13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,595 holding rows worth $375,826,638,000.
- Accession
- 0001567619-21-015705
- Filer
- CIK 1000275
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 29,073 entries on the cover page, a total value of $375,826,638,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,826,638,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 69,921 | $3,827,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 194,760 | $3,818,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 141,474 | $3,809,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 54,011 | $3,808,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 112,508 | $3,807,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 52,470 | $3,793,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 176,208 | $3,790,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 429,893 | $3,788,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 135,905 | $3,769,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,447,000 | $3,760,000 | thousands by filing date | principal |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 71,852 | $3,755,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 32,159 | $3,748,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 73,500 | $3,747,000 | thousands by filing date | call |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 20,512 | $3,741,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 13,000 | $3,740,000 | thousands by filing date | put |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 48,213 | $3,738,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 182,959 | $3,730,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 269,830 | $3,729,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 154,092 | $3,726,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 327,173 | $3,714,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 372,562 | $3,711,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 200,000 | $3,710,000 | thousands by filing date | call |
| IVLU | 46435G409 | COM | 143,669 | $3,709,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 52,621 | $3,694,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 111,156 | $3,693,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 29,489 | $3,683,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 212,500 | $3,672,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 68,720 | $3,665,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 22,097 | $3,663,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 230,810 | $3,659,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 22,563 | $3,653,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 71,275 | $3,639,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 295,208 | $3,638,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 116,646 | $3,636,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 67,980 | $3,636,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 33,991 | $3,625,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 117,023 | $3,625,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 29,548 | $3,618,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 80,051 | $3,617,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 32,410 | $3,611,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 226,299 | $3,607,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 105,863 | $3,603,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 287,728 | $3,600,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 116,984 | $3,586,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 141,509 | $3,578,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 379,656 | $3,576,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 74,424 | $3,572,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 22,067 | $3,565,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 39,511 | $3,560,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 3,095,000 | $3,559,000 | thousands by filing date | principal |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 588,803 | $3,556,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 59,884 | $3,549,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 45,284 | $3,545,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 72,128 | $3,543,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 29,664 | $3,543,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 36,370 | $3,542,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 62,525 | $3,541,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 360,910 | $3,541,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 269,873 | $3,538,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 51,964 | $3,532,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 22,383 | $3,529,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 246,063 | $3,523,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 152,417 | $3,516,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 78,360 | $3,513,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 29,398 | $3,510,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 56,000 | $3,502,000 | thousands by filing date | call |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 148,033 | $3,501,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 45,000 | $3,500,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 184,488 | $3,497,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 83,349 | $3,486,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 92,289 | $3,479,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 142,646 | $3,479,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 15,207 | $3,478,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 30,061 | $3,476,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 305,990 | $3,476,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 20,097 | $3,468,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 85,898 | $3,464,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 118,800 | $3,462,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 429,917 | $3,461,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,541 | $3,454,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 19,697 | $3,452,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 64,924 | $3,446,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 53,377 | $3,444,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 38,267 | $3,443,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 275,798 | $3,442,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 295,860 | $3,438,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 166,055 | $3,438,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 60,867 | $3,423,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 90,812 | $3,418,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 80,819 | $3,417,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 91,236 | $3,417,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 18,614 | $3,410,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 78,704 | $3,407,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 25,100 | $3,399,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 112,489 | $3,397,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 129,390 | $3,393,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 251,372 | $3,393,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 17,628 | $3,390,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 68,268 | $3,388,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 153,577 | $3,379,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 143,037 | $3,378,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 315,592 | $3,377,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,100 | $3,363,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 60,000 | $3,362,000 | thousands by filing date | put |
| ONTRAK INC | 683373104 | COM | 103,486 | $3,360,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 66,202 | $3,359,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 220,810 | $3,356,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 12,000 | $3,355,000 | thousands by filing date | call |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 2,999,000 | $3,346,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912108 | COM | 46,627 | $3,335,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 182,500 | $3,327,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 77,894 | $3,327,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 17,169 | $3,326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 60,962 | $3,322,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 32,227 | $3,322,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 88,789 | $3,314,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 68,829 | $3,313,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 55,300 | $3,310,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W323 | CMN | 110,258 | $3,309,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 83,090 | $3,307,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 43,013 | $3,302,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 120,934 | $3,301,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 353,041 | $3,298,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 37,642 | $3,298,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 130,768 | $3,294,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,500 | $3,282,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 1,500 | $3,282,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 174,124 | $3,279,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 47,610 | $3,276,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 331,165 | $3,262,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 93,560 | $3,260,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 240,716 | $3,259,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 138,690 | $3,256,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 94,738 | $3,255,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 24,572 | $3,251,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 20,143 | $3,246,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 46,294 | $3,242,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 210,520 | $3,240,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 65,085 | $3,239,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 61,035 | $3,233,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 23,172 | $3,232,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,400 | $3,229,000 | thousands by filing date | call |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 125,865 | $3,227,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 426,440 | $3,224,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 82,050 | $3,220,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 68,203 | $3,219,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 139,923 | $3,219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 56,450 | $3,216,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 17,100 | $3,207,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 108,367 | $3,199,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 290,087 | $3,198,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 121,300 | $3,197,000 | thousands by filing date | call |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 63,745 | $3,172,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 86,178 | $3,171,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 750,000 | $3,165,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 200,000 | $3,162,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 40,000 | $3,158,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 309,412 | $3,155,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 134,574 | $3,150,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 20,000 | $3,150,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 223,819 | $3,149,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 1,821,000 | $3,147,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 115,667 | $3,145,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 272,745 | $3,144,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 106,994 | $3,144,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 169,252 | $3,141,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 39,254 | $3,141,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 73,784 | $3,135,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 72,214 | $3,135,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 103,356 | $3,135,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 300,065 | $3,133,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 146,164 | $3,131,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 37,500 | $3,129,000 | thousands by filing date | put |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 47,231 | $3,127,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 110,602 | $3,127,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 21,258 | $3,119,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 87,726 | $3,115,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 188,736 | $3,111,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 320,505 | $3,108,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 62,200 | $3,100,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 59,709 | $3,100,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 202,711 | $3,093,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 132,468 | $3,093,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 62,709 | $3,091,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 24,019 | $3,084,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 42,439 | $3,081,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 146,922 | $3,072,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 28,613 | $3,071,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 63,552 | $3,069,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 59,414 | $3,065,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 34,995 | $3,063,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 84,300 | $3,058,000 | thousands by filing date | call |
| PAGERDUTY INC COM | 69553P100 | Stock | 71,695 | $3,053,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 108,861 | $3,053,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 32,006 | $3,052,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 31,341 | $3,049,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 62,822 | $3,047,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 30,482 | $3,041,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 38,821 | $3,038,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 12,506 | $3,033,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 54,200 | $3,031,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P822 | CMN | 100,000 | $3,031,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 39,762 | $3,029,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 75,137 | $3,027,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 209,888 | $3,020,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 18,255 | $3,017,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 25,000 | $3,016,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 29,518 | $3,002,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 113,217 | $2,993,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 75,086 | $2,992,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 141,069 | $2,990,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,556,000 | $2,989,000 | thousands by filing date | principal |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 485,872 | $2,983,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 3,093,000 | $2,982,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 247,978 | $2,976,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 38,327 | $2,976,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 54,027 | $2,967,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 58,301 | $2,966,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 78,277 | $2,965,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 69,453 | $2,963,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 96,911 | $2,950,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 142,691 | $2,947,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 20,112 | $2,943,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 2,019,000 | $2,940,000 | thousands by filing date | principal |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 45,759 | $2,938,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 425,629 | $2,937,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 57,112 | $2,936,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 135,281 | $2,933,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 29,989 | $2,932,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 35,058 | $2,930,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 70,000 | $2,930,000 | thousands by filing date | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 152,760 | $2,928,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 101,188 | $2,928,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 431,880 | $2,928,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 57,000 | $2,925,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 64,657 | $2,920,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,143,000 | $2,913,000 | thousands by filing date | principal |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 21,824 | $2,908,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 29,273 | $2,908,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 22,146 | $2,905,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 290,847 | $2,903,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 65,196 | $2,886,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 24,329 | $2,881,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 84,804 | $2,876,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 40,100 | $2,874,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 54,926 | $2,871,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 69,954 | $2,868,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 24,590 | $2,865,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 221,000 | $2,864,000 | thousands by filing date | call |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 122,860 | $2,861,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 25,183 | $2,860,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 175,315 | $2,856,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 4,296 | $2,855,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 61,476 | $2,847,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 73,628 | $2,847,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 185,170 | $2,844,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 89,276 | $2,835,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 166,554 | $2,834,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 185,000 | $2,834,000 | thousands by filing date | put |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 203,093 | $2,830,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 22,917 | $2,830,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 97,437 | $2,830,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 48,704 | $2,829,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 23,824 | $2,829,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 57,181 | $2,826,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 41,495 | $2,825,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 37,002 | $2,823,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 28,331 | $2,818,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 134,077 | $2,816,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 102,543 | $2,811,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 61,101 | $2,810,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 22,600 | $2,807,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 21,658 | $2,806,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 77,982 | $2,795,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 65,870 | $2,784,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 128,592 | $2,779,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 940,169 | $2,773,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 38,345 | $2,773,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 32,280 | $2,767,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 250,000 | $2,765,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 58,574 | $2,764,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 60,230 | $2,758,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 42,478 | $2,751,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 20,208 | $2,749,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 70,000 | $2,741,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 239,379 | $2,741,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 16,789 | $2,736,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 118,925 | $2,735,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 49,731 | $2,735,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 16,128 | $2,734,000 | thousands by filing date | |
| GLAUKOS CORP | 377322AB8 | BOND | 1,600,000 | $2,730,000 | thousands by filing date | principal |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 94,789 | $2,728,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 110,579 | $2,724,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 10,555 | $2,714,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 96,422 | $2,714,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 181,355 | $2,706,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 89,058 | $2,702,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 96,320 | $2,699,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 25,635 | $2,694,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 144,418 | $2,692,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,342 | $2,689,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 52,910 | $2,688,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 14,412 | $2,688,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 62,831 | $2,687,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 95,806 | $2,682,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 169,393 | $2,674,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 32,680 | $2,673,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 69,610 | $2,672,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 24,394 | $2,669,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 633,500 | $2,667,000 | thousands by filing date | call |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 27,474 | $2,667,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 35,740 | $2,666,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 42,500 | $2,658,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 69,277 | $2,656,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 55,517 | $2,656,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 34,518 | $2,653,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 31,149 | $2,646,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 80,580 | $2,643,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 22,435 | $2,642,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 284,999 | $2,639,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 15,000 | $2,637,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,700 | $2,636,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 28,702 | $2,635,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 199,945 | $2,633,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 55,637 | $2,633,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,031,354 | $2,631,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 29,699 | $2,630,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 92,230 | $2,624,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 14,900 | $2,619,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 106,042 | $2,618,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 17,950 | $2,615,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 132,614 | $2,615,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 67,328 | $2,612,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 64,880 | $2,610,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 24,586 | $2,609,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 42,188 | $2,604,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 107,141 | $2,603,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 33,883 | $2,601,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 118,535 | $2,601,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 57,511 | $2,600,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 171,954 | $2,599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 50,285 | $2,595,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 188,821 | $2,583,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 82,056 | $2,579,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 42,755 | $2,578,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 48,117 | $2,571,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 45,285 | $2,566,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 27,815 | $2,565,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 14,318 | $2,564,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 417,961 | $2,562,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 56,677 | $2,560,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 33,831 | $2,559,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 42,200 | $2,558,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 48,857 | $2,556,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 200,029 | $2,551,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,547,000 | thousands by filing date | principal |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 135,614 | $2,546,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,503,000 | $2,544,000 | thousands by filing date | principal |
| MAXIMUS INC | 577933104 | COM | 28,825 | $2,536,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 115,735 | $2,535,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 6,300 | $2,531,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 40,554 | $2,528,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 49,765 | $2,516,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 147,508 | $2,511,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 288,916 | $2,508,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 47,449 | $2,501,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 41,900 | $2,497,000 | thousands by filing date | call |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 24,220 | $2,490,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 226,776 | $2,490,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 39,849 | $2,488,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 153,502 | $2,487,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 46,800 | $2,485,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 16,480 | $2,484,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 96,435 | $2,483,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 312,018 | $2,483,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 45,777 | $2,481,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 160,513 | $2,477,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 20,774 | $2,470,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 106,005 | $2,468,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 81,292 | $2,467,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 49,732 | $2,465,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 63,357 | $2,462,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 12,320 | $2,454,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 96,360 | $2,454,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 33,689 | $2,445,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 52,460 | $2,444,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 154,034 | $2,442,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 24,220 | $2,439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 34,317 | $2,439,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 60,000 | $2,432,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 161,207 | $2,431,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 80,493 | $2,430,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 61,158 | $2,427,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 93,066 | $2,426,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 46,667 | $2,418,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 56,443 | $2,417,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 136,661 | $2,414,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 97,887 | $2,413,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 91,755 | $2,410,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 387,923 | $2,409,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 44,759 | $2,405,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 29,274 | $2,400,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 43,382 | $2,399,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 13,269 | $2,399,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 40,929 | $2,387,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 45,100 | $2,382,000 | thousands by filing date | put |
| IGM BIOSCIENCES INC | 449585108 | COM | 28,621 | $2,381,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 45,552 | $2,379,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 77,205 | $2,377,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 189,039 | $2,373,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 100,963 | $2,372,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 44,500 | $2,372,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 43,451 | $2,369,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 511,559 | $2,369,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 91,415 | $2,364,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 45,345 | $2,358,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 130,444 | $2,357,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 86,693 | $2,352,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 61,312 | $2,346,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 37,869 | $2,345,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 34,910 | $2,341,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 27,891 | $2,341,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 31,756 | $2,341,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 18,723 | $2,328,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 26,082 | $2,328,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 50,223 | $2,328,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 44,384 | $2,326,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 75,723 | $2,324,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 40,984 | $2,323,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 63,551 | $2,320,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 27,515 | $2,317,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 315,055 | $2,316,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 30,460 | $2,315,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 54,869 | $2,314,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 100,000 | $2,312,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 88,454 | $2,307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 24,898 | $2,306,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 53,945 | $2,306,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 92,407 | $2,301,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 119,601 | $2,301,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 54,329 | $2,297,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 26,111 | $2,296,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 48,347 | $2,293,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 39,119 | $2,285,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 110,133 | $2,274,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 39,905 | $2,273,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 13,679 | $2,272,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 84,035 | $2,272,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 40,021 | $2,269,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 113,936 | $2,265,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 41,327 | $2,261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 101,982 | $2,259,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 82,683 | $2,256,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 375,000 | $2,254,000 | thousands by filing date | put |
| FORTIS INC | 349553107 | COM | 50,900 | $2,251,000 | thousands by filing date | put |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 56,791 | $2,244,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 49,906 | $2,243,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 10,087 | $2,241,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 29,484 | $2,241,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 61,660 | $2,240,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 57,665 | $2,239,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 29,575 | $2,233,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 261,040 | $2,232,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 72,954 | $2,224,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 29,416 | $2,220,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 80,427 | $2,220,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 49,566 | $2,220,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 46,555 | $2,219,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 88,044 | $2,216,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 20,947 | $2,214,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 40,487 | $2,213,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 53,005 | $2,210,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 220,823 | $2,210,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 430,309 | $2,208,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 2,195,000 | $2,206,000 | thousands by filing date | principal |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 194,526 | $2,206,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 64,652 | $2,204,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 145,655 | $2,199,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 36,000 | $2,192,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 74,942 | $2,192,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 35,855 | $2,190,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 34,196 | $2,189,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B113 | UNIT 99/99/9999 | 219,058 | $2,189,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 14,299 | $2,188,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 37,806 | $2,188,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 55,287 | $2,187,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 59,889 | $2,186,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 47,920 | $2,183,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 40,592 | $2,183,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 8,403 | $2,182,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 66,258 | $2,181,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 36,600 | $2,179,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 154,792 | $2,176,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 11,300 | $2,173,000 | thousands by filing date | call |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 59,830 | $2,167,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 118,620 | $2,165,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 117,789 | $2,163,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 119,417 | $2,156,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 25,444 | $2,155,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 91,809 | $2,150,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015705 | this filing | 2021-08-16 | acceptance time not in the bulk data set |