13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,595 holding rows worth $375,826,638,000.
- Accession
- 0001567619-21-015705
- Filer
- CIK 1000275
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 29,073 entries on the cover page, a total value of $375,826,638,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,826,638,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO | 46138J841 | EXCHANGE TRADED | 725,191 | $16,092,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 7,070,000 | $16,014,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 300,000 | $15,960,000 | thousands by filing date | put |
| ATLAS CORP | Y0436Q109 | COM | 1,119,592 | $15,954,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 642,659 | $15,926,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 779,558 | $15,919,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 57,564 | $15,910,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 300,000 | $15,900,000 | thousands by filing date | put |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 447,500 | $15,886,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 544,952 | $15,793,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 361,589 | $15,758,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 185,000 | $15,721,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 780,582 | $15,689,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 323,373 | $15,684,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 346,916 | $15,663,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 250,540 | $15,628,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 203,387 | $15,556,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 75,415 | $15,539,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 217,500 | $15,479,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 124,700 | $15,463,000 | thousands by filing date | call |
| FOX CORP CL A COM | 35137L105 | Stock | 416,432 | $15,461,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 187,498 | $15,457,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 587,341 | $15,454,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 766,312 | $15,395,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 95,001 | $15,370,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 226,975 | $15,353,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 123,056 | $15,337,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 163,200 | $15,329,000 | thousands by filing date | call |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 165,581 | $15,327,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 295,516 | $15,281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 333,552 | $15,236,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 969,240 | $15,217,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 475,347 | $15,216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 112,797 | $15,174,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 248,655 | $15,173,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 177,544 | $15,098,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 159,562 | $15,080,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 262,063 | $15,021,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 124,174 | $15,015,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 488,673 | $15,007,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 199,529 | $14,994,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 136,362 | $14,971,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 396,044 | $14,959,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 884,830 | $14,944,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 331,289 | $14,925,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 190,943 | $14,922,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 201,359 | $14,913,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 250,218 | $14,910,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 195,516 | $14,908,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 465,248 | $14,879,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 181,475 | $14,838,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 260,571 | $14,834,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 195,717 | $14,817,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 138,103 | $14,813,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 244,470 | $14,807,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 251,120 | $14,760,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 274,779 | $14,753,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,374,192 | $14,744,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 506,103 | $14,723,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 75,850 | $14,678,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 11,036,000 | $14,678,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,198,918 | $14,650,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25,000 | $14,641,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 349,419 | $14,563,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 354,735 | $14,539,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 238,999 | $14,537,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 158,040 | $14,512,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 272,717 | $14,494,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 312,425 | $14,493,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 382,633 | $14,482,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 436,256 | $14,474,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 260,507 | $14,461,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 172,738 | $14,393,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 423,400 | $14,387,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 62,805 | $14,327,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 77,885 | $14,320,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 183,928 | $14,299,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 268,623 | $14,276,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 136,874 | $14,262,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 639,295 | $14,231,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 660,861 | $14,225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 368,964 | $14,220,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 552,024 | $14,204,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 104,711 | $14,134,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 13,800 | $14,087,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 12,407,000 | $14,070,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,150,000 | $14,065,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 12,736,000 | $14,059,000 | thousands by filing date | principal |
| AMCOR PLC | G0250X107 | ORD | 1,225,735 | $14,048,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 625,000 | $14,019,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 932,664 | $13,990,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 181,147 | $13,948,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 707,500 | $13,938,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 214,431 | $13,887,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 431,200 | $13,876,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 163,588 | $13,876,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 47,254 | $13,844,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 294,675 | $13,800,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 151,420 | $13,781,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 492,037 | $13,770,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 210,406 | $13,751,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 56,794 | $13,732,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 143,794 | $13,695,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 386,261 | $13,677,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 752,252 | $13,645,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 200,000 | $13,628,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 72,932 | $13,625,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 96,600 | $13,623,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 459,890 | $13,618,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 642,166 | $13,614,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 590,000 | $13,594,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 224,901 | $13,564,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 492,039 | $13,547,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 200,299 | $13,518,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 313,867 | $13,490,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 210,032 | $13,474,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 135,268 | $13,474,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 302,505 | $13,445,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 67,098 | $13,438,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 56,000 | $13,415,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 350,000 | $13,409,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,944,948 | $13,401,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 147,846 | $13,397,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 369,068 | $13,390,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,170,170 | $13,387,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 390,569 | $13,385,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 577,399 | $13,367,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 326,313 | $13,366,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 310,005 | $13,349,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 135,018 | $13,346,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 170,000 | $13,287,000 | thousands by filing date | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 198,133 | $13,285,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 132,389 | $13,273,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 290,639 | $13,258,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 84,820 | $13,249,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 240,262 | $13,229,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 171,682 | $13,201,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 429,181 | $13,168,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 131,359 | $13,162,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 250,000 | $13,153,000 | thousands by filing date | put |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 494,029 | $13,151,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 389,091 | $13,132,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 7,175,584 | $13,131,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,148,370 | $13,103,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 733,217 | $13,101,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 284,359 | $13,097,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 10,438,000 | $13,089,000 | thousands by filing date | principal |
| CALAVO GROWERS INC | 128246105 | COM | 206,068 | $13,067,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 150,488 | $13,060,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 332,139 | $13,016,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 496,555 | $13,010,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 631,735 | $13,001,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 185,764 | $12,962,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 41,484 | $12,951,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 89,500 | $12,940,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,080,529 | $12,913,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 236,585 | $12,905,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 95,831 | $12,899,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 225,326 | $12,858,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 272,000 | $12,836,000 | thousands by filing date | call |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 96,743 | $12,835,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 165,179 | $12,819,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 119,917 | $12,796,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 365,645 | $12,779,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 49,888 | $12,774,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 182,000 | $12,735,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 259,038 | $12,704,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 93,857 | $12,703,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 777,595 | $12,691,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 458,000 | $12,659,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 479,714 | $12,616,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 316,821 | $12,610,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 319,709 | $12,596,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 198,526 | $12,592,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 339,100 | $12,591,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 125,757 | $12,567,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,087,542 | $12,546,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 294,900 | $12,480,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 302,489 | $12,469,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 434,574 | $12,468,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 80,827 | $12,453,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 7,784,000 | $12,419,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 88,000 | $12,410,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 325,627 | $12,390,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 989,831 | $12,382,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 525,520 | $12,375,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 143,342 | $12,356,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 78,200 | $12,346,000 | thousands by filing date | call |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 157,397 | $12,276,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 235,486 | $12,271,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 582,659 | $12,247,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 73,900 | $12,240,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 132,100 | $12,238,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 106,265 | $12,232,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 574,334 | $12,171,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 145,747 | $12,160,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 339,457 | $12,047,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 678,125 | $12,002,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 251,578 | $11,992,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 495,700 | $11,986,000 | thousands by filing date | put |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 261,491 | $11,951,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 258,082 | $11,895,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 199,115 | $11,884,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 248,808 | $11,861,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,355,161 | $11,857,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 120,000 | $11,846,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 266,710 | $11,840,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 54,730 | $11,825,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 444,796 | $11,796,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 83,903 | $11,739,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 316,171 | $11,723,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 20,000 | $11,713,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,314,700 | $11,688,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 232,198 | $11,687,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,141,145 | $11,640,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 613,356 | $11,636,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 78,996 | $11,566,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 288,482 | $11,565,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 209,845 | $11,564,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 286,693 | $11,554,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 138,646 | $11,524,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 405,282 | $11,508,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 128,634 | $11,493,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 968,416 | $11,486,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 10,568,000 | $11,477,000 | thousands by filing date | principal |
| Etfmg Prime Mobile | 26924G409 | COM | 162,795 | $11,465,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 100,110 | $11,460,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 84,632 | $11,455,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 84,800 | $11,442,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 6,918,000 | $11,436,000 | thousands by filing date | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 265,000 | $11,411,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 182,130 | $11,409,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 610,765 | $11,397,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 30,000 | $11,386,000 | thousands by filing date | call |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 901,782 | $11,380,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 6,832,000 | $11,379,000 | thousands by filing date | principal |
| AMPLIFY ETF TR | 032108102 | CMN | 87,608 | $11,362,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 376,101 | $11,359,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 125,531 | $11,345,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 71,044 | $11,343,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 280,486 | $11,323,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 439,212 | $11,323,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 352,043 | $11,318,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 110,821 | $11,311,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 139,805 | $11,306,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 303,672 | $11,303,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 542,566 | $11,245,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 19,295 | $11,244,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 210,568 | $11,223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 297,040 | $11,198,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 42,718 | $11,197,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 526,628 | $11,140,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 527,116 | $11,101,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 62,200 | $11,092,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 259,036 | $11,056,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 112,804 | $11,047,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 178,162 | $11,041,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 133,837 | $11,016,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 335,711 | $10,944,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 215,962 | $10,856,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 130,862 | $10,840,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 52,400 | $10,833,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 53,673 | $10,825,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 495,622 | $10,814,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 314,513 | $10,790,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 187,027 | $10,789,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 120,000 | $10,770,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 120,000 | $10,770,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 654,126 | $10,753,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 177,900 | $10,749,000 | thousands by filing date | call |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 236,226 | $10,748,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 243,759 | $10,745,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 401,540 | $10,730,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 69,318 | $10,703,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 268,228 | $10,689,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 291,801 | $10,685,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 124,704 | $10,678,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 333,500 | $10,675,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 21,223 | $10,669,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,235,000 | $10,666,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 64,500 | $10,657,000 | thousands by filing date | put |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 349,177 | $10,584,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 522,970 | $10,554,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 107,832 | $10,539,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 48,400 | $10,533,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 378,483 | $10,529,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 51,100 | $10,518,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 9,623,000 | $10,516,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 10,068,000 | $10,515,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 164,986 | $10,503,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 673,584 | $10,502,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 692,303 | $10,502,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 43,264 | $10,489,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 167,819 | $10,480,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 346,751 | $10,479,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 517,912 | $10,472,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 231,096 | $10,437,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 342,373 | $10,422,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 282,976 | $10,411,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 70,763 | $10,400,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 164,160 | $10,382,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 104,114 | $10,371,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 271,466 | $10,356,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 236,530 | $10,329,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 319,600 | $10,326,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 151,747 | $10,316,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 269,793 | $10,315,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 166,021 | $10,298,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 109,174 | $10,222,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 116,074 | $10,180,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 279,783 | $10,147,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 313,419 | $10,139,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 450,000 | $10,094,000 | thousands by filing date | call |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 401,957 | $10,093,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 396,954 | $10,067,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 56,325 | $10,045,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 128,000 | $10,030,000 | thousands by filing date | put |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 157,593 | $9,967,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 580,600 | $9,957,000 | thousands by filing date | put |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 6,230,000 | $9,945,000 | thousands by filing date | principal |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 929,200 | $9,942,000 | thousands by filing date | put |
| ISHARES TR | 46435G243 | COM | 380,890 | $9,918,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 302,499 | $9,913,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 338,625 | $9,908,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 260,222 | $9,896,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 321,598 | $9,860,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 912,627 | $9,848,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,118,331 | $9,819,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 581,846 | $9,816,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 131,685 | $9,805,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 283,815 | $9,784,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 308,991 | $9,706,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 48,185 | $9,672,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 277,869 | $9,670,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 126,234 | $9,661,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 137,500 | $9,654,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 198,669 | $9,570,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 39,073 | $9,570,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 46,119 | $9,566,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 318,808 | $9,552,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 6,805,000 | $9,546,000 | thousands by filing date | principal |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 244,308 | $9,514,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 169,862 | $9,512,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 330,000 | $9,497,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 395,576 | $9,482,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 132,380 | $9,470,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 137,123 | $9,446,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 65,000 | $9,430,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 390,000 | $9,430,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 75,010 | $9,413,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 256,450 | $9,411,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 65,885 | $9,396,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 132,650 | $9,388,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 50,512 | $9,383,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 28,792 | $9,369,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 45,327 | $9,368,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 649,520 | $9,360,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 770,400 | $9,330,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 441,457 | $9,314,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 241,461 | $9,312,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 226,896 | $9,294,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 230,270 | $9,289,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 75,364 | $9,268,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 460,741 | $9,264,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 196,550 | $9,263,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 168,055 | $9,256,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 178,555 | $9,253,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 618,776 | $9,182,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 207,937 | $9,174,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 43,136 | $9,157,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 158,988 | $9,144,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 359,161 | $9,140,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 177,571 | $9,137,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 665,305 | $9,115,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 31,394 | $9,113,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 209,420 | $9,112,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 299,018 | $9,100,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 566,541 | $9,070,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 824,006 | $9,047,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 575,254 | $9,037,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 233,576 | $9,029,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 162,839 | $9,019,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 93,645 | $8,999,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 265,339 | $8,983,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 90,000 | $8,955,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 988,981 | $8,940,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 132,200 | $8,929,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 38,000 | $8,929,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837103 | COM | 264,593 | $8,906,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 649,700 | $8,901,000 | thousands by filing date | put |
| ALLEGHANY CORP DEL | 017175100 | COM | 13,339 | $8,898,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 154,189 | $8,861,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 195,639 | $8,860,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 60,738 | $8,829,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 185,347 | $8,825,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 542,119 | $8,825,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 6,048,000 | $8,815,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 78,198 | $8,814,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 242,927 | $8,797,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 580,849 | $8,794,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 470,544 | $8,784,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 423,100 | $8,749,000 | thousands by filing date | put |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 322,825 | $8,732,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 926,659 | $8,729,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 214,261 | $8,725,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 107,589 | $8,720,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 521,244 | $8,715,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 108,499 | $8,700,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 110,000 | $8,685,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F437 | COM | 263,716 | $8,677,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 200,000 | $8,652,000 | thousands by filing date | put |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 328,942 | $8,645,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 14,668 | $8,645,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 161,991 | $8,641,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 136,162 | $8,626,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 476,559 | $8,609,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 283,732 | $8,580,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 168,595 | $8,571,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 371,030 | $8,567,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 35,000 | $8,549,000 | thousands by filing date | call |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 155,012 | $8,541,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 133,100 | $8,528,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 99,279 | $8,526,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 151,572 | $8,520,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 413,511 | $8,514,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 221,641 | $8,486,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 137,172 | $8,484,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 77,147 | $8,472,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 384,023 | $8,418,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 630,000 | $8,392,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 290,562 | $8,371,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 6,229,000 | $8,306,000 | thousands by filing date | principal |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 98,646 | $8,299,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 518,309 | $8,282,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 261,815 | $8,253,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 242,774 | $8,232,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 357,277 | $8,228,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 46,527 | $8,225,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 487,418 | $8,198,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 465,152 | $8,182,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 150,000 | $8,181,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 569,061 | $8,177,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 314,458 | $8,174,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 550,000 | $8,173,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 166,346 | $8,148,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 270,816 | $8,138,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 103,639 | $8,136,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,220,000 | $8,125,000 | thousands by filing date | call |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 89,181 | $8,109,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 208,465 | $8,098,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 61,400 | $8,094,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 127,644 | $8,077,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 224,038 | $8,068,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 346,553 | $8,055,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 150,379 | $8,048,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 766,708 | $8,043,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 192,187 | $8,039,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 7,920,000 | $8,029,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 91,436 | $8,022,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 149,614 | $8,019,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 184,050 | $8,016,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 468,536 | $8,012,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 140,400 | $8,006,000 | thousands by filing date | put |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 201,760 | $8,000,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 210,451 | $7,998,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 95,010 | $7,991,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 373,526 | $7,982,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 233,960 | $7,980,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 829,098 | $7,960,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 57,000 | $7,948,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 417,124 | $7,942,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 138,467 | $7,934,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 41,620 | $7,897,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 176,814 | $7,888,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 288,053 | $7,878,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 213,841 | $7,877,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 110,332 | $7,863,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 462,652 | $7,861,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 149,813 | $7,841,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 424,491 | $7,840,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 93,770 | $7,834,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,166,319 | $7,814,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 292,925 | $7,794,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 100,000 | $7,784,000 | thousands by filing date | put |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 296,179 | $7,781,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 62,627 | $7,776,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 116,896 | $7,766,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 162,202 | $7,760,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 91,806 | $7,731,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 118,772 | $7,723,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 137,520 | $7,722,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 105,368 | $7,721,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 173,311 | $7,689,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 225,000 | $7,682,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 430,006 | $7,680,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 396,474 | $7,664,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 240,344 | $7,659,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 144,689 | $7,658,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 127,786 | $7,617,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 105,179 | $7,614,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015705 | this filing | 2021-08-16 | acceptance time not in the bulk data set |