13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,595 holding rows worth $375,826,638,000.
- Accession
- 0001567619-21-015705
- Filer
- CIK 1000275
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 29,073 entries on the cover page, a total value of $375,826,638,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,826,638,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 91,298 | $1,202,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 100,000 | $1,200,000 | thousands by filing date | call |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 120,391 | $1,194,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 34,846 | $1,192,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 120,022 | $1,192,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 41,784 | $1,186,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 42,427 | $1,175,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 5,000 | $1,175,000 | thousands by filing date | call |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 140,919 | $1,174,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 27,702 | $1,171,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 40,500 | $1,171,000 | thousands by filing date | call |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 28,968 | $1,170,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 79,295 | $1,169,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 11,495 | $1,169,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8,000 | $1,168,000 | thousands by filing date | put |
| INMUNE BIO INC | 45782T105 | COM | 66,458 | $1,168,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 286,803 | $1,168,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 33,500 | $1,167,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 23,913 | $1,166,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 19,938 | $1,166,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 162,300 | $1,165,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 46,773 | $1,161,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 14,188 | $1,160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 69,209 | $1,160,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 52,454 | $1,160,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 73,947 | $1,157,000 | thousands by filing date | |
| ION ACQUISITION CORP 3 LTD | G4940J114 | SHS CL A | 117,882 | $1,156,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 63,492 | $1,155,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 32,539 | $1,151,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 34,821 | $1,151,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 29,198 | $1,149,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 115,432 | $1,149,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 24,505 | $1,146,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 10,968 | $1,144,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 23,627 | $1,144,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 46,291 | $1,144,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,000 | $1,143,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 86,910 | $1,143,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 76,049 | $1,139,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 114,607 | $1,139,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 25,863 | $1,134,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 20,835 | $1,134,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 102,522 | $1,132,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 18,628 | $1,130,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 5,328 | $1,128,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 38,306 | $1,128,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 67,904 | $1,126,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 20,249 | $1,126,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 56,220 | $1,125,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 52,112 | $1,118,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 123,427 | $1,118,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 34,015 | $1,117,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 117,838 | $1,116,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 59,666 | $1,115,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 74,263 | $1,113,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 80,536 | $1,113,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 108,585 | $1,112,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 6,813 | $1,110,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 177,256 | $1,108,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 119,431 | $1,108,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 29,366 | $1,107,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 109,944 | $1,107,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 77,995 | $1,106,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 37,845 | $1,106,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 139,219 | $1,101,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 110,000 | $1,093,000 | thousands by filing date | put |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 40,447 | $1,091,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 28,520 | $1,091,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 59,563 | $1,089,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 10,883 | $1,088,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 12,000 | $1,087,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 42,847 | $1,087,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 30,290 | $1,086,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 36,206 | $1,086,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 36,852 | $1,086,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 54,307 | $1,085,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 48,077 | $1,084,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 58,386 | $1,082,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 15,000 | $1,080,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 36,597 | $1,073,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 107,206 | $1,071,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 55,656 | $1,069,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 143,459 | $1,068,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 46,834 | $1,066,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 13,512 | $1,064,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 17,562 | $1,064,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 22,971 | $1,063,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 73,179 | $1,061,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 64,120 | $1,061,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 64,322 | $1,060,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 39,025 | $1,060,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 106,420 | $1,058,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 67,866 | $1,058,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 986,000 | $1,056,000 | thousands by filing date | principal |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 59,023 | $1,054,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,000 | $1,053,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,030,000 | $1,051,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 56,072 | $1,049,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 21,337 | $1,048,000 | thousands by filing date | principal |
| M/I HOMES INC | 55305B101 | COM | 17,841 | $1,046,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 79,065 | $1,046,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 49,270 | $1,046,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 38,930 | $1,045,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 14,251 | $1,041,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 102,731 | $1,040,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 9,803 | $1,038,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 28,563 | $1,035,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 10,913 | $1,033,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 10,600 | $1,032,000 | thousands by filing date | call |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 102,535 | $1,031,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 120,480 | $1,029,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 113,685 | $1,029,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 50,377 | $1,028,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 30,940 | $1,028,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 10,028 | $1,027,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 12,133 | $1,026,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 30,000 | $1,026,000 | thousands by filing date | call |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 94,748 | $1,026,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 91,102 | $1,025,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 81,267 | $1,025,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 52,929 | $1,025,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 69,741 | $1,024,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 6,201 | $1,022,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 28,505 | $1,022,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 32,987 | $1,021,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 23,490 | $1,021,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529118 | UNIT 99/99/9999 | 99,900 | $1,021,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 20,000 | $1,020,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 123,236 | $1,020,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 44,809 | $1,015,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 66,800 | $1,015,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223206 | CL A | 16,773 | $1,010,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 164,884 | $1,009,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 13,653 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 11,617 | $1,006,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 17,034 | $1,005,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 100,071 | $1,005,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 100,025 | $1,005,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 100,000 | $1,005,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 15,398 | $1,001,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 25,743 | $1,001,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 43,664 | $999,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 64,815 | $999,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A119 | UNIT 03/02/2026 | 100,024 | $999,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 26,787 | $998,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 16,279 | $998,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 100,365 | $998,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 100,000 | $996,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 56,816 | $995,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 99,900 | $995,000 | thousands by filing date | call |
| STRIDE INC | 86333M108 | COM | 30,916 | $994,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 13,109 | $994,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 29,618 | $993,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L206 | UNIT 06/30/2026 | 100,000 | $993,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 28,609 | $992,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 88,969 | $992,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,000,000 | $991,000 | thousands by filing date | principal |
| ELECTROMED INC | 285409108 | COMMON STOCK | 87,513 | $988,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 56,860 | $987,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 49,100 | $986,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 32,424 | $986,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 102,516 | $986,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 46,361 | $986,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 98,100 | $986,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 217,818 | $985,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 23,055 | $984,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 110,695 | $984,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 8,123 | $982,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 56,804 | $982,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 72,142 | $981,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 37,777 | $979,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 71,673 | $978,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 31,197 | $977,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 44,383 | $976,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 20,255 | $975,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 76,822 | $975,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 64,446 | $973,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 29,231 | $972,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,568 | $971,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 21,837 | $971,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 40,614 | $969,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 30,702 | $966,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 9,955 | $963,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 18,813 | $963,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 35,151 | $963,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 56,769 | $962,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 13,496 | $962,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25,940 | $959,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 95,609 | $957,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 17,470 | $956,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 17,531 | $956,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 100,427 | $956,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 95,749 | $954,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 448,815 | $952,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 64,433 | $952,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 28,975 | $952,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 91,300 | $950,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 19,256 | $948,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 33,755 | $948,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 7,757 | $948,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 49,014 | $947,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 24,413 | $947,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 18,410 | $946,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 43,388 | $945,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10,123 | $945,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 18,369 | $943,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 21,074 | $942,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 35,025 | $942,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 16,832 | $941,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 11,010 | $936,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 99,696 | $936,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 59,377 | $936,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 9,038 | $936,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,578 | $932,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 26,878 | $931,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 44,652 | $930,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 11,065 | $928,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 93,097 | $927,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 50,610 | $924,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 15,000 | $924,000 | thousands by filing date | call |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 34,052 | $924,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 19,685 | $923,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 20,693 | $923,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 52,568 | $923,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 5,251 | $923,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 23,405 | $923,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 24,376 | $923,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 14,192 | $922,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 15,732 | $922,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 31,070 | $922,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 173,395 | $921,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 38,409 | $920,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 35,076 | $920,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 40,690 | $919,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 68,056 | $918,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 31,338 | $918,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 64,763 | $915,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 60,166 | $913,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 172,856 | $912,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 41,641 | $911,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 220,637 | $910,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 30,000 | $909,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 9,992 | $909,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 286,400 | $908,000 | thousands by filing date | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 106,552 | $907,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 89,381 | $907,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 101,767 | $906,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 200,000 | $906,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 27,258 | $902,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 10,401 | $900,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 16,557 | $900,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 90,000 | $898,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 90,078 | $898,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 30,630 | $897,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 20,000 | $896,000 | thousands by filing date | call |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 33,763 | $894,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 11,364 | $892,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 34,273 | $892,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 30,855 | $890,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 5,363 | $889,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 21,443 | $888,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 12,780 | $887,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 14,617 | $886,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVESTMENT | 443760202 | UNIT 01/31/2027 | 88,776 | $884,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 59,742 | $882,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 11,712 | $882,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 101,000 | $882,000 | thousands by filing date | call |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 58,076 | $881,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 89,121 | $881,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 87,746 | $881,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 44,243 | $879,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 13,113 | $879,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 20,498 | $878,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 14,015 | $876,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 45,851 | $875,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 132,749 | $874,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 69,801 | $874,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 87,286 | $873,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 53,100 | $871,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 137,229 | $871,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 38,693 | $870,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 11,703 | $870,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 16,287 | $868,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 56,660 | $868,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 41,588 | $867,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 57,909 | $867,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 14,804 | $865,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 9,007 | $864,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 29,235 | $863,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 26,084 | $863,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 13,623 | $862,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 58,262 | $861,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 193,078 | $860,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 33,338 | $859,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 59,408 | $857,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 40,061 | $857,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 37,600 | $856,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 148,737 | $855,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 202,000 | $855,000 | thousands by filing date | principal |
| MCGRATH RENTCORP | 580589109 | COM | 10,463 | $854,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 23,720 | $853,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 18,322 | $853,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 20,009 | $853,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 25,319 | $851,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 15,283 | $849,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 20,574 | $848,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 11,464 | $847,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 28,443 | $845,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 29,748 | $844,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 16,987 | $844,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W206 | UNIT 99/99/9999 | 83,546 | $844,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 39,333 | $843,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 28,083 | $841,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 32,748 | $840,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 20,155 | $840,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 58,492 | $836,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,000 | $834,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 31,829 | $834,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 14,784 | $834,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 30,316 | $834,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 17,364 | $833,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 16,656 | $832,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 176,906 | $831,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 111,459 | $831,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 38,564 | $830,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 19,824 | $830,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 84,307 | $827,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 21,258 | $824,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 82,185 | $824,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 12,832 | $820,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 7,568 | $818,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 66,564 | $817,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 14,513 | $816,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 70,718 | $815,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 21,526 | $815,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 11,259 | $813,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 15,339 | $813,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 16,624 | $812,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 83,104 | $812,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 48,486 | $811,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 22,258 | $808,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 41,021 | $808,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 9,108 | $806,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 13,833 | $806,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 80,700 | $806,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,878 | $806,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 35,184 | $806,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 27,753 | $806,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 34,659 | $806,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 8,054 | $805,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 112,264 | $804,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 9,959 | $802,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 9,396 | $802,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 200,297 | $801,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 64,443 | $799,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 40,015 | $799,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,510 | $797,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 10,666 | $795,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 19,419 | $793,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 18,304 | $792,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 27,753 | $792,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 58,374 | $791,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 46,881 | $791,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 51,883 | $790,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 52,673 | $790,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 43,044 | $789,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 21,567 | $789,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 9,000 | $788,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 34,271 | $788,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 32,396 | $787,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 9,098 | $787,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 32,968 | $783,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 23,215 | $780,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 46,689 | $780,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 6,446 | $779,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 36,700 | $778,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 9,232 | $776,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 12,290 | $776,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 22,993 | $776,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 31,681 | $775,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 27,362 | $774,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 324,698 | $772,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 21,873 | $770,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 5,161 | $768,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 22,800 | $767,000 | thousands by filing date | put |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 29,179 | $767,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,477 | $767,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 60,900 | $766,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 29,135 | $765,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 14,352 | $765,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,372 | $764,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 35,693 | $763,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 15,966 | $762,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 31,184 | $762,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 9,174 | $762,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 52,816 | $761,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 76,525 | $761,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,673 | $760,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 10,201 | $760,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 41,519 | $759,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 19,328 | $759,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 86,345 | $757,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 16,390 | $757,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 76,714 | $757,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 25,785 | $756,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 16,000 | $755,000 | thousands by filing date | put |
| OPEN LENDING CORP | 68373J104 | COM | 17,522 | $755,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 75,003 | $755,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 75,000 | $755,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 300,320 | $754,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X889 | VICTRYSHS VETERN | 23,323 | $754,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 8,377 | $753,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 17,800 | $752,000 | thousands by filing date | call |
| ATHENE HOLDING LTD | G0684D107 | CL A | 11,134 | $752,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 9,000 | $752,000 | thousands by filing date | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 7,699 | $751,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 47,905 | $750,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 25,671 | $750,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 75,079 | $750,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 8,900 | $749,000 | thousands by filing date | call |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 48,964 | $749,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 36,893 | $749,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 22,792 | $748,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 3,639 | $748,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 26,279 | $747,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 15,348 | $743,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,300 | $740,000 | thousands by filing date | put |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 37,241 | $739,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 43,627 | $737,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 30,163 | $737,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 78,201 | $737,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 32,436 | $736,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 4,925 | $734,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 17,651 | $734,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 22,943 | $733,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 22,104 | $732,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 24,613 | $730,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 43,777 | $729,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 43,185 | $728,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 25,198 | $727,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 37,606 | $726,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 120,866 | $726,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 29,070 | $726,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 32,000 | $725,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 59,309 | $723,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,133 | $719,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 46,596 | $719,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 65,587 | $719,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 65,376 | $717,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 25,529 | $716,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 26,053 | $715,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 28,011 | $715,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 21,517 | $715,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 21,447 | $714,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 25,026 | $709,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 14,982 | $709,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 38,833 | $708,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 15,960 | $708,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 14,439 | $708,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 14,106 | $707,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 21,705 | $706,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 36,567 | $705,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 13,205 | $703,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 27,304 | $703,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 18,816 | $699,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 24,526 | $699,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 42,390 | $699,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R205 | UNIT 99/99/9999 | 70,023 | $699,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 70,000 | $699,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,500 | $697,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 12,500 | $697,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292105 | COM | 18,478 | $697,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 20,000 | $697,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 19,666 | $696,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 5,986 | $694,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 55,817 | $694,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 70,686 | $693,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 8,849 | $692,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 27,728 | $691,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 25,798 | $690,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 53,500 | $689,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 12,808 | $689,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 26,914 | $688,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 18,435 | $688,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 11,203 | $688,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 42,909 | $687,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 19,866 | $686,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 85,465 | $686,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 7,520 | $685,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 15,284 | $685,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 45,515 | $684,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 49,072 | $683,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 10,854 | $682,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 23,655 | $682,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 28,527 | $682,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 22,596 | $681,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 18,793 | $681,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 55,463 | $679,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 22,980 | $679,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 58,532 | $676,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015705 | this filing | 2021-08-16 | acceptance time not in the bulk data set |