13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 7,734 holding rows worth $379,145,489,000.
- Accession
- 0001567619-21-020297
- Filer
- CIK 1000275
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 30,151 entries on the cover page, a total value of $379,145,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,145,489,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 10,000 | $730,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 21,206 | $728,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 22,436 | $727,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 73,130 | $723,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 47,547 | $721,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 38,938 | $721,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 7,988 | $719,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,141 | $717,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27,806 | $717,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 28,004 | $717,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 44,116 | $716,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 73,225 | $716,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 19,705 | $715,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 45,217 | $715,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,000 | $714,000 | thousands by filing date | call |
| ENOVIX CORPORATION COM | 293594107 | Stock | 37,775 | $713,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 36,249 | $710,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 27,322 | $710,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 15,760 | $709,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 27,538 | $709,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 71,441 | $708,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 72,598 | $708,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 40,665 | $707,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 16,000 | $707,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 35,076 | $707,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 15,402 | $706,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 58,663 | $705,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 64,901 | $705,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 27,735 | $705,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 101,000 | $705,000 | thousands by filing date | call |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 11,500 | $704,000 | thousands by filing date | put |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 33,844 | $704,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 15,216 | $703,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 17,166 | $703,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 41,124 | $703,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 134,716 | $703,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 7,305 | $701,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 25,807 | $701,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 203,000 | $701,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 28,097 | $701,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,834 | $700,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 25,622 | $700,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 16,500 | $699,000 | thousands by filing date | call |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 39,749 | $699,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 10,293 | $698,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 100,000 | $698,000 | thousands by filing date | put |
| NCINO INC | 63947U107 | COM | 9,814 | $697,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 43,726 | $697,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 22,183 | $696,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 28,976 | $695,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 16,570 | $694,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 6,557 | $694,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 54,709 | $694,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 70,000 | $694,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,559 | $693,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 72,480 | $693,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 21,815 | $693,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 53,110 | $693,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R106 | COM | 70,000 | $693,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290129 | UNIT 03/31/2028 | 70,096 | $693,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 36,027 | $692,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 4,942 | $691,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,109 | $690,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 10,161 | $690,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 5,917 | $690,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 7,095 | $689,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 51,381 | $689,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 27,227 | $689,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 8,679 | $688,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 47,135 | $688,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 28,203 | $686,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 48,490 | $686,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 27,589 | $684,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 82,014 | $684,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 73,326 | $684,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 37,919 | $682,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 21,927 | $682,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 23,018 | $681,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 27,684 | $681,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 26,633 | $680,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 16,250 | $679,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 27,809 | $678,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 29,057 | $677,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 12,323 | $677,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 8,271 | $676,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 42,789 | $676,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 18,836 | $675,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 18,994 | $675,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 37,773 | $674,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 19,090 | $674,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 17,312 | $674,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 61,696 | $672,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 84,010 | $671,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 66,391 | $671,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 25,666 | $670,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 15,084 | $670,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,213 | $666,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 25,485 | $666,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 16,261 | $664,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 12,002 | $663,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 66,202 | $663,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13,221 | $661,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,000 | $660,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 31,084 | $660,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 7,361 | $659,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 78,314 | $659,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 67,256 | $659,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 34,852 | $657,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 12,073 | $657,000 | thousands by filing date | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 15,310 | $656,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 67,162 | $656,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 21,931 | $655,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 37,056 | $655,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 103,181 | $655,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 20,367 | $655,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 38,129 | $654,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 32,302 | $654,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,447 | $653,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 12,220 | $653,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 12,168 | $652,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 142,670 | $652,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 7,725 | $651,000 | thousands by filing date | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 19,018 | $650,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 20,576 | $649,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 165,231 | $649,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 27,357 | $648,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 99,219 | $648,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 24,017 | $648,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 60,979 | $647,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 37,519 | $647,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 17,844 | $647,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 6,421 | $646,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 12,255 | $645,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 13,609 | $642,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 79,060 | $641,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 14,691 | $641,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 65,362 | $640,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 20,985 | $640,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 8,964 | $639,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 39,231 | $639,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 20,000 | $639,000 | thousands by filing date | call |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 34,335 | $639,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 10,866 | $639,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 9,414 | $638,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 51,415 | $638,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 433,727 | $638,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 20,396 | $637,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 19,013 | $635,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 18,094 | $633,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 43,676 | $633,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 10,670 | $633,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 19,720 | $633,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 5,440 | $633,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 21,729 | $632,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 29,096 | $632,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 63,657 | $632,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 21,886 | $630,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 7,873 | $629,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,311 | $628,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 402,098 | $628,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 9,696 | $627,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 8,105 | $627,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 106,392 | $626,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 46,708 | $624,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 8,362 | $624,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 26,781 | $623,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 21,847 | $623,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 23,100 | $622,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 20,039 | $621,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 14,591 | $621,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550113 | UNIT 99/99/9999 | 63,065 | $621,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 144,437 | $620,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 55,900 | $620,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,919 | $620,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 13,183 | $619,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,312 | $619,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 111,489 | $618,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 44,729 | $618,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 17,695 | $617,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 47,250 | $617,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 45,694 | $617,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 23,635 | $615,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 34,118 | $613,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 14,598 | $613,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 112,129 | $612,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 38,226 | $611,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 29,293 | $611,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 27,405 | $610,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 16,341 | $609,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 57,000 | $609,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 39,455 | $608,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 25,466 | $606,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 19,150 | $605,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 45,732 | $602,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 6,622 | $601,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 12,918 | $600,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,408 | $598,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 28,192 | $598,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 14,264 | $596,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 60,180 | $595,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 12,694 | $592,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 40,022 | $592,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 59,145 | $589,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 12,980 | $588,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 17,241 | $587,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 20,715 | $585,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 47,450 | $585,000 | thousands by filing date | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 9,798 | $585,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 38,766 | $584,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 18,803 | $582,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 24,516 | $582,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 30,807 | $582,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 12,457 | $582,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 73,985 | $581,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 133,596 | $580,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 11,550 | $580,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 23,147 | $579,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 19,933 | $579,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 24,644 | $578,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,145 | $578,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 30,159 | $578,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 14,716 | $577,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 23,000 | $577,000 | thousands by filing date | call |
| GORES HLDGS VIII INC | 382863207 | UNIT 02/01/2028 | 57,945 | $577,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 7,550 | $576,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 11,627 | $576,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 32,917 | $575,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 22,490 | $575,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 18,229 | $574,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 10,940 | $574,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 44,919 | $573,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 10,563 | $573,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 44,108 | $572,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 47,638 | $572,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 173,823 | $572,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 16,465 | $571,000 | thousands by filing date | |
| VERSABANK NEW | 92512J106 | COM | 51,673 | $571,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 7,119 | $570,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 28,950 | $570,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 62,089 | $569,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 6,470 | $568,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 62,200 | $568,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 102,264 | $563,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 69,730 | $561,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 26,990 | $561,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 40,912 | $561,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 16,415 | $561,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 16,253 | $560,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 7,960 | $559,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 7,731 | $556,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 15,140 | $555,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 25,727 | $554,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 28,345 | $553,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,641 | $553,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 23,678 | $553,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 41,673 | $553,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 9,107 | $552,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 18,290 | $552,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 51,180 | $552,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 13,861 | $550,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 32,869 | $549,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 41,430 | $549,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 24,007 | $548,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 49,100 | $547,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 26,387 | $547,000 | thousands by filing date | |
| CORNERCAP FUNDAMETRICS LARGE-CAP ETF | 89832P267 | ETF | 16,319 | $547,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5,781 | $545,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 34,516 | $545,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 4,270 | $545,000 | thousands by filing date | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 39,092 | $544,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 11,409 | $543,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,424 | $543,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 11,915 | $543,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 28,075 | $543,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 28,901 | $543,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 29,575 | $542,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 15,634 | $542,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 93,383 | $542,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 239,252 | $541,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 6,000 | $541,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 13,930 | $541,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 16,734 | $540,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 17,019 | $538,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 54,200 | $538,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 56,848 | $538,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 87,097 | $537,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 11,447 | $536,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 9,991 | $534,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 34,946 | $534,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 42,540 | $534,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 8,984 | $534,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 69,639 | $533,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 18,091 | $531,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 22,073 | $530,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 33,817 | $530,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 14,906 | $529,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 13,706 | $528,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 65,004 | $528,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 144,699 | $528,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 24,112 | $528,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 11,500 | $528,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 30,542 | $527,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 12,724 | $527,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 24,884 | $525,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 52,696 | $525,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 53,499 | $525,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 18,032 | $524,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 527,000 | $524,000 | thousands by filing date | principal |
| Global X Blockchain ETF | 37954Y160 | ETF | 22,108 | $523,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 11,400 | $522,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 30,795 | $522,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 52,759 | $522,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 25,134 | $521,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 10,397 | $521,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 13,721 | $521,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 7,113 | $519,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 6,283 | $519,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 32,535 | $518,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 28,419 | $518,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 65,187 | $518,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 10,000 | $517,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 25,170 | $517,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 44,442 | $516,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,739 | $515,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 16,654 | $515,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 51,735 | $515,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 17,584 | $514,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 37,051 | $514,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 10,317 | $514,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 51,896 | $514,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 42,151 | $513,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 8,746 | $513,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 20,425 | $513,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 445,815 | $513,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 32,973 | $511,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,510 | $511,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,393 | $510,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 48,351 | $510,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 26,753 | $510,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 20,305 | $510,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,291 | $509,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 46,800 | $509,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 13,441 | $509,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 161,200 | $508,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 13,930 | $508,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,000 | $507,000 | thousands by filing date | put |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 24,475 | $507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 10,300 | $507,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 36,679 | $506,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 27,807 | $506,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 91,300 | $506,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 2,714 | $505,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 70,447 | $504,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 14,843 | $503,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 26,791 | $503,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 27,161 | $503,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 126,562 | $503,000 | thousands by filing date | |
| InterPrivate II Acquisition Corp | 46064Q207 | Unit | 50,246 | $501,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 50,309 | $501,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 17,333 | $500,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J204 | UNIT 99/99/9999 | 50,000 | $500,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 16,777 | $500,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 22,978 | $499,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,261 | $497,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 50,000 | $497,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 50,890 | $496,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 32,616 | $496,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 50,000 | $495,000 | thousands by filing date | put |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 10,744 | $495,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 36,149 | $493,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 22,072 | $493,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 36,021 | $492,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 11,762 | $492,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 90,300 | $491,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,792 | $491,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L100 | UNIT 03/15/2026 | 50,000 | $491,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 50,000 | $489,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10,072 | $488,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 58,273 | $488,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 15,412 | $488,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 33,500 | $487,000 | thousands by filing date | put |
| GLOBAL SYNERGY ACQUISIT CORP UNIT EX 010124 | G3934J114 | Stock | 48,518 | $487,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 18,757 | $486,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 94,759 | $485,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 15,519 | $485,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 41,489 | $485,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 14,032 | $484,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 10,234 | $484,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 6,063 | $483,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,546 | $483,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 13,598 | $483,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L106 | CLASS A ORD SHS | 49,500 | $483,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 7,854 | $482,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 18,044 | $482,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,271 | $481,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 11,174 | $481,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 15,034 | $481,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 4,254 | $480,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 67,971 | $480,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 54,100 | $480,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 48,200 | $480,000 | thousands by filing date | call |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 48,991 | $480,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,000 | $479,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 34,587 | $479,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 37,966 | $479,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 5,833 | $478,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,500 | $476,000 | thousands by filing date | put |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 34,719 | $476,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 47,063 | $476,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 6,402 | $476,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 4,732 | $475,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 7,824 | $475,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 22,944 | $475,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 600 | $474,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 600 | $474,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 125,000 | $474,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 15,837 | $474,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 26,287 | $474,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 5,500 | $473,000 | thousands by filing date | call |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 28,125 | $473,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 24,000 | $473,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 13,784 | $472,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 6,846 | $471,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 20,416 | $470,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 39,753 | $469,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 40,384 | $468,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 40,310 | $468,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 56,507 | $467,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 22,177 | $466,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 39,785 | $466,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 21,014 | $465,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 10,275 | $465,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 4,919 | $464,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 14,283 | $464,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 16,669 | $463,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 21,501 | $463,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 25,972 | $461,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 35,503 | $461,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 46,812 | $461,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 31,047 | $460,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,663 | $460,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 4,852 | $459,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 12,146 | $459,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 7,949 | $459,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 70,349 | $459,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 15,899 | $457,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 6,364 | $457,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 98,701 | $457,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 5,099 | $456,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 19,200 | $455,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 21,547 | $453,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 5,931 | $451,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 10,283 | $451,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 33,035 | $451,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 48,357 | $450,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 10,746 | $450,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 45,496 | $450,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,932 | $449,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 42,180 | $449,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 12,376 | $448,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 45,654 | $448,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,785 | $447,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 15,094 | $447,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 4,881 | $446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 32,008 | $445,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 113,811 | $445,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 15,560 | $444,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 78,102 | $443,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 53,000 | $442,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 27,795 | $442,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,099 | $442,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 21,676 | $441,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 65,188 | $440,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 18,546 | $440,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 25,587 | $439,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 18,875 | $439,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 13,366 | $437,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 28,323 | $437,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 18,035 | $436,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 18,242 | $435,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,676 | $435,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 17,073 | $435,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,426 | $433,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 12,598 | $433,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 41,695 | $432,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 17,327 | $432,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 8,651 | $430,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 12,041 | $430,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 13,913 | $429,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 13,556 | $428,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 8,685 | $428,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 138,428 | $428,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 64,925 | $427,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 27,278 | $426,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 16,745 | $425,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,225 | $421,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 10,498 | $419,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,921 | $419,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 39,762 | $419,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 169,621 | $419,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020297 | this filing | 2021-11-15 | acceptance time not in the bulk data set |