13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,595 holding rows worth $375,826,638,000.
- Accession
- 0001567619-21-015705
- Filer
- CIK 1000275
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 29,073 entries on the cover page, a total value of $375,826,638,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,826,638,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 150,662 | $2,148,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 54,997 | $2,142,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 20,000 | $2,138,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 66,630 | $2,137,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 27,122 | $2,135,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 18,116 | $2,133,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 59,644 | $2,131,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 67,261 | $2,131,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 246,318 | $2,121,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 28,335 | $2,113,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 23,575 | $2,108,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 69,437 | $2,108,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 151,899 | $2,106,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 62,243 | $2,102,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 8,000 | $2,098,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 125,000 | $2,098,000 | thousands by filing date | put |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 82,859 | $2,097,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 42,200 | $2,096,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 28,253 | $2,094,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 84,840 | $2,094,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 99,255 | $2,092,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 38,534 | $2,091,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 25,437 | $2,089,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 210,809 | $2,084,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,749,885 | $2,082,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,200 | $2,082,000 | thousands by filing date | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 132,024 | $2,080,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 54,533 | $2,080,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 46,592 | $2,080,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 153,850 | $2,077,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 20,000 | $2,075,000 | thousands by filing date | put |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 143,133 | $2,072,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 93,301 | $2,071,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 28,925 | $2,070,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 76,678 | $2,070,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 21,444 | $2,069,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 44,082 | $2,067,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 77,977 | $2,067,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 84,632 | $2,063,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 30,503 | $2,062,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 62,613 | $2,060,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 37,380 | $2,058,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 11,985 | $2,054,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 98,666 | $2,053,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 20,000 | $2,051,000 | thousands by filing date | call |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 67,418 | $2,050,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 92,924 | $2,049,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 91,272 | $2,045,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 27,640 | $2,044,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,900 | $2,043,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 27,484 | $2,041,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 24,299 | $2,040,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 213,645 | $2,038,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 20,969 | $2,037,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 23,173 | $2,035,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 50,200 | $2,035,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 1,122,991 | $2,032,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 59,614 | $2,031,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 32,772 | $2,028,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 139,368 | $2,025,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 29,703 | $2,023,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 36,587 | $2,022,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 41,621 | $2,018,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 86,141 | $2,016,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 82,597 | $2,015,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,385,000 | $2,009,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 31,503 | $2,008,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 47,518 | $2,003,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 17,663 | $2,003,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 34,320 | $2,000,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 95,454 | $1,993,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 105,451 | $1,992,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 30,647 | $1,983,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 37,185 | $1,982,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 13,795 | $1,981,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 40,617 | $1,981,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 66,007 | $1,980,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 72,296 | $1,977,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 29,841 | $1,976,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 27,864 | $1,969,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 103,632 | $1,969,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 39,357 | $1,968,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 100,673 | $1,967,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 30,358 | $1,965,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 302,449 | $1,960,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 209,301 | $1,957,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 337,494 | $1,957,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 55,937 | $1,956,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 69,125 | $1,950,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 29,700 | $1,948,000 | thousands by filing date | put |
| SOC TELEMED | 78472F101 | COM | 342,297 | $1,948,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 21,925 | $1,947,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 49,883 | $1,936,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 88,391 | $1,933,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 43,994 | $1,931,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 79,259 | $1,921,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 38,329 | $1,916,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 41,859 | $1,914,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 11,240 | $1,914,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 139,708 | $1,914,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 14,550 | $1,913,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 214,822 | $1,912,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 41,510 | $1,907,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 88,425 | $1,907,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 138,909 | $1,906,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 36,128 | $1,904,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 33,728 | $1,901,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 53,622 | $1,898,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 50,784 | $1,898,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 14,290 | $1,896,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 19,726 | $1,892,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 143,145 | $1,891,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 112,330 | $1,885,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,547,444 | $1,885,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 28,276 | $1,883,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 50,657 | $1,882,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 9,486 | $1,881,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 58,513 | $1,879,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 61,278 | $1,876,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 27,836 | $1,871,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 35,656 | $1,869,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 9,761 | $1,866,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 67,834 | $1,865,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 132,303 | $1,865,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 46,692 | $1,863,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 28,250 | $1,862,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 37,982 | $1,861,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 40,847 | $1,856,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 60,364 | $1,855,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 17,336 | $1,854,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 217,781 | $1,853,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 86,907 | $1,852,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 143,513 | $1,850,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 18,377 | $1,848,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 95,817 | $1,847,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 55,417 | $1,844,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 29,068 | $1,843,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 42,684 | $1,841,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 115,999 | $1,840,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 53,414 | $1,836,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 31,274 | $1,834,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 172,223 | $1,833,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 43,386 | $1,830,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 133,854 | $1,827,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 63,054 | $1,827,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 116,097 | $1,826,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 75,810 | $1,824,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 38,749 | $1,823,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 16,158 | $1,822,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 118,830 | $1,821,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 37,800 | $1,814,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 37,800 | $1,814,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 56,085 | $1,814,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 31,953 | $1,809,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 23,907 | $1,808,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 30,466 | $1,807,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 49,642 | $1,801,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 27,136 | $1,801,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 36,100 | $1,799,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 100,810 | $1,795,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 23,179 | $1,795,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 19,261 | $1,791,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 66,544 | $1,790,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 18,449 | $1,789,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 41,336 | $1,789,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 88,405 | $1,788,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 128,291 | $1,782,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 66,763 | $1,779,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 10,040 | $1,777,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 75,111 | $1,776,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 57,937 | $1,776,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 130,712 | $1,772,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 26,421 | $1,770,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 19,684 | $1,769,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 125,996 | $1,766,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 89,218 | $1,763,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 135,818 | $1,760,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 119,298 | $1,760,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 36,506 | $1,756,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 57,756 | $1,756,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 217,170 | $1,753,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 96,359 | $1,752,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,700 | $1,749,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 81,368 | $1,749,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 45,920 | $1,747,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 221,408 | $1,747,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 73,621 | $1,742,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 54,250 | $1,737,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 62,605 | $1,737,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 234,388 | $1,735,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 18,580 | $1,733,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 260,000 | $1,732,000 | thousands by filing date | put |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 77,100 | $1,728,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 38,100 | $1,727,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 20,000 | $1,720,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 63,181 | $1,719,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 17,474 | $1,715,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 86,647 | $1,715,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 29,885 | $1,715,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 211,642 | $1,705,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 45,188 | $1,704,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 40,266 | $1,701,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 11,424 | $1,695,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 112,492 | $1,694,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 24,320 | $1,693,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 49,333 | $1,691,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 1,629,000 | $1,689,000 | thousands by filing date | principal |
| TURQUOISE HILL RES LTD | 900435207 | COM | 100,000 | $1,687,000 | thousands by filing date | put |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 104,732 | $1,685,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 31,279 | $1,685,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 105,609 | $1,684,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 59,323 | $1,676,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 25,000 | $1,675,000 | thousands by filing date | put |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 107,765 | $1,668,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 66,103 | $1,668,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 50,063 | $1,667,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 32,147 | $1,666,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 81,342 | $1,665,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 65,122 | $1,661,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 27,447 | $1,661,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 96,470 | $1,660,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 31,278 | $1,657,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 47,451 | $1,657,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 74,433 | $1,651,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 12,019 | $1,651,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 136,741 | $1,650,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 137,996 | $1,650,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 62,698 | $1,650,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 54,122 | $1,647,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 30,247 | $1,644,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 216,872 | $1,641,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 63,905 | $1,640,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 366,467 | $1,638,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 13,573 | $1,634,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 64,773 | $1,634,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 31,247 | $1,630,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 87,745 | $1,630,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 204,202 | $1,627,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 22,651 | $1,626,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 19,177 | $1,625,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 26,473 | $1,620,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 16,143 | $1,616,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 21,233 | $1,610,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 293,667 | $1,610,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 64,271 | $1,610,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 67,805 | $1,603,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 80,192 | $1,602,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 29,719 | $1,600,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 162,019 | $1,599,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 62,742 | $1,598,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 88,217 | $1,592,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 71,180 | $1,590,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 250,000 | $1,588,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,600,000 | $1,588,000 | thousands by filing date | principal |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 242,090 | $1,587,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 6,179 | $1,585,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 154,739 | $1,585,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 65,247 | $1,584,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 192,464 | $1,584,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 60,000 | $1,582,000 | thousands by filing date | put |
| ELFBEAUTYINC | 26856L103 | STOK | 58,179 | $1,579,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 63,470 | $1,577,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 4,000 | $1,577,000 | thousands by filing date | call |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 44,191 | $1,575,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 151,978 | $1,573,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 67,495 | $1,571,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 19,373 | $1,571,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 93,609 | $1,571,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 79,364 | $1,571,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 101,877 | $1,570,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 45,167 | $1,569,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 129,578 | $1,569,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 36,691 | $1,566,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 41,940 | $1,566,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 71,141 | $1,565,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 50,491 | $1,563,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 156,113 | $1,563,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 71,642 | $1,556,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 187,029 | $1,555,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 31,752 | $1,554,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 243,665 | $1,546,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 152,830 | $1,546,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 50,463 | $1,545,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 26,710 | $1,545,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 19,396 | $1,544,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 20,360 | $1,543,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 38,772 | $1,542,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 159,887 | $1,541,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 103,620 | $1,539,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 143,700 | $1,538,000 | thousands by filing date | call |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 41,044 | $1,537,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 6,543 | $1,537,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 223,335 | $1,534,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 41,695 | $1,530,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 49,468 | $1,529,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 31,468 | $1,529,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 125,553 | $1,528,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 118,812 | $1,527,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 12,792 | $1,526,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 39,685 | $1,526,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 53,232 | $1,524,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 11,969 | $1,524,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 12,629 | $1,521,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 20,108 | $1,515,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 773,000 | $1,515,000 | thousands by filing date | principal |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,983 | $1,511,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 149,602 | $1,510,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 38,146 | $1,505,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 113,311 | $1,501,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 69,649 | $1,501,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 15,026 | $1,494,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 23,338 | $1,493,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 49,072 | $1,493,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 33,300 | $1,492,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 27,154 | $1,491,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 40,000 | $1,490,000 | thousands by filing date | call |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 59,829 | $1,490,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 6,581 | $1,488,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 152,312 | $1,487,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 60,722 | $1,487,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 124,354 | $1,485,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 37,512 | $1,484,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 129,000 | $1,484,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 33,485 | $1,483,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 28,196 | $1,482,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 96,577 | $1,482,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 35,726 | $1,482,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 148,017 | $1,480,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 60,713 | $1,479,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 35,550 | $1,470,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 46,145 | $1,470,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 30,211 | $1,464,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,100 | $1,461,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 39,824 | $1,461,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 21,293 | $1,458,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 41,734 | $1,452,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 88,696 | $1,451,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 29,189 | $1,450,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 25,679 | $1,448,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 5,283 | $1,448,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 24,169 | $1,447,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 30,052 | $1,446,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 21,169 | $1,444,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 52,043 | $1,443,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 33,022 | $1,442,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 58,783 | $1,441,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 102,316 | $1,440,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 143,979 | $1,440,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 112,812 | $1,438,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 176,148 | $1,434,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 9,593 | $1,433,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 86,589 | $1,430,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 90,839 | $1,424,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 46,359 | $1,424,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 90,999 | $1,418,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 39,775 | $1,417,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 27,951 | $1,416,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,930 | $1,416,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 93,060 | $1,414,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 146,570 | $1,413,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 62,706 | $1,413,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 60,668 | $1,409,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 43,293 | $1,409,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 27,187 | $1,407,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 35,900 | $1,406,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 40,325 | $1,405,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 9,055 | $1,399,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 68,806 | $1,397,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 140,000 | $1,394,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 20,007 | $1,393,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 84,320 | $1,393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 18,425 | $1,389,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 14,895 | $1,387,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 120,608 | $1,387,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 37,276 | $1,387,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 100,777 | $1,385,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 52,423 | $1,384,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 24,085 | $1,382,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 102,882 | $1,381,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 107,152 | $1,378,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 63,965 | $1,376,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 77,169 | $1,374,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 31,121 | $1,374,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 37,692 | $1,371,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 80,184 | $1,371,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 4,543 | $1,368,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 38,419 | $1,368,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 5,792 | $1,367,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 19,944 | $1,365,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 33,289 | $1,364,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 63,160 | $1,364,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 83,669 | $1,364,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 162,507 | $1,364,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 160,999 | $1,364,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 27,871 | $1,362,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 247,580 | $1,359,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 15,677 | $1,356,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 28,947 | $1,355,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 24,466 | $1,348,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 43,382 | $1,347,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 50,000 | $1,344,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 29,102 | $1,343,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 28,423 | $1,342,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 24,183 | $1,341,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 96,579 | $1,341,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 31,967 | $1,337,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 20,564 | $1,336,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 80,556 | $1,336,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 191,863 | $1,334,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 208,168 | $1,330,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 21,260 | $1,329,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 9,641 | $1,328,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 54,847 | $1,327,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 22,491 | $1,327,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 46,715 | $1,327,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 32,576 | $1,324,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 106,805 | $1,324,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 121,000 | $1,324,000 | thousands by filing date | principal |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 994,071 | $1,322,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 27,979 | $1,320,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 96,654 | $1,320,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 223,197 | $1,317,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 149,766 | $1,314,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 150,000 | $1,313,000 | thousands by filing date | put |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 33,620 | $1,311,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 28,822 | $1,310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 25,265 | $1,308,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 19,240 | $1,307,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 78,900 | $1,307,000 | thousands by filing date | put |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 16,747 | $1,307,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 13,216 | $1,307,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 64,424 | $1,303,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 44,543 | $1,302,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 51,735 | $1,298,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 75,647 | $1,298,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 244,429 | $1,298,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 62,422 | $1,297,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 81,809 | $1,294,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 463,748 | $1,294,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 124,305 | $1,292,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 41,483 | $1,292,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 31,564 | $1,292,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 13,006 | $1,291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 37,162 | $1,291,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 128,178 | $1,289,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 37,133 | $1,288,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 38,251 | $1,286,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 32,105 | $1,284,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 1,300,000 | $1,283,000 | thousands by filing date | principal |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 199,412 | $1,282,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 34,180 | $1,282,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 85,729 | $1,282,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 163,043 | $1,281,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 116,122 | $1,280,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 16,935 | $1,275,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 127,800 | $1,275,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 67,642 | $1,274,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 33,244 | $1,271,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 27,265 | $1,270,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 53,455 | $1,269,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 41,719 | $1,267,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 81,255 | $1,266,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 82,494 | $1,264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 24,191 | $1,263,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 71,863 | $1,261,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 35,917 | $1,259,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 44,431 | $1,257,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 1,260,000 | $1,255,000 | thousands by filing date | principal |
| ACCENDRA HEALTH INC | 690732102 | COM | 29,640 | $1,254,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 91,875 | $1,253,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 22,358 | $1,252,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 223,481 | $1,252,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 95,944 | $1,251,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 97,221 | $1,251,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 29,022 | $1,249,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 75,164 | $1,247,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 26,028 | $1,247,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 20,719 | $1,245,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 28,732 | $1,240,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 38,833 | $1,238,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 63,098 | $1,234,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 27,689 | $1,230,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 18,236 | $1,229,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 29,072 | $1,226,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 160,400 | $1,224,000 | thousands by filing date | put |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 7,557 | $1,223,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 30,576 | $1,223,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 25,000 | $1,223,000 | thousands by filing date | call |
| BUMBLE INC | 12047B105 | COM CL A | 21,205 | $1,221,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 88,601 | $1,219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 17,904 | $1,215,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 66,963 | $1,213,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 75,334 | $1,212,000 | thousands by filing date | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 34,861 | $1,211,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 62,765 | $1,211,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 15,484 | $1,210,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 98,878 | $1,209,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 24,857 | $1,206,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 178,452 | $1,204,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 26,831 | $1,202,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015705 | this filing | 2021-08-16 | acceptance time not in the bulk data set |