13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 7,678 holding rows worth $889,828,287,000.
- Accession
- 0001567619-21-010121
- Filer
- CIK 70858
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 25,807 entries on the cover page, a total value of $889,828,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $889,828,287,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHU INC | 192576106 | COM | 107,860 | $4,512,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 315,922 | $4,511,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 143,964 | $4,497,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 190,940 | $4,497,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 73,580 | $4,496,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 268,804 | $4,484,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 96,503 | $4,479,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 20,300 | $4,474,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 75,000 | $4,471,000 | thousands by filing date | put |
| HEALTHCARE CAPITAL CORP | 42228C101 | COM CL A | 462,293 | $4,466,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 153,784 | $4,464,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 99,576 | $4,461,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 53,938 | $4,460,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 91,479 | $4,459,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 355,863 | $4,458,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 109,523 | $4,453,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 272,316 | $4,449,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 126,272 | $4,438,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 50,000 | $4,436,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 114,400 | $4,421,000 | thousands by filing date | put |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 127,115 | $4,421,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 90,553 | $4,419,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 191,593 | $4,418,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 497,470 | $4,413,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 28,000 | $4,409,000 | thousands by filing date | put |
| GRAFTECH INTL LTD | 384313508 | COM | 360,455 | $4,408,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 131,754 | $4,407,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 293,213 | $4,401,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 49,525 | $4,397,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 150,000 | $4,386,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 68,600 | $4,384,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 46,139 | $4,381,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,300 | $4,380,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 278,385 | $4,371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 90,675 | $4,366,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 203,479 | $4,365,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 4,268,000 | $4,361,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086101 | COM | 143,146 | $4,360,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 188,450 | $4,359,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 45,081 | $4,356,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 146,337 | $4,355,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 4,010,000 | $4,353,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 47,700 | $4,345,000 | thousands by filing date | put |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 433,497 | $4,339,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 136,199 | $4,337,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 130,405 | $4,336,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 136,075 | $4,327,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 229,931 | $4,323,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 137,302 | $4,315,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 3,195,000 | $4,312,000 | thousands by filing date | principal |
| United States Oil Fund LP | 91232N207 | COM | 106,383 | $4,311,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 236,012 | $4,310,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 200,000 | $4,308,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 247,627 | $4,308,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 200,700 | $4,307,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 374,784 | $4,306,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 217,869 | $4,305,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 312,012 | $4,303,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 73,897 | $4,302,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 126,700 | $4,298,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 78,806 | $4,294,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,291,765 | $4,288,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 78,915 | $4,277,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 279,142 | $4,260,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 429,200 | $4,253,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 105,919 | $4,250,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 61,379 | $4,247,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 55,671 | $4,246,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 207,492 | $4,246,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 68,126 | $4,244,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 399,257 | $4,244,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 56,235 | $4,241,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 116,655 | $4,237,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 776,694 | $4,233,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 50,000 | $4,232,000 | thousands by filing date | call |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 161,936 | $4,229,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 143,126 | $4,229,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 306,580 | $4,221,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 290,555 | $4,216,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 335,609 | $4,209,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 69,200 | $4,207,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 42,900 | $4,205,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 31,000 | $4,196,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 122,170 | $4,195,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 253,588 | $4,189,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 40,000 | $4,180,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 142,003 | $4,177,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 420,570 | $4,164,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,137,147 | $4,162,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 425,000 | $4,152,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 126,544 | $4,150,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 259,831 | $4,131,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 577,774 | $4,131,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 663,846 | $4,123,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,800 | $4,122,000 | thousands by filing date | put |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 1,302,000 | $4,119,000 | thousands by filing date | principal |
| INTERDIGITAL INC COM | 45867G101 | Stock | 64,793 | $4,110,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 398,217 | $4,105,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 62,680 | $4,099,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 29,300 | $4,087,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 279,996 | $4,081,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 277,125 | $4,080,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 97,709 | $4,080,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 36,788 | $4,079,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 150,000 | $4,078,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 345,645 | $4,078,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 70,167 | $4,077,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,711,000 | $4,077,000 | thousands by filing date | principal |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 54,594 | $4,063,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 340,968 | $4,054,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 2,571,000 | $4,054,000 | thousands by filing date | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 102,077 | $4,050,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 20,000 | $4,049,000 | thousands by filing date | call |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 81,859 | $4,021,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 208,569 | $4,019,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,308,468 | $4,017,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 272,861 | $4,011,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 132,847 | $4,009,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 652,564 | $4,007,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 554,663 | $3,999,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 2,024,000 | $3,992,000 | thousands by filing date | principal |
| IMAX CORP | 45245E109 | COM | 198,503 | $3,989,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 17,668 | $3,986,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 529,283 | $3,979,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 151,218 | $3,977,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 235,648 | $3,975,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 408,709 | $3,973,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 103,442 | $3,966,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 356,911 | $3,964,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 60,700 | $3,956,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 99,053 | $3,952,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 167,519 | $3,948,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 190,437 | $3,945,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 94,534 | $3,944,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 176,312 | $3,935,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 29,500 | $3,931,000 | thousands by filing date | call |
| AES CORP | 00130H204 | CONV | 38,057 | $3,931,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 90,542 | $3,929,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 98,400 | $3,926,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 81,622 | $3,926,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 49,606 | $3,920,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,300 | $3,911,000 | thousands by filing date | call |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 105,124 | $3,911,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 18,000 | $3,907,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 148,729 | $3,905,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 332,406 | $3,902,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 102,043 | $3,900,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 421,567 | $3,899,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 146,388 | $3,898,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 175,855 | $3,896,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 201,863 | $3,894,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 143,771 | $3,892,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 140,147 | $3,880,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C101 | CL A SHS | 400,000 | $3,880,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 155,266 | $3,879,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 33,982 | $3,873,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 274,755 | $3,871,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 76,845 | $3,869,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 109,821 | $3,869,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 400,000 | $3,868,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 70,748 | $3,867,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 176,806 | $3,867,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 58,527 | $3,866,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 69,547 | $3,863,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,700,000 | $3,862,000 | thousands by filing date | principal |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 135,894 | $3,849,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 134,931 | $3,846,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 36,683 | $3,838,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 83,111 | $3,836,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 198,777 | $3,835,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 82,440 | $3,833,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 96,764 | $3,826,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 30,000 | $3,817,000 | thousands by filing date | put |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 136,972 | $3,810,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 57,955 | $3,808,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 284,051 | $3,806,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 253,153 | $3,806,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 38,700 | $3,793,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 252,512 | $3,792,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 303,027 | $3,791,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 343,814 | $3,782,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 582,476 | $3,774,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 441,653 | $3,772,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,375,527 | $3,769,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 112,571 | $3,769,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 166,070 | $3,768,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,400 | $3,762,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 19,800 | $3,759,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 15,700 | $3,753,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 244,000 | $3,748,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 19,700 | $3,747,000 | thousands by filing date | call |
| PERDOCEO ED CORP | 71363P106 | COM | 312,510 | $3,736,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 260,440 | $3,735,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 73,000 | $3,734,000 | thousands by filing date | put |
| SI BONE INC | 825704109 | COM | 117,340 | $3,732,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 3,871,000 | $3,732,000 | thousands by filing date | principal |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 308,380 | $3,719,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 328,919 | $3,717,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 69,841 | $3,716,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 56,148 | $3,713,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 45,889 | $3,707,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 369,359 | $3,705,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 178,131 | $3,704,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 67,487 | $3,702,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 19,200 | $3,699,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 317,754 | $3,699,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 93,638 | $3,692,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 13,300 | $3,686,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 60,761 | $3,673,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 173,656 | $3,669,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 149,595 | $3,665,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 167,944 | $3,656,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 207,105 | $3,648,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 184,568 | $3,643,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 251,529 | $3,642,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 64,431 | $3,635,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 78,965 | $3,623,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 126,283 | $3,618,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 386,085 | $3,618,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 30,088 | $3,617,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 3,085,000 | $3,609,000 | thousands by filing date | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 358,587 | $3,607,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 62,100 | $3,603,000 | thousands by filing date | call |
| ZUORA INC | 98983V106 | COMMON STOCK | 243,417 | $3,603,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 107,538 | $3,602,000 | thousands by filing date | |
| ModivCare Inc | 60783X104 | Common Stock | 24,249 | $3,592,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 99,845 | $3,588,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 141,339 | $3,583,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 95,126 | $3,583,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 53,658 | $3,581,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 63,496 | $3,580,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 160,102 | $3,578,000 | thousands by filing date | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 119,608 | $3,566,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 384,073 | $3,564,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 247,268 | $3,551,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 82,291 | $3,551,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 660,825 | $3,542,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 104,943 | $3,540,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 50,000 | $3,538,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 55,600 | $3,538,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 138,889 | $3,530,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 213,587 | $3,528,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 83,999 | $3,527,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 24,900 | $3,521,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 77,745 | $3,518,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 108,875 | $3,515,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 106,076 | $3,514,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 133,631 | $3,510,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 1,592,480 | $3,503,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 130,307 | $3,499,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 194,860 | $3,498,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 81,355 | $3,489,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 238,929 | $3,484,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 421,182 | $3,483,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 75,206 | $3,481,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 43,740 | $3,480,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 89,435 | $3,480,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 14,300 | $3,477,000 | thousands by filing date | put |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 258,845 | $3,471,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 47,331 | $3,470,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,700 | $3,469,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 120,626 | $3,469,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 95,896 | $3,463,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 148,753 | $3,460,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 50,520 | $3,460,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 285,800 | $3,447,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 285,800 | $3,447,000 | thousands by filing date | put |
| PTK Acquisition Corp | 69375F108 | Common Stock | 350,020 | $3,446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 268,130 | $3,435,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 65,640 | $3,431,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 264,482 | $3,430,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 150,000 | $3,428,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 263,535 | $3,421,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 18,300 | $3,419,000 | thousands by filing date | call |
| DBX ETF TR | 233051226 | CMN | 100,224 | $3,419,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 153,257 | $3,414,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 113,177 | $3,412,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 211,577 | $3,402,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 5,700 | $3,393,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 65,088 | $3,390,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 94,807 | $3,388,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,135,734 | $3,385,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 39,848 | $3,375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 83,753 | $3,371,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 519,902 | $3,369,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 133,124 | $3,369,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 130,277 | $3,364,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 160,695 | $3,354,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 17,400 | $3,353,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 425,263 | $3,321,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 105,000 | $3,319,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 392,974 | $3,317,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 86,800 | $3,317,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 183,246 | $3,314,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 67,956 | $3,313,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 236,023 | $3,312,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 61,248 | $3,303,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 237,500 | $3,297,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 288,531 | $3,295,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 196,924 | $3,288,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 122,757 | $3,274,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 316,227 | $3,273,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 210,974 | $3,267,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 260,600 | $3,265,000 | thousands by filing date | call |
| AVANOS MED INC | 05350V106 | COM | 74,618 | $3,263,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 127,201 | $3,263,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 29,200 | $3,261,000 | thousands by filing date | put |
| PROSHARES TR | 74348A145 | PET CARE ETF | 45,015 | $3,257,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 166,650 | $3,249,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 51,521 | $3,246,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 30,000 | $3,245,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 186,564 | $3,232,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 328,173 | $3,232,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 648,023 | $3,227,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 50,851 | $3,216,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 324,682 | $3,215,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 24,300 | $3,212,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 36,400 | $3,209,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 100,000 | $3,207,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 388,949 | $3,205,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 221,073 | $3,203,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 72,127 | $3,200,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 83,051 | $3,199,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 93,136 | $3,197,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 419,380 | $3,196,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 40,087 | $3,193,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 75,000 | $3,190,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 102,558 | $3,186,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 372,993 | $3,185,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 58,610 | $3,181,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 52,298 | $3,179,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 38,609 | $3,179,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 27,697 | $3,179,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 37,371 | $3,178,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 36,074 | $3,178,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 101,427 | $3,166,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 788,660 | $3,162,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 48,500 | $3,161,000 | thousands by filing date | put |
| FRANCHISE GROUP INC | 35180X105 | COM | 87,397 | $3,157,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 155,466 | $3,156,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 2,957,000 | $3,155,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 242,486 | $3,149,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 184,170 | $3,149,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 40,700 | $3,145,000 | thousands by filing date | put |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 2,367,000 | $3,145,000 | thousands by filing date | principal |
| COCA COLA CONS INC | 191098102 | COM | 10,883 | $3,143,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 316,250 | $3,143,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 55,547 | $3,142,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 111,184 | $3,140,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 214,099 | $3,139,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 169,769 | $3,134,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 39,959 | $3,131,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 152,003 | $3,130,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 245,405 | $3,129,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 177,104 | $3,128,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 98,076 | $3,124,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 143,693 | $3,122,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 131,124 | $3,119,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 143,414 | $3,119,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 127,598 | $3,118,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 243,392 | $3,113,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 8,100 | $3,111,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 63,390 | $3,104,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 757,617 | $3,099,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 177,691 | $3,099,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 667,612 | $3,098,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 635,049 | $3,093,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,100 | $3,091,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 73,770 | $3,082,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 154,627 | $3,081,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 35,345 | $3,079,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 66,732 | $3,078,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 58,498 | $3,073,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 41,521 | $3,065,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 62,410 | $3,055,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 232,713 | $3,051,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 243,162 | $3,044,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 209,899 | $3,043,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 148,900 | $3,039,000 | thousands by filing date | put |
| EVERQUOTE INC | 30041R108 | COM CL A | 83,599 | $3,034,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 33,600 | $3,031,000 | thousands by filing date | call |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 633,944 | $3,030,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 52,372 | $3,027,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 110,646 | $3,021,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 123,592 | $3,016,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 35,686 | $3,007,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 52,009 | $3,004,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 300,000 | $3,000,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 33,168 | $2,997,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 67,400 | $2,997,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 51,800 | $2,995,000 | thousands by filing date | call |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 300,000 | $2,985,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 403,688 | $2,975,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 145,891 | $2,972,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 300,000 | $2,964,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 93,070 | $2,961,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 219,416 | $2,957,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 51,771 | $2,956,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 97,700 | $2,955,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 23,200 | $2,952,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 30,862 | $2,949,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 70,938 | $2,949,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 125,963 | $2,946,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 125,336 | $2,940,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 87,054 | $2,933,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 85,706 | $2,930,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 196,911 | $2,926,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 114,789 | $2,920,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 66,600 | $2,913,000 | thousands by filing date | put |
| CANOO INC | 13803R102 | COM CL A | 322,627 | $2,913,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 89,766 | $2,913,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 332,552 | $2,910,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 381,230 | $2,909,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 8,100 | $2,907,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 66,800 | $2,906,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 70,721 | $2,905,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 108,453 | $2,905,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,651,000 | $2,905,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 45,732 | $2,904,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 10,000 | $2,898,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 223,457 | $2,896,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 110,604 | $2,887,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 232,746 | $2,885,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 213,063 | $2,880,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 116,565 | $2,880,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 127,271 | $2,879,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 120,978 | $2,877,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 207,073 | $2,868,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 192,587 | $2,862,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 58,303 | $2,859,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 71,359 | $2,855,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 25,000 | $2,846,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 25,000 | $2,846,000 | thousands by filing date | call |
| GOHEALTH INC | 38046W105 | COM CL A | 243,185 | $2,843,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 104,644 | $2,840,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 127,212 | $2,840,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 723,434 | $2,836,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 157,183 | $2,832,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 17,984 | $2,827,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 158,690 | $2,821,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 43,700 | $2,819,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 57,740 | $2,810,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 116,687 | $2,803,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 65,485 | $2,801,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 93,523 | $2,801,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 56,786 | $2,800,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 104,381 | $2,798,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,200 | $2,796,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 59,273 | $2,796,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 30,254 | $2,780,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 222,576 | $2,778,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 282,301 | $2,775,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 63,673 | $2,770,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 6,600 | $2,767,000 | thousands by filing date | put |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 276,057 | $2,767,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 52,600 | $2,762,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 57,688 | $2,761,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 295,227 | $2,760,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 304,767 | $2,758,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 67,373 | $2,754,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 80,467 | $2,754,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 70,063 | $2,752,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 60,206 | $2,751,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 11,500 | $2,749,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 12,200 | $2,746,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 40,116 | $2,740,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 265,913 | $2,739,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 566,789 | $2,738,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 65,512 | $2,735,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 86,844 | $2,731,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 32,444 | $2,727,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 59,107 | $2,725,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 28,172 | $2,721,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 206,165 | $2,721,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 131,136 | $2,720,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 192,870 | $2,713,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 125,170 | $2,711,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R104 | CMN | 275,000 | $2,711,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 300,000 | $2,709,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 502,938 | $2,706,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 41,382 | $2,706,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 74,363 | $2,705,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 183,377 | $2,703,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 259,537 | $2,702,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 113,028 | $2,699,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 138,161 | $2,698,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 18,953 | $2,695,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 106,180 | $2,691,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 54,213 | $2,689,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 180,787 | $2,686,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 41,033 | $2,685,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 31,009 | $2,685,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 259,210 | $2,685,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 17,300 | $2,683,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 36,825 | $2,678,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 60,766 | $2,678,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 234,784 | $2,674,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 38,112 | $2,671,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 178,384 | $2,667,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 80,957 | $2,664,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010121 | this filing | 2021-05-14 | acceptance time not in the bulk data set |