13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 7,595 holding rows worth $375,826,638,000.
- Accession
- 0001567619-21-015705
- Filer
- CIK 1000275
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 29,073 entries on the cover page, a total value of $375,826,638,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,826,638,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerRegent Trust Co Ltd028-21177
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 163,908 | $7,606,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 324,510 | $7,588,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 163,175 | $7,558,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 730,000 | $7,556,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 922,166 | $7,553,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 5,356,000 | $7,549,000 | thousands by filing date | principal |
| PAPA JOHNS INTL INC | 698813102 | COM | 72,227 | $7,543,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 170,386 | $7,539,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 154,763 | $7,526,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 175,990 | $7,494,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 3,811,000 | $7,483,000 | thousands by filing date | principal |
| United States Oil Fund LP | 91232N207 | COM | 150,000 | $7,482,000 | thousands by filing date | put |
| EVENTBRITE INC | 29975E109 | COM CL A | 393,679 | $7,480,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 354,460 | $7,476,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 838,548 | $7,455,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 383,100 | $7,447,000 | thousands by filing date | call |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 268,620 | $7,446,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,800 | $7,442,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 111,486 | $7,427,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 74,600 | $7,409,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 21,528 | $7,397,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 159,648 | $7,397,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 77,788 | $7,387,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 70,000 | $7,386,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 202,728 | $7,376,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 176,801 | $7,374,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 354,668 | $7,370,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 116,669 | $7,360,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 372,226 | $7,359,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 6,728,000 | $7,350,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 236,428 | $7,337,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 74,612 | $7,334,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 258,784 | $7,326,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 360,771 | $7,316,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 782,845 | $7,304,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 228,890 | $7,299,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 292,870 | $7,296,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 394,819 | $7,293,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 735,852 | $7,286,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 144,461 | $7,275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 130,167 | $7,275,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 68,442 | $7,262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 60,719 | $7,260,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 310,767 | $7,257,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 127,559 | $7,257,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 156,433 | $7,236,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 196,220 | $7,233,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 50,000 | $7,218,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 273,174 | $7,212,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 158,734 | $7,203,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 106,832 | $7,195,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 660,174 | $7,189,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 122,992 | $7,176,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 116,673 | $7,174,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 151,847 | $7,170,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 62,842 | $7,170,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 279,393 | $7,166,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 154,167 | $7,165,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 82,585 | $7,163,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 143,882 | $7,149,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 195,100 | $7,135,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 191,193 | $7,129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 78,923 | $7,124,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 227,946 | $7,120,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 191,600 | $7,110,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 33,707 | $7,105,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 154,700 | $7,101,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 105,748 | $7,092,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 31,594 | $7,072,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 45,764 | $7,057,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,803,605 | $7,051,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 110,909 | $7,045,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 73,087 | $7,039,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 118,031 | $7,035,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 155,062 | $7,016,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 79,242 | $7,016,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 472,492 | $7,012,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 204,129 | $7,007,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 192,576 | $6,996,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 155,751 | $6,992,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 222,649 | $6,990,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 38,105 | $6,988,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 50,659 | $6,987,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 130,000 | $6,976,000 | thousands by filing date | call |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 70,000 | $6,952,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 108,416 | $6,946,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 128,314 | $6,943,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 68,021 | $6,936,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 120,224 | $6,912,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 77,034 | $6,911,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 56,689 | $6,907,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 109,829 | $6,903,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 151,747 | $6,903,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 92,594 | $6,883,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 79,726 | $6,876,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 382,234 | $6,873,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 54,500 | $6,864,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 190,844 | $6,857,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 143,183 | $6,803,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 135,977 | $6,799,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 403,066 | $6,783,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 138,192 | $6,776,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 304,439 | $6,772,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 198,727 | $6,755,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 162,483 | $6,748,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 181,730 | $6,746,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 538,714 | $6,735,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 146,868 | $6,733,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 73,148 | $6,731,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 110,458 | $6,709,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 62,091 | $6,704,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 129,314 | $6,700,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 173,061 | $6,694,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 432,007 | $6,670,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 36,637 | $6,668,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 211,481 | $6,656,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 193,000 | $6,643,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 108,700 | $6,620,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 91,669 | $6,596,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 110,913 | $6,571,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 360,599 | $6,570,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 18,000 | $6,569,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 67,479 | $6,566,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 86,939 | $6,560,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 4,781,000 | $6,559,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 71,116 | $6,556,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 380,126 | $6,541,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 87,458 | $6,531,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 170,799 | $6,528,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 100,546 | $6,528,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 97,570 | $6,522,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 103,724 | $6,515,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 255,422 | $6,513,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 261,906 | $6,509,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 184,288 | $6,505,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 850,000 | $6,503,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 162,442 | $6,492,000 | thousands by filing date | |
| Nexxen International LTD | 89484T104 | SPON ADR | 326,169 | $6,491,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 37,454 | $6,489,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 317,620 | $6,477,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 237,507 | $6,447,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 101,673 | $6,437,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 49,250 | $6,421,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 131,442 | $6,418,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 38,988 | $6,411,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 270,329 | $6,410,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 96,566 | $6,408,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 567,938 | $6,383,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 83,931 | $6,382,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 148,948 | $6,380,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 49,670 | $6,364,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 189,415 | $6,355,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 50,000 | $6,351,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 145,374 | $6,345,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,843,825 | $6,343,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100,000 | $6,323,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 66,540 | $6,307,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 27,300 | $6,306,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 3,317,000 | $6,305,000 | thousands by filing date | principal |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 153,758 | $6,298,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 24,000 | $6,294,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 108,700 | $6,293,000 | thousands by filing date | put |
| QIAGEN NV | N72482123 | SHS NEW | 129,994 | $6,288,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 59,887 | $6,281,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 20,796 | $6,276,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 60,954 | $6,269,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 439,211 | $6,258,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 232,331 | $6,243,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 55,984 | $6,232,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 236,949 | $6,216,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 228,344 | $6,216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 66,617 | $6,208,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 89,982 | $6,199,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 178,930 | $6,175,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 3,850,000 | $6,174,000 | thousands by filing date | principal |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 495,400 | $6,173,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 102,000 | $6,166,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 116,641 | $6,165,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 2,909,000 | $6,157,000 | thousands by filing date | principal |
| ALLETE INC | 018522300 | COM NEW | 87,976 | $6,156,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 98,264 | $6,153,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 79,618 | $6,143,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 112,195 | $6,141,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 30,000 | $6,117,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 148,345 | $6,106,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 125,860 | $6,104,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 134,176 | $6,096,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 39,725 | $6,062,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 30,935 | $6,058,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 100,000 | $6,048,000 | thousands by filing date | call |
| INOTIV INC | 45783Q100 | COM | 226,513 | $6,044,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 6,757,000 | $6,044,000 | thousands by filing date | principal |
| INTEGRA RES CORP | 45826T301 | COM NEW | 2,051,873 | $6,001,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 64,766 | $5,982,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 22,059 | $5,981,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 139,802 | $5,980,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 232,731 | $5,970,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 181,263 | $5,960,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 94,000 | $5,958,000 | thousands by filing date | call |
| DATADOGINCCLASSA | 23804L103 | STOK | 57,225 | $5,956,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 160,200 | $5,949,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 40,804 | $5,947,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 31,781 | $5,943,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 157,439 | $5,943,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,000,000 | $5,929,000 | thousands by filing date | principal |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 139,958 | $5,916,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 80,000 | $5,901,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 338,853 | $5,880,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 38,269 | $5,864,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 142,180 | $5,862,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 171,100 | $5,850,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 287,822 | $5,849,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 302,618 | $5,835,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 73,522 | $5,833,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 114,434 | $5,828,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 35,383 | $5,819,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 120,872 | $5,808,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 214,241 | $5,781,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 153,109 | $5,767,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 92,959 | $5,760,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 4,932,000 | $5,754,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 25,360 | $5,746,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,061,000 | $5,745,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 123,245 | $5,739,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 44,343 | $5,739,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 43,800 | $5,728,000 | thousands by filing date | put |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 197,743 | $5,719,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 105,094 | $5,715,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 138,702 | $5,700,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 246,474 | $5,679,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 333,875 | $5,663,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 167,513 | $5,651,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 329,109 | $5,641,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 50,000 | $5,632,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 143,845 | $5,632,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 1,051,969 | $5,628,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 308,761 | $5,626,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 375,000 | $5,625,000 | thousands by filing date | call |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 44,972 | $5,608,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 64,581 | $5,607,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 59,556 | $5,581,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 20,887 | $5,566,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 87,488 | $5,563,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 207,800 | $5,517,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 49,182 | $5,513,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 132,052 | $5,510,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 541,801 | $5,509,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 284,985 | $5,489,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 605,461 | $5,480,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 117,888 | $5,469,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 293,023 | $5,468,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 690,719 | $5,457,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 150,291 | $5,454,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 83,556 | $5,445,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 185,142 | $5,434,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 101,265 | $5,433,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 93,939 | $5,431,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 217,066 | $5,431,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 193,785 | $5,424,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 408,736 | $5,421,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 82,474 | $5,420,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 85,649 | $5,414,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 160,805 | $5,413,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 954,871 | $5,413,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 218,075 | $5,406,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 127,112 | $5,396,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 128,657 | $5,379,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 26,851 | $5,377,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 45,400 | $5,370,000 | thousands by filing date | put |
| UIPATH INC | 90364P105 | CL A | 78,882 | $5,359,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 277,268 | $5,356,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 79,208 | $5,349,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 485,344 | $5,349,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 101,780 | $5,342,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 102,000 | $5,334,000 | thousands by filing date | put |
| PLAYBOY INC | 72814P109 | COM | 136,800 | $5,321,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 23,934 | $5,309,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 107,977 | $5,308,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 97,501 | $5,288,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 108,434 | $5,286,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 200,000 | $5,284,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 219,899 | $5,278,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 218,286 | $5,278,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 60,448 | $5,273,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 105,042 | $5,246,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 69,288 | $5,241,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 269,484 | $5,239,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 148,451 | $5,229,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 100,491 | $5,228,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 56,822 | $5,201,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 103,560 | $5,198,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 121,654 | $5,190,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 973,655 | $5,178,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 198,054 | $5,171,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 83,672 | $5,169,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 15,000 | $5,155,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 198,237 | $5,152,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 43,724 | $5,123,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 145,621 | $5,112,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 85,279 | $5,110,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 304,429 | $5,102,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 70,000 | $5,097,000 | thousands by filing date | call |
| NATERA INC COM | 632307104 | Stock | 44,817 | $5,088,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 313,815 | $5,084,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 20,200 | $5,076,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 96,615 | $5,072,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 80,000 | $5,070,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 306,120 | $5,066,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 75,000 | $5,057,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 2,269,000 | $5,050,000 | thousands by filing date | principal |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 182,108 | $5,048,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 22,211 | $5,041,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 194,325 | $5,037,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 35,000 | $5,034,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 130,600 | $5,032,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 60,673 | $5,025,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 170,700 | $5,020,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 522,500 | $5,006,000 | thousands by filing date | put |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 269,069 | $5,004,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 238,438 | $4,998,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 222,185 | $4,966,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 80,553 | $4,964,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 273,669 | $4,949,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 294,349 | $4,939,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 263,653 | $4,912,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 101,107 | $4,908,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 169,801 | $4,907,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 124,135 | $4,896,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 81,179 | $4,888,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 141,281 | $4,888,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 115,849 | $4,850,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 86,600 | $4,843,000 | thousands by filing date | call |
| STONECO LTD | G85158106 | COM CL A | 72,000 | $4,828,000 | thousands by filing date | put |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 318,753 | $4,804,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 119,877 | $4,803,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 148,305 | $4,802,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 92,745 | $4,776,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 45,000 | $4,763,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 77,987 | $4,759,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 135,145 | $4,757,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 180,000 | $4,756,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 61,447 | $4,752,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 171,917 | $4,750,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 221,403 | $4,747,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 236,474 | $4,741,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 93,437 | $4,740,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 134,214 | $4,731,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 556,566 | $4,731,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 136,464 | $4,728,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 181,953 | $4,720,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 50,400 | $4,719,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 114,169 | $4,716,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 468,746 | $4,697,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 52,496 | $4,697,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 73,253 | $4,695,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 162,025 | $4,695,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 100,252 | $4,685,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 263,854 | $4,679,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 139,152 | $4,672,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 168,464 | $4,662,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 125,000 | $4,659,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 37,500 | $4,655,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 380,020 | $4,647,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 14,700 | $4,641,000 | thousands by filing date | call |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 456,217 | $4,639,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 195,186 | $4,639,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 82,374 | $4,625,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 100,321 | $4,605,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 122,576 | $4,602,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 190,100 | $4,587,000 | thousands by filing date | call |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 165,539 | $4,576,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 66,805 | $4,568,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 125,306 | $4,566,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 200,000 | $4,562,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 72,850 | $4,559,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 197,405 | $4,556,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 53,497 | $4,545,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 212,665 | $4,539,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 67,905 | $4,537,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 78,689 | $4,534,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 108,671 | $4,530,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 150,000 | $4,529,000 | thousands by filing date | put |
| ROCKET COS INC | 77311W101 | COM CL A | 233,717 | $4,523,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 38,100 | $4,510,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 26,314 | $4,509,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 63,749 | $4,509,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 47,478 | $4,508,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 88,997 | $4,502,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 34,153 | $4,499,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 223,413 | $4,491,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 71,539 | $4,490,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 168,811 | $4,488,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 227,783 | $4,478,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 65,000 | $4,476,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 61,041 | $4,470,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 107,172 | $4,468,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 120,000 | $4,456,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 81,992 | $4,451,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 313,725 | $4,451,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 100,899 | $4,433,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 110,000 | $4,433,000 | thousands by filing date | put |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 92,860 | $4,430,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 23,000 | $4,423,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 230,000 | $4,411,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 228,487 | $4,400,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 75,787 | $4,394,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 17,044 | $4,368,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 209,160 | $4,362,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 188,083 | $4,359,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 93,382 | $4,355,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 275,000 | $4,348,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 87,937 | $4,340,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 159,980 | $4,318,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 18,182 | $4,314,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 198,851 | $4,309,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 97,303 | $4,294,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 22,186 | $4,287,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 7,800 | $4,286,000 | thousands by filing date | call |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 72,065 | $4,286,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 70,073 | $4,266,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100,000 | $4,265,000 | thousands by filing date | put |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 124,456 | $4,253,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 50,000 | $4,249,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 46,169 | $4,248,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 30,849 | $4,243,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 200,000 | $4,242,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 46,247 | $4,238,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 107,676 | $4,229,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 122,394 | $4,223,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 65,619 | $4,221,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 201,896 | $4,218,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 74,227 | $4,214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 24,471 | $4,199,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 18,272 | $4,197,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 268,600 | $4,190,000 | thousands by filing date | put |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 268,600 | $4,190,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 48,315 | $4,187,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 78,417 | $4,184,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,100 | $4,177,000 | thousands by filing date | call |
| ISHARES TR | 46434V514 | MSCI CHINA A | 94,179 | $4,177,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,505,000 | $4,175,000 | thousands by filing date | principal |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 296,880 | $4,160,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 25,000 | $4,157,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 15,134 | $4,156,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 23,142 | $4,152,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 355,793 | $4,146,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 87,766 | $4,138,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 196,930 | $4,136,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 322,681 | $4,134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 83,693 | $4,134,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 59,596 | $4,125,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 251,930 | $4,121,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 89,821 | $4,116,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 149,988 | $4,112,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 198,849 | $4,111,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 25,842 | $4,111,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 214,200 | $4,108,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 33,707 | $4,104,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 42,065 | $4,100,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 84,977 | $4,097,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 110,000 | $4,093,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 112,124 | $4,090,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 52,886 | $4,088,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 176,158 | $4,079,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 182,925 | $4,073,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 61,354 | $4,064,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 155,258 | $4,058,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 2,605,000 | $4,052,000 | thousands by filing date | principal |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 85,068 | $4,047,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 341,976 | $4,039,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 76,567 | $4,009,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 41,181 | $4,004,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 70,446 | $4,001,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 162,294 | $4,001,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 160,928 | $3,986,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 67,048 | $3,974,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 607,796 | $3,974,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 3,792,000 | $3,967,000 | thousands by filing date | principal |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 87,017 | $3,965,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 54,384 | $3,961,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 58,747 | $3,959,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 124,771 | $3,959,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 139,159 | $3,949,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 174,400 | $3,948,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 19,587 | $3,923,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 50,691 | $3,920,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 197,995 | $3,918,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 48,540 | $3,912,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 42,897 | $3,907,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 95,932 | $3,904,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 108,057 | $3,903,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 129,100 | $3,901,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 145,049 | $3,890,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 66,400 | $3,889,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 82,985 | $3,881,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 113,554 | $3,876,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 608,847 | $3,872,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 63,301 | $3,871,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 72,702 | $3,853,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 76,817 | $3,828,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015705 | this filing | 2021-08-16 | acceptance time not in the bulk data set |