13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 7,678 holding rows worth $889,828,287,000.
- Accession
- 0001567619-21-010121
- Filer
- CIK 70858
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 25,807 entries on the cover page, a total value of $889,828,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $889,828,287,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 241,217 | $7,514,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 71,788 | $7,472,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 259,092 | $7,456,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 318,996 | $7,448,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 192,955 | $7,422,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 78,634 | $7,416,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 210,093 | $7,411,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 534,874 | $7,397,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 74,103 | $7,384,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 216,661 | $7,380,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 313,493 | $7,367,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 20,900 | $7,366,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 215,632 | $7,360,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,288,738 | $7,346,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 272,002 | $7,329,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 291,165 | $7,324,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 322,050 | $7,320,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 6,409,000 | $7,302,000 | thousands by filing date | principal |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 257,703 | $7,290,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 66,468 | $7,288,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 129,900 | $7,283,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 105,736 | $7,283,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 56,262 | $7,274,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 93,208 | $7,272,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 81,801 | $7,250,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 292,361 | $7,248,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 81,200 | $7,206,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 166,159 | $7,203,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 744,164 | $7,196,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 377,991 | $7,185,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065104 | CMN | 744,683 | $7,185,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 264,401 | $7,184,000 | thousands by filing date | |
| COWEN GROUP INC | 223622AE1 | BOND | 3,500,000 | $7,184,000 | thousands by filing date | principal |
| NOVOCURE LTD | G6674U108 | ORD SHS | 54,300 | $7,177,000 | thousands by filing date | put |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 714,419 | $7,173,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 85,000 | $7,169,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 54,531 | $7,163,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 385,771 | $7,121,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 388,755 | $7,114,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 267,588 | $7,101,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 142,885 | $7,082,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 524,789 | $7,075,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 700,000 | $7,056,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 255,755 | $7,054,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 192,437 | $7,049,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 176,126 | $7,032,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 111,920 | $7,026,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,029,172 | $7,019,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 91,202 | $7,015,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 723,178 | $7,015,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 197,064 | $7,004,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 191,390 | $7,003,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 287,580 | $7,000,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 118,655 | $7,000,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 359,846 | $6,995,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 262,700 | $6,993,000 | thousands by filing date | put |
| LEMONADEINC | 52567D107 | STOK | 75,000 | $6,985,000 | thousands by filing date | put |
| PRICESMART INC COM | 741511109 | Stock | 71,879 | $6,954,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 135,717 | $6,954,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 181,338 | $6,951,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 121,385 | $6,937,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 249,951 | $6,934,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 82,721 | $6,933,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 153,700 | $6,932,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 114,000 | $6,930,000 | thousands by filing date | put |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 243,236 | $6,927,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 627,740 | $6,924,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 741,145 | $6,921,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 45,300 | $6,915,000 | thousands by filing date | put |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 45,300 | $6,915,000 | thousands by filing date | call |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 712,184 | $6,908,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 127,747 | $6,891,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 165,097 | $6,884,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,911,000 | $6,883,000 | thousands by filing date | principal |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 164,712 | $6,877,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 211,450 | $6,866,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 128,300 | $6,863,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 272,935 | $6,862,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 107,123 | $6,856,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 65,144 | $6,853,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 735,535 | $6,841,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 85,027 | $6,832,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 178,083 | $6,831,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 426,108 | $6,817,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 18,200 | $6,809,000 | thousands by filing date | put |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 573,665 | $6,803,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 752,423 | $6,795,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 208,481 | $6,794,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 36,886 | $6,786,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 300,486 | $6,784,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 93,025 | $6,778,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 101,329 | $6,776,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 452,331 | $6,767,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 117,732 | $6,766,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 102,600 | $6,762,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 127,856 | $6,762,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 195,496 | $6,749,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 102,459 | $6,736,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 349,832 | $6,696,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 885,193 | $6,693,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 285,515 | $6,690,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 177,372 | $6,685,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 6,563,000 | $6,677,000 | thousands by filing date | principal |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 37,186 | $6,674,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 411,848 | $6,671,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 702,634 | $6,668,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 141,156 | $6,665,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 164,609 | $6,661,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100,300 | $6,654,000 | thousands by filing date | put |
| Raytheon Technologies Corporation | 75513E101 | COM | 86,100 | $6,653,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 119,182 | $6,650,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 166,685 | $6,641,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 179,640 | $6,628,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 260,093 | $6,625,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 123,090 | $6,620,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 335,609 | $6,619,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 152,000 | $6,606,000 | thousands by filing date | put |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 131,932 | $6,597,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 5,284,000 | $6,595,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 46,600 | $6,591,000 | thousands by filing date | put |
| KODIAK SCIENCES INC | 50015M109 | COM | 58,117 | $6,590,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 670,282 | $6,575,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 340,455 | $6,574,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 98,035 | $6,571,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 460,656 | $6,569,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 669,582 | $6,568,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 170,122 | $6,540,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 87,329 | $6,537,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 57,923 | $6,532,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 271,138 | $6,523,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 85,505 | $6,522,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 121,065 | $6,519,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 299,049 | $6,514,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 332,145 | $6,513,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 386,971 | $6,497,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 146,312 | $6,485,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 128,866 | $6,485,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 144,073 | $6,484,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 112,216 | $6,481,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 140,079 | $6,476,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 134,763 | $6,474,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 111,273 | $6,458,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 21,641 | $6,454,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 12,900 | $6,451,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 262,690 | $6,449,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 185,301 | $6,441,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 145,122 | $6,427,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 130,831 | $6,424,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 261,787 | $6,424,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 399,812 | $6,417,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 282,393 | $6,390,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 419,258 | $6,390,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 5,770,000 | $6,390,000 | thousands by filing date | principal |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 636,491 | $6,384,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 95,882 | $6,382,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 452,362 | $6,382,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 23,000 | $6,374,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 108,502 | $6,371,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 77,856 | $6,367,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 635,816 | $6,365,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 271,206 | $6,363,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 79,645 | $6,363,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 17,200 | $6,355,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 358,211 | $6,348,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 642,259 | $6,345,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 152,400 | $6,341,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 429,422 | $6,326,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 2,165,000 | $6,318,000 | thousands by filing date | principal |
| HEALTH CATALYST INC | 42225T107 | COM | 135,000 | $6,314,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 779,151 | $6,312,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 200,300 | $6,311,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 4,097,039 | $6,310,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 304,111 | $6,304,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 539,650 | $6,303,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 62,843 | $6,285,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 300,000 | $6,270,000 | thousands by filing date | call |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 204,027 | $6,263,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 387,588 | $6,260,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 66,138 | $6,256,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 97,852 | $6,252,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 110,767 | $6,249,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 438,049 | $6,242,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 70,000 | $6,238,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,754,861 | $6,230,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 179,033 | $6,224,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 40,803 | $6,217,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 189,968 | $6,216,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 400,000 | $6,212,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 46,600 | $6,210,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 127,728 | $6,210,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 266,626 | $6,208,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 281,724 | $6,203,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 210,000 | $6,193,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 31,200 | $6,180,000 | thousands by filing date | put |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 632,523 | $6,173,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 88,782 | $6,160,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 349,753 | $6,159,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 194,999 | $6,146,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 116,096 | $6,143,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 134,184 | $6,133,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 479,904 | $6,128,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 6,055,000 | $6,127,000 | thousands by filing date | principal |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 267,844 | $6,114,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 597,678 | $6,103,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 500,912 | $6,096,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 230,707 | $6,093,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 350,663 | $6,087,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 217,819 | $6,085,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 106,303 | $6,079,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 94,802 | $6,061,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 357,661 | $6,045,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,416,000 | $6,039,000 | thousands by filing date | principal |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 610,000 | $6,039,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 260,220 | $6,024,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 45,300 | $6,020,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 157,392 | $6,016,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 820,740 | $6,015,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 173,426 | $6,011,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 122,274 | $6,005,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 285,618 | $5,995,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 52,300 | $5,986,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 129,451 | $5,977,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 501,271 | $5,969,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 67,472 | $5,968,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 292,248 | $5,964,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 600,000 | $5,958,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 113,544 | $5,955,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 428,563 | $5,945,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 89,687 | $5,942,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 328,925 | $5,941,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 164,108 | $5,938,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 317,621 | $5,933,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 170,612 | $5,932,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 183,119 | $5,932,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 169,031 | $5,932,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 408,968 | $5,932,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 105,853 | $5,930,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 202,557 | $5,926,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 738,178 | $5,920,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 33,308 | $5,917,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 73,591 | $5,915,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 321,375 | $5,913,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 246,861 | $5,904,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 124,764 | $5,904,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 301,089 | $5,901,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 388,285 | $5,901,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 79,400 | $5,900,000 | thousands by filing date | call |
| ASHLAND INC | 044186104 | COM | 66,415 | $5,895,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 129,640 | $5,873,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 382,466 | $5,871,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 229,465 | $5,867,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 33,407 | $5,861,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 134,536 | $5,852,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 350,386 | $5,845,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 144,971 | $5,836,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 9,800 | $5,833,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P706 | CMN | 193,027 | $5,832,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 17,100 | $5,827,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 315,918 | $5,819,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 393,978 | $5,815,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 148,797 | $5,814,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 63,008 | $5,807,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 1,068,938 | $5,805,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 453,394 | $5,799,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 178,779 | $5,797,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 255,000 | $5,796,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 99,819 | $5,787,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 139,152 | $5,783,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 302,606 | $5,782,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 180,699 | $5,781,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 92,628 | $5,772,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 207,471 | $5,772,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 42,600 | $5,767,000 | thousands by filing date | put |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 140,376 | $5,734,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 178,546 | $5,726,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 61,691 | $5,718,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 199,646 | $5,717,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 127,972 | $5,693,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 85,902 | $5,691,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 575,486 | $5,680,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 70,302 | $5,677,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 136,320 | $5,672,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 351,258 | $5,672,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 546,912 | $5,671,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 86,803 | $5,670,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,113,563 | $5,657,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 94,300 | $5,645,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 390,828 | $5,640,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 33,754 | $5,624,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 383,931 | $5,614,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 620,035 | $5,599,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 343,803 | $5,587,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 4,068,000 | $5,568,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 235,496 | $5,567,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 24,700 | $5,559,000 | thousands by filing date | put |
| SOTERA HEALTH CO | 83601L102 | COM | 222,723 | $5,559,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 77,866 | $5,559,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 600,208 | $5,558,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 23,385 | $5,557,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 194,156 | $5,551,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 49,965 | $5,550,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 417,537 | $5,520,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 71,218 | $5,511,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 2,500,000 | $5,509,000 | thousands by filing date | principal |
| BLINK CHARGING CO | 09354A100 | COM | 133,685 | $5,495,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 321,428 | $5,494,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 80,782 | $5,477,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 87,523 | $5,477,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 17,000 | $5,462,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 236,644 | $5,461,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 556,188 | $5,456,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 65,179 | $5,451,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 75,100 | $5,447,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 165,107 | $5,439,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 306,585 | $5,439,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 583,321 | $5,431,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 100,925 | $5,430,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 172,518 | $5,420,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 17,900 | $5,404,000 | thousands by filing date | call |
| GENETRON HLDGS LTD | 37186H100 | ADS | 251,801 | $5,404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 381,673 | $5,390,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 81,515 | $5,387,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 87,910 | $5,369,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 3,233,475 | $5,368,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,525,000 | $5,366,000 | thousands by filing date | principal |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 800,720 | $5,365,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 428,664 | $5,349,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 76,634 | $5,342,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 314,386 | $5,335,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 134,376 | $5,316,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 137,388 | $5,310,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 86,459 | $5,303,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 364,968 | $5,298,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 106,315 | $5,296,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 175,096 | $5,293,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 700,000 | $5,292,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 493,419 | $5,290,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 195,322 | $5,286,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 396,064 | $5,284,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 14,700 | $5,277,000 | thousands by filing date | put |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 53,674 | $5,271,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 23,843 | $5,270,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 57,657 | $5,262,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 904,568 | $5,256,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 25,126 | $5,252,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 26,312 | $5,249,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 202,546 | $5,242,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 58,000 | $5,233,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 579,199 | $5,229,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 106,838 | $5,225,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 394,370 | $5,223,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 85,145 | $5,212,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 196,467 | $5,209,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 509,060 | $5,207,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 152,359 | $5,202,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 243,443 | $5,197,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 152,360 | $5,197,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 218,130 | $5,189,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 542,873 | $5,174,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 201,608 | $5,162,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 3,914,000 | $5,157,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 66,400 | $5,156,000 | thousands by filing date | call |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 189,777 | $5,155,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 183,600 | $5,146,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,031,092 | $5,146,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 261,091 | $5,146,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 307,130 | $5,145,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 149,914 | $5,144,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 349,513 | $5,142,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 125,000 | $5,138,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 160,000 | $5,125,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 75,000 | $5,123,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 2,187,535 | $5,119,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 60,600 | $5,111,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 100,000 | $5,110,000 | thousands by filing date | put |
| NEWMARK GROUP INC | 65158N102 | CL A | 509,480 | $5,097,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 500,000 | $5,095,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 92,575 | $5,089,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 312,000 | $5,089,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 348,381 | $5,083,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 189,539 | $5,073,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 50,694 | $5,061,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 310,000 | $5,056,000 | thousands by filing date | put |
| IMPINJ INC | 453204109 | COM | 88,843 | $5,052,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 598,455 | $5,045,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 55,354 | $5,038,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 52,427 | $5,038,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 94,991 | $5,037,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 200,754 | $5,037,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 350,357 | $5,034,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 156,857 | $5,024,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 70,895 | $5,012,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 240,614 | $5,006,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 438,518 | $5,003,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 53,744 | $5,001,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 500,000 | $4,995,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 192,607 | $4,988,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 8,134 | $4,982,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 140,380 | $4,981,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 500,000 | $4,975,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,500 | $4,973,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 17,800 | $4,970,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 207,511 | $4,968,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 193,196 | $4,963,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 62,853 | $4,958,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 4,034,000 | $4,958,000 | thousands by filing date | principal |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 273,924 | $4,957,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 540,490 | $4,956,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 791,100 | $4,944,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 104,314 | $4,926,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 273,480 | $4,920,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 51,000 | $4,917,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 115,900 | $4,914,000 | thousands by filing date | call |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 130,578 | $4,910,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 102,304 | $4,900,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 251,988 | $4,896,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 2,100 | $4,893,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 21,100 | $4,892,000 | thousands by filing date | call |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 179,528 | $4,892,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 4,531,000 | $4,885,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 855,145 | $4,865,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 249,395 | $4,863,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 368,149 | $4,853,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 33,891 | $4,847,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 301,595 | $4,847,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 249,100 | $4,840,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 469,764 | $4,837,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 161,056 | $4,835,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 321,536 | $4,833,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 75,717 | $4,823,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 383,554 | $4,821,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 809,990 | $4,819,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 115,647 | $4,802,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 4,400,000 | $4,802,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 53,697 | $4,796,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 264,224 | $4,795,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 208,587 | $4,790,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 258,041 | $4,789,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 39,179 | $4,787,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 231,108 | $4,784,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 323,916 | $4,774,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 491,511 | $4,767,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 473,426 | $4,767,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 505,791 | $4,759,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 453,942 | $4,758,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 328,114 | $4,751,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 216,046 | $4,750,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 290,299 | $4,745,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 360,647 | $4,745,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 81,572 | $4,737,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 37,800 | $4,736,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 109,769 | $4,727,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 177,166 | $4,726,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 158,366 | $4,721,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 19,000 | $4,720,000 | thousands by filing date | put |
| CARLOTZ INC | 142552108 | COMMON STOCK | 661,688 | $4,718,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 354,882 | $4,702,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 29,600 | $4,701,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 289,905 | $4,699,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 324,984 | $4,695,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 69,882 | $4,691,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 210,501 | $4,690,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 419,548 | $4,690,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 283,788 | $4,684,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 368,778 | $4,683,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 2,491,046 | $4,683,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 181,841 | $4,678,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 585,285 | $4,676,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 107,957 | $4,673,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 126,495 | $4,671,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 101,916 | $4,668,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 55,377 | $4,663,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 105,046 | $4,642,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 332,415 | $4,637,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 59,461 | $4,636,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 3,500,000 | $4,627,000 | thousands by filing date | principal |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 55,300 | $4,625,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 181,815 | $4,622,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 3,914,000 | $4,606,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 40,200 | $4,601,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 43,222 | $4,597,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 166,993 | $4,595,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 181,894 | $4,592,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 81,569 | $4,592,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 43,300 | $4,590,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 13,000 | $4,587,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 922,463 | $4,585,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 129,294 | $4,583,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 605,291 | $4,570,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 256,634 | $4,569,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 482,900 | $4,568,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 68,367 | $4,560,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 201,683 | $4,551,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 89,978 | $4,548,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 26,975 | $4,544,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 464,272 | $4,540,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 420,700 | $4,539,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 207,559 | $4,537,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 109,096 | $4,528,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 127,817 | $4,527,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-010121 | this filing | 2021-05-14 | acceptance time not in the bulk data set |