13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 7,678 holding rows worth $889,828,287,000.
- Accession
- 0001567619-21-010121
- Filer
- CIK 70858
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 25,807 entries on the cover page, a total value of $889,828,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $889,828,287,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Lockheed Martin Corporation | 539830109 | COM | 7,200 | $2,660,000 | thousands by filing date | call |
| JAMF HLDG CORP COM | 47074L105 | Stock | 75,250 | $2,657,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 53,535 | $2,652,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 93,097 | $2,649,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 2,437,000 | $2,648,000 | thousands by filing date | principal |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 164,900 | $2,647,000 | thousands by filing date | call |
| ECOVYST INC. | 73943T103 | Common Stock | 158,450 | $2,646,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 200,030 | $2,646,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 200,000 | $2,646,000 | thousands by filing date | put |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 146,017 | $2,642,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 103,067 | $2,641,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 36,000 | $2,640,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,500 | $2,639,000 | thousands by filing date | call |
| STRIDE INC | 86333M108 | COM | 87,600 | $2,638,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 168,870 | $2,631,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 106,791 | $2,629,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 164,105 | $2,627,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 50,000 | $2,614,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 50,262 | $2,614,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 126,745 | $2,613,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 11,859 | $2,604,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 59,888 | $2,603,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 57,145 | $2,602,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 134,521 | $2,600,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 220,871 | $2,600,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 100,559 | $2,595,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 25,705 | $2,588,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 54,402 | $2,584,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 717,666 | $2,577,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 551,431 | $2,574,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 311,148 | $2,573,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 631,962 | $2,572,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 35,700 | $2,566,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 4,300 | $2,565,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 4,300 | $2,565,000 | thousands by filing date | call |
| ACUSHNET HLDGS CORP | 005098108 | COM | 61,944 | $2,561,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 60,204 | $2,556,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 82,271 | $2,555,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 153,552 | $2,554,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 269,017 | $2,553,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 164,211 | $2,552,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 26,125 | $2,550,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 203,403 | $2,547,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 260,998 | $2,542,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 33,600 | $2,540,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 80,000 | $2,539,000 | thousands by filing date | put |
| BERKELEY LTS INC | 084310101 | COM | 50,545 | $2,539,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 175,814 | $2,532,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 178,674 | $2,530,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 256,039 | $2,527,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 25,920 | $2,525,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 125,257 | $2,522,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 89,224 | $2,522,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 41,262 | $2,518,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 27,300 | $2,513,000 | thousands by filing date | put |
| INVESCO | 46138J536 | EXCHANGE TRADED | 97,482 | $2,508,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 2,251,000 | $2,503,000 | thousands by filing date | principal |
| WW INTL INC | 98262P101 | COM | 80,000 | $2,502,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 148,530 | $2,500,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 250,000 | $2,500,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 129,629 | $2,498,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 250,001 | $2,498,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 82,568 | $2,497,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 55,033 | $2,497,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 111,178 | $2,493,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 241,963 | $2,487,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188705 | INVESTMENT GR SE | 50,000 | $2,486,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 19,400 | $2,483,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 256,115 | $2,482,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 250,200 | $2,482,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 250,000 | $2,478,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 92,285 | $2,476,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 125,057 | $2,475,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 395,841 | $2,474,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 117,853 | $2,465,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 98,000 | $2,462,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 389,086 | $2,461,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 378,423 | $2,460,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 48,000 | $2,456,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 29,653 | $2,455,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 85,390 | $2,452,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 134,699 | $2,452,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 21,900 | $2,446,000 | thousands by filing date | call |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 511,145 | $2,444,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 93,925 | $2,444,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 65,004 | $2,442,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 49,143 | $2,441,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 108,157 | $2,439,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 150,934 | $2,437,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 108,688 | $2,435,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 72,270 | $2,434,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 69,314 | $2,433,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 22,453 | $2,432,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 227,169 | $2,422,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 74,483 | $2,421,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 90,150 | $2,419,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 188,274 | $2,414,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 11,900 | $2,411,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 25,000 | $2,410,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 305,791 | $2,407,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,800,000 | $2,403,000 | thousands by filing date | principal |
| CITY OFFICE REIT INC | 178587101 | COM | 225,968 | $2,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 42,268 | $2,400,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 161,542 | $2,388,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 13,500 | $2,385,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 75,000 | $2,381,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 101,330 | $2,380,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 60,933 | $2,380,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 174,110 | $2,376,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 54,523 | $2,372,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 342,265 | $2,372,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 113,261 | $2,371,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 225,283 | $2,370,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 445,863 | $2,368,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 60,648 | $2,367,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 97,264 | $2,364,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 90,560 | $2,362,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 353,900 | $2,361,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 71,759 | $2,361,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 75,441 | $2,360,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 124,989 | $2,358,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 60,632 | $2,355,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 248,841 | $2,353,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 83,431 | $2,349,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 242,172 | $2,349,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 22,100 | $2,343,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 160,827 | $2,342,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 19,800 | $2,338,000 | thousands by filing date | call |
| MCAP ACQUISITION CORP | 55282t208 | COM | 235,000 | $2,338,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 82,415 | $2,329,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 251,000 | $2,329,000 | thousands by filing date | put |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 285,703 | $2,328,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 230,000 | $2,325,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 14,035 | $2,317,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 58,710 | $2,308,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 103,111 | $2,305,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 152,392 | $2,303,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 138,286 | $2,303,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 174,934 | $2,302,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 14,600 | $2,299,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 100,000 | $2,299,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 91,091 | $2,296,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 106,181 | $2,294,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 53,806 | $2,291,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 29,419 | $2,291,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 505,193 | $2,289,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 75,892 | $2,285,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 141,201 | $2,285,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 132,319 | $2,279,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 79,930 | $2,278,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 83,214 | $2,278,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 2,093,000 | $2,276,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 24,235 | $2,275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 102,698 | $2,272,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 106,442 | $2,264,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 38,242 | $2,261,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 193,988 | $2,260,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 129,504 | $2,258,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,900 | $2,256,000 | thousands by filing date | call |
| GDL FD | 361570104 | COM SH BEN IT | 252,673 | $2,256,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 75,672 | $2,253,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 35,303 | $2,247,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 112,374 | $2,247,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 326,501 | $2,243,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 89,935 | $2,234,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 102,413 | $2,233,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 23,899 | $2,230,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 67,092 | $2,225,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 87,527 | $2,219,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 147,451 | $2,217,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 42,950 | $2,217,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 146,622 | $2,215,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 99,955 | $2,209,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 162,497 | $2,208,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 30,361 | $2,208,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 8,862 | $2,206,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 79,639 | $2,201,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 131,335 | $2,199,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 126,441 | $2,196,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 176,904 | $2,194,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 44,955 | $2,193,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 155,381 | $2,192,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 61,238 | $2,187,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 100,000 | $2,185,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 311,849 | $2,185,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 12,118 | $2,183,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 26,635 | $2,179,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 190,071 | $2,178,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 280,192 | $2,175,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 6,845 | $2,166,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 108,348 | $2,164,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 38,531 | $2,163,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 157,542 | $2,161,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 60,528 | $2,158,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 105,692 | $2,157,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 41,900 | $2,155,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 147,524 | $2,154,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 60,725 | $2,154,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 50,609 | $2,153,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 51,482 | $2,141,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 214,875 | $2,138,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 132,652 | $2,131,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 38,500 | $2,123,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 45,340 | $2,123,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 143,618 | $2,121,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 76,558 | $2,121,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 150,113 | $2,119,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 57,576 | $2,117,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 609,166 | $2,114,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 154,730 | $2,113,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 174,515 | $2,103,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 41,231 | $2,102,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 172,131 | $2,099,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 41,264 | $2,096,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 47,877 | $2,095,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 238,653 | $2,091,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 77,960 | $2,090,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 131,585 | $2,090,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 171,347 | $2,090,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 125,579 | $2,088,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 102,213 | $2,087,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 59,316 | $2,086,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 36,867 | $2,086,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 65,579 | $2,085,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 48,407 | $2,085,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 58,923 | $2,080,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 163,648 | $2,078,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 484,407 | $2,077,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 156,605 | $2,075,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 159,478 | $2,073,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 38,601 | $2,073,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 214,129 | $2,073,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 78,049 | $2,072,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 210,901 | $2,071,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 28,163 | $2,066,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 166,543 | $2,064,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 44,716 | $2,062,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 18,486 | $2,060,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 50,802 | $2,059,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 32,770 | $2,058,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,900 | $2,054,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 78,857 | $2,052,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 50,000 | $2,052,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 53,230 | $2,050,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,200 | $2,049,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 46,505 | $2,048,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 78,616 | $2,047,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 45,686 | $2,045,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 87,010 | $2,036,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 106,096 | $2,035,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 131,293 | $2,031,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 275,680 | $2,031,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 22,485 | $2,030,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 126,530 | $2,025,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 35,833 | $2,020,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 200,000 | $2,020,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 324,193 | $2,019,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 163,004 | $2,010,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 200,000 | $1,996,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 124,293 | $1,993,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 64,611 | $1,993,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 28,623 | $1,993,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 71,310 | $1,993,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 89,800 | $1,990,000 | thousands by filing date | call |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 200,000 | $1,988,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 609,649 | $1,987,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 184,856 | $1,986,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 87,012 | $1,985,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 200,000 | $1,978,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 90,001 | $1,974,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 42,705 | $1,972,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 107,690 | $1,971,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 79,027 | $1,969,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 90,100 | $1,967,000 | thousands by filing date | call |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 199,339 | $1,965,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 199,998 | $1,960,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 203,418 | $1,957,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 2,000,000 | $1,956,000 | thousands by filing date | principal |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 106,418 | $1,954,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 956,611 | $1,951,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 43,415 | $1,950,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 31,142 | $1,950,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 44,987 | $1,950,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 79,613 | $1,950,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 81,152 | $1,949,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 243,546 | $1,948,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 119,335 | $1,947,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 29,000 | $1,946,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 99,002 | $1,943,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 77,874 | $1,943,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 47,589 | $1,939,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 49,202 | $1,938,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 101,431 | $1,937,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 31,511 | $1,936,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 200,000 | $1,934,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,200 | $1,933,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 80,159 | $1,931,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,600 | $1,929,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 315,552 | $1,928,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 40,698 | $1,928,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 99,475 | $1,927,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 1,688,000 | $1,924,000 | thousands by filing date | principal |
| ORBCOMM INC | 68555P100 | COM | 251,960 | $1,923,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 169,145 | $1,920,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100,000 | $1,918,000 | thousands by filing date | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 128,586 | $1,913,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 100,000 | $1,907,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 31,759 | $1,906,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 5,400 | $1,905,000 | thousands by filing date | call |
| DMC GLOBAL INC | 23291C103 | COM | 35,010 | $1,900,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 119,235 | $1,899,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 263,809 | $1,899,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 117,497 | $1,894,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 152,862 | $1,891,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 652,832 | $1,887,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 355,054 | $1,886,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 174,760 | $1,884,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 35,051 | $1,878,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 100,510 | $1,878,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 15,713 | $1,877,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 25,000 | $1,870,000 | thousands by filing date | put |
| TURQUOISE HILL RES LTD | 900435207 | COM | 116,278 | $1,870,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 1,295,000 | $1,864,000 | thousands by filing date | principal |
| NKARTA INC | 65487U108 | COMMON STOCK | 56,474 | $1,858,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 73,811 | $1,855,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 93,892 | $1,853,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,700 | $1,850,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 26,975 | $1,849,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 143,829 | $1,849,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 123,891 | $1,846,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 187,183 | $1,846,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 31,400 | $1,838,000 | thousands by filing date | put |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 175,759 | $1,838,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 39,734 | $1,837,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 36,513 | $1,835,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 68,750 | $1,832,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 28,938 | $1,831,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 38,137 | $1,829,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 49,151 | $1,828,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 552,188 | $1,828,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,800 | $1,826,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 118,044 | $1,824,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 94,854 | $1,824,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 73,439 | $1,823,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 76,539 | $1,822,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 25,000 | $1,821,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 184,314 | $1,821,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 98,399 | $1,820,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 28,308 | $1,819,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 16,845 | $1,817,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 40,887 | $1,815,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 33,941 | $1,814,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 59,583 | $1,805,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 48,774 | $1,804,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 39,475 | $1,801,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 270,052 | $1,799,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 114,795 | $1,799,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 38,221 | $1,795,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 39,172 | $1,792,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 32,921 | $1,790,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 180,025 | $1,789,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 31,749 | $1,787,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 37,026 | $1,778,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 1,767,000 | $1,778,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 407,298 | $1,768,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 18,913 | $1,767,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 7,832 | $1,766,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 47,762 | $1,763,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595101 | COM | 181,614 | $1,763,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 25,875 | $1,760,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 520,028 | $1,758,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 70,000 | $1,758,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 78,652 | $1,757,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 222,525 | $1,756,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 34,948 | $1,750,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 29,590 | $1,749,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 91,541 | $1,748,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 526,496 | $1,743,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 32,734 | $1,742,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 76,456 | $1,733,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 62,237 | $1,732,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 7,822 | $1,729,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 47,189 | $1,727,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 40,115 | $1,723,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 52,881 | $1,722,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 117,586 | $1,721,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 409,873 | $1,721,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 30,264 | $1,714,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 126,609 | $1,714,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,700 | $1,713,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 492,311 | $1,709,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 36,655 | $1,706,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 36,340 | $1,704,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 172,648 | $1,701,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 15,452 | $1,698,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 178,949 | $1,696,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 72,982 | $1,693,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 51,142 | $1,691,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 89,060 | $1,688,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 91,457 | $1,682,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M101 | COM CL A | 174,439 | $1,679,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 36,978 | $1,678,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 29,907 | $1,678,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 213,873 | $1,674,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 213,470 | $1,674,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 27,642 | $1,673,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 33,416 | $1,672,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 116,393 | $1,671,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 32,720 | $1,670,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 19,809 | $1,670,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 34,513 | $1,668,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 24,400 | $1,667,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 12,836 | $1,665,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 53,800 | $1,663,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 199,886 | $1,663,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 35,179 | $1,660,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 166,094 | $1,659,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 22,326 | $1,658,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 134,753 | $1,656,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 68,715 | $1,656,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 191,333 | $1,655,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,100 | $1,651,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 93,396 | $1,651,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 74,418 | $1,649,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 184,187 | $1,649,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 16,069 | $1,648,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 207,786 | $1,648,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 870,114 | $1,644,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 57,830 | $1,641,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 121,467 | $1,631,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 172,067 | $1,631,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,437 | $1,629,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 123,334 | $1,628,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 28,727 | $1,626,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 136,364 | $1,624,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 26,660 | $1,616,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 165,869 | $1,616,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 206,944 | $1,614,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 114,044 | $1,613,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 19,752 | $1,613,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 99,700 | $1,610,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 23,681 | $1,610,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 161,826 | $1,609,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 23,317 | $1,606,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 100,000 | $1,606,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 6,600 | $1,605,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 266,705 | $1,603,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 11,300 | $1,601,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 114,183 | $1,599,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 19,940 | $1,596,000 | thousands by filing date | |
| BLUE WTR ACQUISITION CORP | 09607T104 | COM CL A | 158,125 | $1,592,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 42,000 | $1,591,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 34,226 | $1,588,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 79,418 | $1,587,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 200,000 | $1,586,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 301,147 | $1,584,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 130,840 | $1,581,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 131,451 | $1,574,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 26,876 | $1,572,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 39,179 | $1,571,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 245,892 | $1,568,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 156,179 | $1,568,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 33,438 | $1,567,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 132,871 | $1,567,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 129,634 | $1,566,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 15,310 | $1,562,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 34,641 | $1,557,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 35,971 | $1,554,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 68,154 | $1,552,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 17,200 | $1,550,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 37,960 | $1,549,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 41,044 | $1,544,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 44,329 | $1,544,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 30,123 | $1,536,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 412,688 | $1,535,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 83,193 | $1,530,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 448,000 | $1,528,000 | thousands by filing date | principal |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 42,222 | $1,524,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 14,711 | $1,522,000 | thousands by filing date | |
| Direxion High Growth ETF | 25460G765 | HIGH GROWTH | 25,000 | $1,522,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 40,100 | $1,519,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 42,003 | $1,518,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 101,000 | $1,516,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460G724 | CONNECTED | 25,000 | $1,516,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 320,455 | $1,515,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 298,986 | $1,509,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 11,200 | $1,506,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 24,330 | $1,506,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 127,287 | $1,506,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 23,931 | $1,505,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 36,062 | $1,503,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 33,400 | $1,502,000 | thousands by filing date | call |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 24,310 | $1,501,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 105,004 | $1,500,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 154,002 | $1,494,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 132,286 | $1,493,000 | thousands by filing date | |
| SLAM CORP | G8210L113 | UNIT 99/99/9999 | 150,000 | $1,488,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 108,459 | $1,487,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 150,000 | $1,485,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,400 | $1,484,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010121 | this filing | 2021-05-14 | acceptance time not in the bulk data set |