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 204,458 | $1,284,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 58,457 | $1,284,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 52,898 | $1,281,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 126,192 | $1,280,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 87,228 | $1,277,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 32,779 | $1,275,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 55,782 | $1,274,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 33,898 | $1,273,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G575 | SELECT LARGE CAP | 50,000 | $1,273,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 33,367 | $1,272,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 130,222 | $1,272,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 71,100 | $1,271,000 | thousands by filing date | put |
| HANGER INC | 41043F208 | COMMON STOCK | 57,849 | $1,270,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,000 | $1,268,000 | thousands by filing date | call |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 129,898 | $1,268,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G492 | DAILY US INFRAST | 50,000 | $1,268,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 55,800 | $1,267,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,931 | $1,266,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 82,285 | $1,266,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714103 | COM | 130,249 | $1,266,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 146,121 | $1,264,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,600 | $1,263,000 | thousands by filing date | call |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 77,348 | $1,259,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 67,740 | $1,259,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 60,700 | $1,258,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 6,500 | $1,257,000 | thousands by filing date | call |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 128,199 | $1,256,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 25,446 | $1,255,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 49,787 | $1,255,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 78,963 | $1,254,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 26,857 | $1,254,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 29,152 | $1,249,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 23,860 | $1,249,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 35,630 | $1,249,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 52,184 | $1,248,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 131,422 | $1,246,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T115 | UNIT 08/22/2028 | 125,000 | $1,244,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 90,048 | $1,243,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 81,801 | $1,241,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 1,000,000 | $1,240,000 | thousands by filing date | principal |
| PLUG PWR INC | 72919PAD5 | NOTE 3.750% 6/0 | 243,000 | $1,240,000 | thousands by filing date | principal |
| REALTY INCOME CORP COM | 756109104 | REIT | 19,100 | $1,239,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 392,793 | $1,237,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 30,460 | $1,237,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 125,000 | $1,231,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 23,390 | $1,229,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 50,000 | $1,228,000 | thousands by filing date | put |
| AVANTOR INC COM | 05352A100 | Stock | 30,000 | $1,227,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 27,157 | $1,227,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 101,028 | $1,225,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 81,180 | $1,224,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 52,573 | $1,224,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092261 | PFD SECS INCOME | 48,311 | $1,223,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 15,409 | $1,221,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 536,000 | $1,221,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,900 | $1,219,000 | thousands by filing date | put |
| TUATARA CAPITAL ACQUISITN CO | G9118J101 | CL A SHS | 125,153 | $1,218,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 71,085 | $1,216,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 26,008 | $1,216,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 1,211,000 | $1,216,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 26,398 | $1,215,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 32,539 | $1,209,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D105 | COM | 121,220 | $1,209,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 83,677 | $1,208,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 132,658 | $1,208,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 54,049 | $1,208,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 37,800 | $1,207,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 1,150,000 | $1,205,000 | thousands by filing date | principal |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 151,639 | $1,204,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 242,833 | $1,202,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 88,072 | $1,200,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442107 | CMN | 120,167 | $1,200,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 78,147 | $1,199,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 122,794 | $1,196,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 30,147 | $1,193,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 79,305 | $1,193,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 104,967 | $1,190,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 125,444 | $1,188,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 41,400 | $1,186,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 154,118 | $1,182,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G559 | DAILY 5G COMMUNI | 50,000 | $1,179,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 63,105 | $1,176,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 42,274 | $1,176,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 93,475 | $1,175,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 54,802 | $1,174,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 71,703 | $1,174,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 120,474 | $1,174,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C102 | COM CL A | 119,998 | $1,169,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G534 | LOW PRICED STK | 125,000 | $1,169,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 22,506 | $1,167,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 120,344 | $1,167,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 119,500 | $1,165,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 134,325 | $1,162,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 38,142 | $1,160,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 47,046 | $1,159,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 16,818 | $1,157,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 114,133 | $1,154,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 131,813 | $1,153,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 27,593 | $1,153,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 21,029 | $1,148,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 22,965 | $1,148,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 22,301 | $1,147,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 36,310 | $1,145,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 30,320 | $1,144,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 293,690 | $1,140,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,800 | $1,140,000 | thousands by filing date | call |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 199,023 | $1,140,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 106,536 | $1,138,000 | thousands by filing date | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 15,855 | $1,138,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 28,592 | $1,136,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 69,587 | $1,136,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 113,894 | $1,136,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 83,829 | $1,134,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 23,697 | $1,134,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 92,732 | $1,133,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 52,851 | $1,132,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 176,684 | $1,132,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 54,388 | $1,129,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 10,000 | $1,126,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 15,500 | $1,125,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 11,783 | $1,125,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 115,216 | $1,125,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 72,573 | $1,118,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 58,791 | $1,116,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 202,500 | $1,114,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460G526 | DAILY GLOBAL CLN | 50,000 | $1,114,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 66,483 | $1,113,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 5,437 | $1,110,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 1,000,000 | $1,109,000 | thousands by filing date | principal |
| KRAFT HEINZ CO COM | 500754106 | Stock | 30,100 | $1,108,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 45,129 | $1,105,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 71,482 | $1,104,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 114,028 | $1,103,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 11,229 | $1,102,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 29,900 | $1,101,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 18,500 | $1,100,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 113,642 | $1,100,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19,897 | $1,100,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 68,518 | $1,099,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 82,142 | $1,094,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 61,150 | $1,094,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 81,300 | $1,093,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 403,241 | $1,093,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 136,225 | $1,092,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 15,845 | $1,090,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 16,243 | $1,089,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 825,340 | $1,089,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 154,613 | $1,089,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 34,828 | $1,089,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 300,152 | $1,089,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 5,500 | $1,084,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 74,071 | $1,081,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 51,010 | $1,080,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 165,700 | $1,080,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 30,426 | $1,079,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 56,206 | $1,079,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 56,767 | $1,078,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 110,299 | $1,078,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 34,600 | $1,077,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 288,003 | $1,074,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 88,593 | $1,074,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 14,476 | $1,074,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 174,100 | $1,074,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 18,102 | $1,074,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 13,000 | $1,073,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 25,132 | $1,073,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,148 | $1,073,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020307 | this filing | 2021-11-15 | acceptance time not in the bulk data set |